Data / Investment advisers / Serving state and municipal governments / New York

Investment advisers in New York serving state and municipal governments: 167 firms

Name: Investment advisers in New York serving state and municipal governments: Form ADV data
Creator: SpecStream
License: https://creativecommons.org/licenses/by/4.0/

Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.

167 SEC registered investment advisers with a main office in New York report state and municipal governments among their clients in Form ADV item 5.D, and together they attribute $652 billion of their assets under management to them, in the SEC's file of November 2, 2026. The adviser with the most is Blackrock Financial Management, Inc.

The request: Every investment adviser in New York that serves state and municipal governments, with AUM, phone and website. $10 of work on sign-up, no card.

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167Advisers
$652 billionAUM from this client type
161Advisers over $100 million
November 2, 2026File date

Advisers in New York serving state and municipal governments

Ranked by the AUM the adviser attributes to this client type. Each row links to the firm page where it has one, and to its SEC record.

Adviser	City	Clients of this type	AUM from this type	Total AUM	Source
Blackrock Financial Management, Inc	New York	54	$172.83 billion	$1.60 trillion	adviserinfo.sec.gov
Tiaa-Cref Tuition Financing, Inc.	New York	9	$70.51 billion	$70.51 billion	adviserinfo.sec.gov
J.P. Morgan Investment Management Inc.	New York	155	$63.67 billion	$3.52 trillion	adviserinfo.sec.gov
Neuberger Berman Investment Advisers LLC	New York	44	$27.81 billion	$398.65 billion	adviserinfo.sec.gov
Blackrock Advisors, LLC	New York	Fewer than 5	$24.69 billion	$1.10 trillion	adviserinfo.sec.gov
Lazard Asset Management LLC	New York	54	$21.50 billion	$120.52 billion	adviserinfo.sec.gov
Nomura Corporate Research and Asset Management Inc	New York	20	$18.43 billion	$37.56 billion	adviserinfo.sec.gov
Voya Investment Management Co. LLC	New York	52	$17.33 billion	$274.95 billion	adviserinfo.sec.gov
Record Currency Management Inc	New York	Fewer than 5	$15.81 billion	$19.66 billion	adviserinfo.sec.gov
Schroder Investment Management North America Inc	New York	33	$14.61 billion	$150.40 billion	adviserinfo.sec.gov
Pzena Investment Management LLC	New York	29	$14.48 billion	$81.44 billion	adviserinfo.sec.gov
Mackay Shields LLC	New York	34	$13.08 billion	$159.52 billion	adviserinfo.sec.gov
Jennison Associates	New York	29	$10.72 billion	$214.84 billion	adviserinfo.sec.gov
UBS Asset Management (Americas) LLC	New York	141	$9.41 billion	$588.22 billion	adviserinfo.sec.gov
Pinebridge Investments LLC	New York	23	$8.85 billion	$76.73 billion	adviserinfo.sec.gov
Clarion Partners	New York	8	$8.15 billion	$73.68 billion	adviserinfo.sec.gov
Morgan Stanley	Purchase	1,423	$8.11 billion	$1.96 trillion	adviserinfo.sec.gov
Abbott Capital Management LLC	New York	5	$7.45 billion	$15.56 billion	adviserinfo.sec.gov
Shenkman Capital Management, Inc.	New York	18	$7.22 billion	$36.54 billion	adviserinfo.sec.gov
Cohen & Steers Capital Management Inc.	New York	21	$6.47 billion	$85.67 billion	adviserinfo.sec.gov
Goldentree Asset Management LP	New York	10	$5.00 billion	$70.14 billion	adviserinfo.sec.gov
Brigade Capital Management, LP	New York	11	$4.94 billion	$33.02 billion	adviserinfo.sec.gov
Ramirez Asset Management, Inc.	New York	17	$4.66 billion	$12.27 billion	adviserinfo.sec.gov
General Atlantic Service Company, L.P.	New York	Fewer than 5	$4.52 billion	$125.26 billion	adviserinfo.sec.gov
Goldman Sachs Asset Management, L.P.	New York	7	$4.39 billion	$2.65 trillion	adviserinfo.sec.gov
Guggenheim Partners Investment Management, LLC	New York	11	$4.01 billion	$240.66 billion	adviserinfo.sec.gov
Gresham Investment Management LLC	New York	6	$3.81 billion	$8.55 billion	adviserinfo.sec.gov
Fiera Capital Inc.	New York	18	$2.93 billion	$17.28 billion	adviserinfo.sec.gov
Citigroup Global Markets Inc.	New York	11	$2.84 billion	$56.01 billion	adviserinfo.sec.gov
Advent Capital Management, LLC	New York	28	$2.82 billion	$8.82 billion	adviserinfo.sec.gov
Stable Asset Management LP	New York	2	$2.81 billion	$4.60 billion	adviserinfo.sec.gov
Insight Investment	New York	11	$2.32 billion	$171.09 billion	adviserinfo.sec.gov
Morgan Stanley Investment Management Inc.	New York	5	$2.20 billion	$702.25 billion	adviserinfo.sec.gov
Eagle Capital Management LLC	New York	17	$2.20 billion	$35.80 billion	adviserinfo.sec.gov
Aksia LLC	New York	25	$2.16 billion	$35.20 billion	adviserinfo.sec.gov
LGT Capital Partners (USA) Inc.	New York	Fewer than 5	$2.14 billion	$59.78 billion	adviserinfo.sec.gov
Oak Hill Advisors, L.P.	New York	5	$2.10 billion	$100.72 billion	adviserinfo.sec.gov
D. E. Shaw Investment Management, L.L.C.	New York	Fewer than 5	$2.04 billion	$33.37 billion	adviserinfo.sec.gov
Stifel Capital Management, LLC	New York	20	$1.96 billion	$4.20 billion	adviserinfo.sec.gov
Starboard Value LP	New York	Fewer than 5	$1.86 billion	$8.15 billion	adviserinfo.sec.gov
Christofferson, Robb & Company	New York	4	$1.86 billion	$11.27 billion	adviserinfo.sec.gov
DWS Investment Management Americas, Inc.	New York	2	$1.78 billion	$199.66 billion	adviserinfo.sec.gov
Napier Park Global Capital (US) LP	New York	5	$1.70 billion	$14.57 billion	adviserinfo.sec.gov
Donald Smith & Co., Inc.	New York	3	$1.48 billion	$5.60 billion	adviserinfo.sec.gov
Millennium Management LLC	New York	Fewer than 5	$1.31 billion	$720.85 billion	adviserinfo.sec.gov
Silver Rock Capital Partners	New York	2	$1.29 billion	$6.83 billion	adviserinfo.sec.gov
Timessquare Capital Management, LLC	New York	5	$1.26 billion	$7.90 billion	adviserinfo.sec.gov
Blue Owl Credit Private Fund Advisors LLC	New York	3	$1.25 billion	$46.06 billion	adviserinfo.sec.gov
RBC Capital Markets, LLC	New York	215	$1.24 billion	$310.43 billion	adviserinfo.sec.gov
Ninety One North America, Inc.	New York	3	$1.19 billion	$41.47 billion	adviserinfo.sec.gov
Partners Group (USA) Inc.	New York	Fewer than 5	$1.15 billion	$29.12 billion	adviserinfo.sec.gov
Vontobel Asset Management, Inc.	New York	Fewer than 5	$1.08 billion	$20.29 billion	adviserinfo.sec.gov
Brown Brothers Harriman Credit Partners, LLC	New York	Fewer than 5	$1.04 billion	$57.43 billion	adviserinfo.sec.gov
Mudrick Capital	New York	2	$1.04 billion	$3.28 billion	adviserinfo.sec.gov
Lyrical Asset Management LP	New York	2	$994.9 million	$7.37 billion	adviserinfo.sec.gov
Lake Hill Capital Management, LLC	New York	Fewer than 5	$963.5 million	$1.58 billion	adviserinfo.sec.gov
Generation Capital Management LLC	Pittsford	5	$954.4 million	$1.15 billion	adviserinfo.sec.gov
Foresight Global Investors, Inc.	Purchase	10	$935.5 million	$955.2 million	adviserinfo.sec.gov
Robeco Institutional Asset Management US Inc	New York	2	$909.7 million	$4.76 billion	adviserinfo.sec.gov
Silvercrest Asset Management Group LLC	New York	11	$907.1 million	$28.33 billion	adviserinfo.sec.gov
First Eagle Investment Management, LLC	New York	2	$868.9 million	$136.48 billion	adviserinfo.sec.gov
Anchorage Capital Advisors, L.P.	New York	2	$800.9 million	$27.83 billion	adviserinfo.sec.gov
JLC Infrastructure	New York	2	$795.2 million	$2.04 billion	adviserinfo.sec.gov
Academy Asset Management	New York	Fewer than 5	$786.8 million	$1.29 billion	adviserinfo.sec.gov
Nordea Investment Management North America, Inc.	New York	Fewer than 5	$768.5 million	$1.05 billion	adviserinfo.sec.gov
Segal Marco Advisors	New York	6	$747.1 million	$50.15 billion	adviserinfo.sec.gov
Fred Alger Management, LLC	New York	13	$742.8 million	$26.14 billion	adviserinfo.sec.gov
Franklin Templeton Institutional, LLC	New York	Fewer than 5	$697 million	$29.59 billion	adviserinfo.sec.gov
Brookfield Public Securities Group LLC	New York	Fewer than 5	$659.1 million	$66.46 billion	adviserinfo.sec.gov
Brightshore Capital LP	New York	Fewer than 5	$658.2 million	$2.19 billion	adviserinfo.sec.gov
Stacey Braun Associates Inc	New York	60	$653.3 million	$5.50 billion	adviserinfo.sec.gov
Locust Wood Capital Advisers, LLC	New York	1	$615.3 million	$4.40 billion	adviserinfo.sec.gov
Castle Hook Partners LP	New York	1	$589.1 million	$10.96 billion	adviserinfo.sec.gov
RBC Rochdale, LLC	New York	1	$573.3 million	$72.96 billion	adviserinfo.sec.gov
Marathon Asset Management, L.P.	New York	6	$568.8 million	$30.48 billion	adviserinfo.sec.gov
Schroders Capital Management (US) LLC	New York	6	$524.1 million	$34.59 billion	adviserinfo.sec.gov
Cooper Creek Partners Management LLC	New York	1	$490.5 million	$3.09 billion	adviserinfo.sec.gov
Centerbridge Partners, L.P.	New York	Fewer than 5	$468.1 million	$79.86 billion	adviserinfo.sec.gov
Saba Capital Management, L.P.	New York	3	$457.7 million	$18.30 billion	adviserinfo.sec.gov
Basswood Capital Management, L.L.C.	New York	Fewer than 5	$456.7 million	$2.83 billion	adviserinfo.sec.gov
Madison International Realty Holdings, LLC	New York	Fewer than 5	$438.4 million	$6.31 billion	adviserinfo.sec.gov
Henry James International Management, Inc.	New York	7	$388.2 million	$402.4 million	adviserinfo.sec.gov
Blackstone Real Estate Special Situations Advisors L.L.C.	New York	Fewer than 5	$382.6 million	$69.98 billion	adviserinfo.sec.gov
AXA Investment Managers US Inc	New York	Fewer than 5	$379.7 million	$79.24 billion	adviserinfo.sec.gov
Paradigm Asset Management	White Plains	7	$367.6 million	$441.7 million	adviserinfo.sec.gov
North Peak Capital Management, LLC	New York	1	$339.8 million	$1.70 billion	adviserinfo.sec.gov
Blackstone Property Advisors L.P.	New York	Fewer than 5	$337.9 million	$77.40 billion	adviserinfo.sec.gov
HPS Investment Partners, LLC	New York	1	$337.1 million	$175.72 billion	adviserinfo.sec.gov
Franklin Templeton Private Portfolio Group, LLC	New York	16	$336 million	$139.88 billion	adviserinfo.sec.gov
Libremax Capital, LLC	New York	1	$330 million	$13.87 billion	adviserinfo.sec.gov
Lazard Asset Management Canada Inc	New York	1	$317.8 million	$2.28 billion	adviserinfo.sec.gov
Medalist Partners LP	New York	5	$315.6 million	$2.44 billion	adviserinfo.sec.gov
Lisanti Capital Growth LLC	New York	12	$312.9 million	$432.5 million	adviserinfo.sec.gov
Raith Capital Partners	New York	2	$312.6 million	$2.83 billion	adviserinfo.sec.gov
Brevan Howard US Investment Management LP	New York	1	$310.1 million	$34.39 billion	adviserinfo.sec.gov
Man Investment Partners (US) LP	New York	Fewer than 5	$299.8 million	$2.88 billion	adviserinfo.sec.gov
Tocqueville Asset Management LP	New York	6	$290.9 million	$10.24 billion	adviserinfo.sec.gov
Select Equity Group, L.P.	New York	Fewer than 5	$279.1 million	$36.38 billion	adviserinfo.sec.gov
Clearbridge Investments, LLC	New York	17	$276.3 million	$184.81 billion	adviserinfo.sec.gov
Rockefeller Capital Management	New York	7	$275.2 million	$99.60 billion	adviserinfo.sec.gov
Vectors Asset Management	New York	2	$253.4 million	$1.01 billion	adviserinfo.sec.gov
Pinnacle Associates, LTD.	New York	Fewer than 5	$240 million	$10.39 billion	adviserinfo.sec.gov
Alpinvest US Holdings, LLC	New York	2	$224.3 million	$57.66 billion	adviserinfo.sec.gov
Manning & Napier Advisors, LLC	Fairport	15	$207.7 million	$17.03 billion	adviserinfo.sec.gov
Hamlin Capital Management, LLC	New York	17	$203.3 million	$8.71 billion	adviserinfo.sec.gov
Eqt Partners Inc.	New York	1	$200 million	$39.20 billion	adviserinfo.sec.gov
Water Asset Management, LLC	New York	4	$195.2 million	$780.9 million	adviserinfo.sec.gov
Amova Asset Management Americas, Inc.	New York	1	$189.4 million	$7.78 billion	adviserinfo.sec.gov
Rockefeller Capital Management	New York	2	$184.7 million	$36.76 billion	adviserinfo.sec.gov
Siebert Williams Shank Asset Management, LLC	New York	5	$178.2 million	$413.1 million	adviserinfo.sec.gov
CKC Capital LLC	New York	1	$172.1 million	$843.7 million	adviserinfo.sec.gov
Oppenheimer Investment Management LLC	New York	3	$169.5 million	$929.4 million	adviserinfo.sec.gov
Epoch Investment Partners, Inc.	New York	2	$166.2 million	$29.73 billion	adviserinfo.sec.gov
Dendur Capital LP	New York	Fewer than 5	$158.5 million	$1.46 billion	adviserinfo.sec.gov
Anchorage Capital Group, L.L.C.	New York	1	$155.2 million	$3.71 billion	adviserinfo.sec.gov
Cullen Capital Management, LLC	New York	Fewer than 5	$154.5 million	$11.58 billion	adviserinfo.sec.gov
Maytech Global Investments	New York	3	$154.2 million	$895.1 million	adviserinfo.sec.gov
Global Evolution USA, LLC	New York	1	$151.1 million	$1.19 billion	adviserinfo.sec.gov
Belle Haven Investments, L.P.	Rye Brook	20	$142.3 million	$24.74 billion	adviserinfo.sec.gov
East End Financial Group, Inc.	Riverhead	37	$141.1 million	$689.2 million	adviserinfo.sec.gov
Cerity Partners Retirement Plan Consultants	New York	4	$133.7 million	$40.25 billion	adviserinfo.sec.gov
Waterfall Asset Management, LLC	New York	Fewer than 5	$126.7 million	$22.04 billion	adviserinfo.sec.gov
Alesco Advisors, LLC, an Esl Company	Pittsford	Fewer than 5	$104.2 million	$5.61 billion	adviserinfo.sec.gov
Blackstone Asset Based Finance Advisors LP	New York	1	$98.6 million	$70.45 billion	adviserinfo.sec.gov
Jpmorgan Alternative Asset Management	New York	1	$96.4 million	$29.73 billion	adviserinfo.sec.gov
Ospraie Management, LLC	Rye	1	$94.8 million	$1.26 billion	adviserinfo.sec.gov
Vanderbilt Avenue Asset Management LLC	New York	Fewer than 5	$86.3 million	$241.9 million	adviserinfo.sec.gov
Clearbrook Investment Consulting LLC	New York	1	$85 million	$13.72 billion	adviserinfo.sec.gov
Peapod Lane Capital LLC	Bedford Hills	Fewer than 5	$74.1 million	$108.2 million	adviserinfo.sec.gov
Atalanta Sosnoff Capital, LLC	New York	5	$73.5 million	$4.98 billion	adviserinfo.sec.gov
Karpus Investment Management	Pittsford	1	$66.4 million	$4.30 billion	adviserinfo.sec.gov
Mutual of America Capital Management LLC	New York	Fewer than 5	$66.3 million	$20.13 billion	adviserinfo.sec.gov
Resolution Capital (US) Limited	Rye Brook	Fewer than 5	$66.1 million	$1.98 billion	adviserinfo.sec.gov
Baron Capital Management, Inc.	New York	3	$63.1 million	$10.79 billion	adviserinfo.sec.gov
Draper Asset Management, LLC	Smithtown	5	$36.8 million	$231 million	adviserinfo.sec.gov
Wealthspire Advisors	New York	1	$36.6 million	$34.32 billion	adviserinfo.sec.gov
Gotham Asset Management, LLC	New York	Fewer than 5	$36.6 million	$30.03 billion	adviserinfo.sec.gov
Cerity Partners LLC	New York	3	$27.4 million	$161.68 billion	adviserinfo.sec.gov
Smith Affiliated Capital Corp.	New York	Fewer than 5	$23.7 million	$1.68 billion	adviserinfo.sec.gov
Orange Investment Advisors, Inc.	Goshen	8	$15.5 million	$1.67 billion	adviserinfo.sec.gov
Estabrook Capital Management LLC	New York	1	$13.3 million	$933.3 million	adviserinfo.sec.gov
Uas Asset Management	New York	Fewer than 5	$12.8 million	$493 million	adviserinfo.sec.gov
Focused Wealth Management, Inc.	Newburgh	7	$11.8 million	$2.27 billion	adviserinfo.sec.gov
Miller Howard Investments Inc	Kingston	5	$9 million	$3.81 billion	adviserinfo.sec.gov
Moerus Capital Management LLC	New York	1	$8.3 million	$893.1 million	adviserinfo.sec.gov
Oppenheimer Asset Management	New York	6	$7 million	$21.33 billion	adviserinfo.sec.gov
Third Point LLC	New York	Fewer than 5	$6.6 million	$28.73 billion	adviserinfo.sec.gov
Bourne Lent Asset Managament, Inc.	Pawling	Fewer than 5	$6.5 million	$343.9 million	adviserinfo.sec.gov
One Oak Capital Management, LLC	Purchase	2	$6.1 million	$418.5 million	adviserinfo.sec.gov
Goldman Sachs & Co. LLC	New York	1	$5.8 million	$133.64 billion	adviserinfo.sec.gov
Landmark Wealth Management	Getzville	Fewer than 5	$2.9 million	$679.7 million	adviserinfo.sec.gov
TD Private Client Wealth LLC	New York	Fewer than 5	$2.2 million	$8.57 billion	adviserinfo.sec.gov
Nottingham Advisors Inc.	Amherst	Fewer than 5	$1.5 million	$1.43 billion	adviserinfo.sec.gov
BNY Mellon Advisors, Inc.	New York	Fewer than 5	$528,361	$33.48 billion	adviserinfo.sec.gov
Hudson Capital Advisory, Inc.	Buffalo	Fewer than 5	$197,321	$327.7 million	adviserinfo.sec.gov
Novem Group	Rochester	1	$118,470	$1.72 billion	adviserinfo.sec.gov
Oppenheimer & Co. Inc.	New York	1	$94,889	$36.71 billion	adviserinfo.sec.gov
Dahab Associates Inc	Bay Shore	61	Not listed	Not listed	adviserinfo.sec.gov
Ice Data Pricing & Reference Data, LLC	New York	59	Not listed	Not listed	adviserinfo.sec.gov
Mma Securities LLC	New York	21	Not listed	Not listed	adviserinfo.sec.gov
Baird Strategas LLC	New York	9	Not listed	Not listed	adviserinfo.sec.gov
CBRE Investment Management	New York	6	Not listed	$22.84 billion	adviserinfo.sec.gov
Wolfe Research Advisors, LLC	New York	6	Not listed	Not listed	adviserinfo.sec.gov
Albanyadvisor Group LLC	Albany	3	Not listed	$302.8 million	adviserinfo.sec.gov
Nuveen Alternatives Advisors LLC	New York	2	Not listed	$142.02 billion	adviserinfo.sec.gov
Quan Vest Consultants Inc	Manhasset	2	Not listed	Not listed	adviserinfo.sec.gov
Blackstone Alternative Asset Management L.P.	New York	1	Not listed	$92.04 billion	adviserinfo.sec.gov

Also on SpecStream

Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.