Data / Investment advisers / New York / Paradigm Funds Advisor LLC
Paradigm Funds Advisor LLC, Albany, NY: $305 million AUM, SEC registered investment adviser
Paradigm Funds Advisor LLC is an SEC registered investment adviser with its main office in Albany, New York and reports $305 million in regulatory assets under management in its Form ADV filed March 30, 2026. Its clients include investment companies. It is paid through a percentage of assets under management.
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- Registration
- SEC registered investment adviser
- CRD number
- 136481
- SEC file number
- 801-64574
- SEC status
- Approved, effective August 19, 2005
- Main office
- 9 Elk Street, Albany, NY 12207
- Phone
- (518) 431-3500
- Website
- paradigmcapital.com
- Regulatory AUM
- $305,061,951 in the Form ADV filed March 30, 2026
- Discretionary AUM
- $305,061,951
- Accounts
- 3
- Employees
- 12, of which 7 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management
- Other offices
- 1
- Form ADV Item 11 disclosures
- Reported: self-regulatory organization actions
- Latest Form ADV filing
- March 30, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 3 | $305.1 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $305.1 million | March 30, 2026 |
| December 1, 2025 | $348.7 million | July 1, 2025 |
Other advisers in Albany
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| PKS Advisory Services, LLC | Albany | $1.09 billion | Not listed | adviserinfo.sec.gov |
| Curran Wealth Management | Albany | $804.3 million | Not listed | adviserinfo.sec.gov |
| Independent Family Office, LLC | Albany | $760.1 million | Not listed | adviserinfo.sec.gov |
| Greenbush Financial Group, LLC | Albany | $616.5 million | Not listed | adviserinfo.sec.gov |
| Allsquare Wealth Management, LLC | Albany | $307.8 million | Not listed | adviserinfo.sec.gov |
| Albanyadvisor Group LLC | Albany | $302.8 million | Not listed | adviserinfo.sec.gov |
| Broadway Advisor Group | Albany | $214.9 million | Not listed | adviserinfo.sec.gov |
| Extant Capital LLC | Albany | $204.3 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Albany, NY
- Investment advisers in New York
- Advisers with $100 million to $500 million in AUM
- Advisers serving investment companies
- Paradigm Funds Advisor LLC on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.