Data / Investment advisers / New York / Freedom 3 Capital LLC
Freedom 3 Capital LLC, New York, NY: $1.1 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Freedom 3 Capital LLC is an SEC registered investment adviser with its main office in New York, New York and reports $1.1 billion in regulatory assets under management in its Form ADV filed March 25, 2026. Its clients include pooled investment vehicles and insurance companies. It is paid through a percentage of assets under management, performance based fees and other fees. It advises 18 private funds.
The request: Watch Freedom 3 Capital LLC (CRD number 170786): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 170786
- SEC file number
- 801-79747
- SEC status
- Approved, effective May 23, 2014
- Legal name
- Freedom 3 Capital, LLC
- Main office
- Tower 49 12 East 49th Street, 27th Floor, New York, NY 10017
- Phone
- (212) 235-2160
- Website
- freedom3.com
- Regulatory AUM
- $1,054,673,110 in the Form ADV filed March 25, 2026
- Discretionary AUM
- $1,001,658,991
- Non discretionary AUM
- $53,014,119
- Accounts
- 27
- Employees
- 19, of which 13 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, performance based fees, other fees
- Private funds
- 18: 15 other private funds, 3 private equity funds
- Gross assets of private funds
- $1,206,627,371
- Other offices
- 2
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 25, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 17 | $988 million |
| Insurance companies | Fewer than 5 | $3.7 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $1.05 billion | March 25, 2026 |
| December 1, 2025 | $930.2 million | March 10, 2025 |
Other advisers in New York
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Pinnbrook Capital Management LP | New York | $1.07 billion | 1 | adviserinfo.sec.gov |
| Penso Advisors, LLC | New York | $1.06 billion | 1 | adviserinfo.sec.gov |
| Beekman Investment Advisors | New York | $1.06 billion | 9 | adviserinfo.sec.gov |
| Seer Capital Management LP | New York | $1.06 billion | 5 | adviserinfo.sec.gov |
| Griffin Asset Management, LLC | New York | $1.05 billion | Not listed | adviserinfo.sec.gov |
| Nordea Investment Management North America, Inc. | New York | $1.05 billion | Not listed | adviserinfo.sec.gov |
| Whitefort Capital Management, LP | New York | $1.05 billion | 1 | adviserinfo.sec.gov |
| Petiole USA Limited | New York | $1.05 billion | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in New York, NY
- Investment advisers in New York
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving pooled investment vehicles
- Advisers serving insurance companies
- Advisers that manage private funds
- Freedom 3 Capital LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.