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Data / Investment advisers / New York / Albany

Investment advisers in Albany, NY: 21 firms, $7.4 billion in AUM

21 investment advisers have their main office in Albany, New York: 15 SEC registered and 6 exempt reporting. The registered advisers report $7.4 billion in regulatory assets under management in the SEC's Form ADV file of November 2, 2026, and the largest is Paradigm Capital Management, Inc. with $2.4 billion.

SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.

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  • 21Advisers
  • 15SEC registered
  • 6Exempt reporting
  • $7.4 billionTotal AUM
  • 12Advisers over $100 million
  • 7Manage private funds
  • November 2, 2026File date

Largest advisers by AUM

Ranked by regulatory AUM, then by private funds. Each row links to the firm page where it has one, and to its SEC record.

AdviserCityAUMAccountsEmployeesPrivate fundsPhoneWebsiteSource
Paradigm Capital Management, Inc.Albany$2.38 billion72122(518) 431-3500adviserinfo.sec.gov
PKS Advisory Services, LLCAlbany$1.09 billion4,89245Not listed(518) 426-5791woehlerfinancialgroup.comadviserinfo.sec.gov
Curran Wealth ManagementAlbany$804.3 million1,07412Not listed(518) 391-4200adviserinfo.sec.gov
Independent Family Office, LLCAlbany$760.1 million19819Not listed(518) 452-8050adviserinfo.sec.gov
Greenbush Financial Group, LLCAlbany$616.5 million1,2886Not listed(518) 477-6686adviserinfo.sec.gov
Allsquare Wealth Management, LLCAlbany$307.8 million8355Not listed(518) 456-8900allsquarewealth.comadviserinfo.sec.gov
Paradigm Funds Advisor LLCAlbany$305.1 million312Not listed(518) 431-3500paradigmcapital.comadviserinfo.sec.gov
Albanyadvisor Group LLCAlbany$302.8 million9256Not listed(518) 689-3577adviserinfo.sec.gov
Broadway Advisor GroupAlbany$214.9 million3214Not listed(518) 477-3626sgroiwealth.comadviserinfo.sec.gov
Extant Capital LLCAlbany$204.3 million12Not listed(646) 579-9301extant-capital.comadviserinfo.sec.gov
Arista Advisory Group, LLCAlbany$143.7 million5003Not listed(518) 464-0319aristaadv.comadviserinfo.sec.gov
Blue Jean Financial LLCAlbany$133.3 million89114Not listed(518) 631-5471adviserinfo.sec.gov
Benjamin Securities, Inc.Albany$39.5 million656Not listed(516) 931-1090benjaminsecurities.comadviserinfo.sec.gov
Amidon & Petersen Financials, LLCAlbany$39.1 million1412Not listed(518) 772-3684petersenwealthmanagement.comadviserinfo.sec.gov
Eden Advisory Services, LLCAlbany$27.8 million1773Not listed(518) 203-8833edenasc.comadviserinfo.sec.gov
Blue Box Docs, LLCAlbanyNot listedNot listedNot listed1adviserinfo.sec.gov
Chainlion Tech LTD.AlbanyNot listedNot listedNot listed1(909) 348-4763adviserinfo.sec.gov
Emberstone Capital Inc.AlbanyNot listedNot listedNot listed1(909) 348-4763adviserinfo.sec.gov
Merin Global Forex Markets LTD.AlbanyNot listedNot listedNot listed1(303) 766-0180adviserinfo.sec.gov
Starlion Global Management IncAlbanyNot listedNot listedNot listed1(909) 348-4763adviserinfo.sec.gov
Summit Quant Capital Inc.AlbanyNot listedNot listedNot listed1(909) 348-4763adviserinfo.sec.gov

Advisers in Albany that manage private funds

7 advisers report private funds. The 30 with the most funds.

AdviserCityStatePrivate fundsHedgePrivate equityVenture capitalReal estateFund gross assetsAUMSource
Paradigm Capital Management, Inc.AlbanyNY22Not listedNot listedNot listed$869.3 million$2.38 billionadviserinfo.sec.gov
Blue Box Docs, LLCAlbanyNY1Not listedNot listed1Not listed$8.9 millionNot listedadviserinfo.sec.gov
Chainlion Tech LTD.AlbanyNY1Not listed1Not listedNot listed$200,000Not listedadviserinfo.sec.gov
Emberstone Capital Inc.AlbanyNY1Not listed1Not listedNot listed$100,000Not listedadviserinfo.sec.gov
Merin Global Forex Markets LTD.AlbanyNY1Not listed1Not listedNot listed$79 millionNot listedadviserinfo.sec.gov
Starlion Global Management IncAlbanyNY1Not listed1Not listedNot listed$1 millionNot listedadviserinfo.sec.gov
Summit Quant Capital Inc.AlbanyNY1Not listed1Not listedNot listed$1 millionNot listedadviserinfo.sec.gov

Also on SpecStream

Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.