Data / Investment advisers / New York / Nordea Investment Management North America, Inc.
Nordea Investment Management North America, Inc., New York, NY: $1.1 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Nordea Investment Management North America, Inc. is an SEC registered investment adviser with its main office in New York, New York and reports $1.1 billion in regulatory assets under management in its Form ADV filed May 6, 2026. Its clients include state and municipal governments and investment companies. It is paid through a percentage of assets under management.
The request: Watch Nordea Investment Management North America, Inc. (CRD number 116837): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 116837
- SEC file number
- 801-60715
- SEC status
- Approved, effective November 20, 2001
- Main office
- 1211 Avenue of the Americas 23rd Floor, New York, NY 10036
- Phone
- (212) 318-9300
- Regulatory AUM
- $1,054,468,000 in the Form ADV filed May 6, 2026
- Discretionary AUM
- $1,054,468,000
- Accounts
- 5
- Employees
- 4, of which 2 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management
- Form ADV Item 11 disclosures
- Reported: criminal actions, other federal, state or foreign regulatory actions
- Latest Form ADV filing
- May 6, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| State or municipal government entities | Fewer than 5 | $768.5 million |
| Investment companies | 1 | $286 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $1.05 billion | March 26, 2026 |
| December 1, 2025 | $1.26 billion | March 27, 2025 |
Other advisers in New York
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Penso Advisors, LLC | New York | $1.06 billion | 1 | adviserinfo.sec.gov |
| Beekman Investment Advisors | New York | $1.06 billion | 9 | adviserinfo.sec.gov |
| Seer Capital Management LP | New York | $1.06 billion | 5 | adviserinfo.sec.gov |
| Griffin Asset Management, LLC | New York | $1.05 billion | Not listed | adviserinfo.sec.gov |
| Freedom 3 Capital LLC | New York | $1.05 billion | 18 | adviserinfo.sec.gov |
| Whitefort Capital Management, LP | New York | $1.05 billion | 1 | adviserinfo.sec.gov |
| Petiole USA Limited | New York | $1.05 billion | Not listed | adviserinfo.sec.gov |
| Mack Real Estate Credit Strategies, L.P. | New York | $1.05 billion | 11 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in New York, NY
- Investment advisers in New York
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving state and municipal governments
- Advisers serving investment companies
- Nordea Investment Management North America, Inc. on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.