Data / Investment advisers / Serving other investment advisers / California
Investment advisers in California serving other investment advisers: 80 firms
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
80 SEC registered investment advisers with a main office in California report other investment advisers among their clients in Form ADV item 5.D, and together they attribute $281 billion of their assets under management to them, in the SEC's file of November 2, 2026. The adviser with the most is Edelman Financial Engines.
The request: Every investment adviser in California that serves other investment advisers, with AUM, phone and website. $10 of work on sign-up, no card.
SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.
- 80Advisers
- $281 billionAUM from this client type
- 74Advisers over $100 million
- November 2, 2026File date
Advisers in California serving other investment advisers
Ranked by the AUM the adviser attributes to this client type. Each row links to the firm page where it has one, and to its SEC record.
| Adviser | City | Clients of this type | AUM from this type | Total AUM | Source |
|---|
| Edelman Financial Engines | Santa Clara | 766,796 | $145.75 billion | $326.29 billion | adviserinfo.sec.gov |
| Wilshire | Santa Monica | 662,119 | $92.38 billion | $149.10 billion | adviserinfo.sec.gov |
| Vanguard Personalized Indexing Management | Oakland | 203 | $11.29 billion | $11.35 billion | adviserinfo.sec.gov |
| Brandes Investment Partners, LP | LA Jolla | 3 | $9.68 billion | $40.65 billion | adviserinfo.sec.gov |
| Franklin Advisers, Inc. | San Mateo | 83 | $2.92 billion | $509.45 billion | adviserinfo.sec.gov |
| One Capital Management, LLC | Westlake Village | 7 | $2.76 billion | $8.53 billion | adviserinfo.sec.gov |
| Raub Brock Capital Management, LP | Larkspur | 24 | $2.63 billion | $2.93 billion | adviserinfo.sec.gov |
| Western Asset Management Company | Pasadena | 2 | $2.42 billion | $184.99 billion | adviserinfo.sec.gov |
| Scharf Investments, LLC | Los Gatos | 9 | $1.55 billion | $4.21 billion | adviserinfo.sec.gov |
| Tree Line Capital Partners, LLC | San Francisco | Fewer than 5 | $1.03 billion | $3.85 billion | adviserinfo.sec.gov |
| Ares Capital Management LLC | Los Angeles | Fewer than 5 | $1.02 billion | $97.62 billion | adviserinfo.sec.gov |
| Affinity Investment Advisors, LLC | Newport Beach | 1 | $978.7 million | $1.16 billion | adviserinfo.sec.gov |
| Strategic Global Advisors, LLC | Newport Beach | Fewer than 5 | $755.2 million | $3.03 billion | adviserinfo.sec.gov |
| Nipun Capital, L.P. | Foster City | 3 | $696.3 million | $2.03 billion | adviserinfo.sec.gov |
| Slow Capital, Inc. | Greenbrae | 6 | $617.8 million | $953.3 million | adviserinfo.sec.gov |
| Snyder Capital Management LP | San Francisco | Fewer than 5 | $523.5 million | $6.09 billion | adviserinfo.sec.gov |
| Oaktree Capital Management, L.P. | Los Angeles | 2 | $394.4 million | $183.29 billion | adviserinfo.sec.gov |
| Urban Investment Advisors | Mill Valley | Fewer than 5 | $346.7 million | $2.45 billion | adviserinfo.sec.gov |
| Nestyield Etfs | Downey | 1 | $332.3 million | $517.3 million | adviserinfo.sec.gov |
| Galvanize Climate Solutions LLC | San Francisco | Fewer than 5 | $300 million | $6.98 billion | adviserinfo.sec.gov |
| Seabird Investment Partners | San Diego | 4 | $296.9 million | $419.1 million | adviserinfo.sec.gov |
| Globeflex Capital LP | San Diego | 1 | $263.9 million | $4.60 billion | adviserinfo.sec.gov |
| Validex Global Investing | Irvine | Fewer than 5 | $250.9 million | $352.9 million | adviserinfo.sec.gov |
| Ares Management LLC | Los Angeles | Fewer than 5 | $235.6 million | $458.82 billion | adviserinfo.sec.gov |
| Crescent Capital Group LP | Los Angeles | 3 | $214.8 million | $49.71 billion | adviserinfo.sec.gov |
| Checchi Capital Advisers, LLC | Beverly Hills | Fewer than 5 | $191.8 million | $2.59 billion | adviserinfo.sec.gov |
| Congruence Capital, LLC | Los Angeles | 1 | $175.3 million | $333.5 million | adviserinfo.sec.gov |
| Platinum Equity Advisors, LLC | Beverly Hills | 1 | $161.4 million | $47.72 billion | adviserinfo.sec.gov |
| Pan Global Advisers, LLC | Newport Beach | Fewer than 5 | $148.3 million | $270.5 million | adviserinfo.sec.gov |
| Jordan Park Group LLC | San Francisco | Fewer than 5 | $135.7 million | $23.26 billion | adviserinfo.sec.gov |
| East Beach Asset Management, LLC | Los Angeles | Fewer than 5 | $125 million | $125 million | adviserinfo.sec.gov |
| Pence Capital Management, LLC | Newport Beach | 1 | $110.9 million | $1.54 billion | adviserinfo.sec.gov |
| DRC Investment Advisors, LLC | Santa Monica | 2 | $100 million | $446 million | adviserinfo.sec.gov |
| Voyager Management, LLC | Los Angeles | 1 | $83.7 million | $208.6 million | adviserinfo.sec.gov |
| Allocate Management Company, LLC | Palo Alto | 9 | $83.3 million | $3.00 billion | adviserinfo.sec.gov |
| Crosspoint Capital Management | Orinda | 213 | $82 million | $117 million | adviserinfo.sec.gov |
| Pacific Point Advisors, LLC | San Diego | Fewer than 5 | $56.3 million | $389.6 million | adviserinfo.sec.gov |
| Bailard, Inc. | Foster City | 1 | $32.6 million | $7.56 billion | adviserinfo.sec.gov |
| JDL Advisers | Newport Beach | 26 | $31.2 million | $2.28 billion | adviserinfo.sec.gov |
| Osborne Partners | San Francisco | 1 | $30.5 million | $2.65 billion | adviserinfo.sec.gov |
| Saxon Securities LLC | San Francisco | 7 | $29.4 million | $94.6 million | adviserinfo.sec.gov |
| Nelson Capital Management, LLC | Menlo Park | 2 | $24 million | $810.8 million | adviserinfo.sec.gov |
| Gemmer Asset Management LLC | Walnut Creek | 1 | $21.3 million | $2.36 billion | adviserinfo.sec.gov |
| LM Capital Group, LLC | San Diego | Fewer than 5 | $20.6 million | $6.10 billion | adviserinfo.sec.gov |
| Spyglass Capital Management, LLC | Greenbrae | Fewer than 5 | $19.2 million | $2.02 billion | adviserinfo.sec.gov |
| Hotchkis and Wiley Capital Management, LLC | Los Angeles | 9 | $13.8 million | $36.93 billion | adviserinfo.sec.gov |
| Mission Creek Capital Partners, Inc. | San Francisco | 5 | $13 million | $741.6 million | adviserinfo.sec.gov |
| Gencap Portfolio Management | Tiburon | 1 | $13 million | $420.4 million | adviserinfo.sec.gov |
| Concentric | Walnut Creek | 4 | $12.4 million | $13.91 billion | adviserinfo.sec.gov |
| Aperio Group, LLC | Sausalito | 8 | $12.4 million | $152.13 billion | adviserinfo.sec.gov |
| Roberts Wealth Advisors, LLC | Menlo Park | 2 | $8.3 million | $446 million | adviserinfo.sec.gov |
| FLC Capital Advisors | Palm Desert | 5 | $7.4 million | $822.2 million | adviserinfo.sec.gov |
| Insights Investments | Palo Alto | Fewer than 5 | $7.2 million | $45.8 million | adviserinfo.sec.gov |
| Axxcess Wealth Management, LLC | Carlsbad | 7 | $5.8 million | $8.88 billion | adviserinfo.sec.gov |
| Bernzott Capital Advisors | Camarillo | 1 | $5.2 million | $265.4 million | adviserinfo.sec.gov |
| DRH Investments, Inc. | Thousand Oaks | Fewer than 5 | $4.6 million | $191 million | adviserinfo.sec.gov |
| Solstein Capital, LLC | Menlo Park | 1 | $4.3 million | $801.8 million | adviserinfo.sec.gov |
| Essential Partners LLC | Rancho Santa Fe, | 1 | $3.4 million | $401.1 million | adviserinfo.sec.gov |
| Parallel Advisors, LLC | San Francisco | Fewer than 5 | $3 million | $10.31 billion | adviserinfo.sec.gov |
| Sunstone Advisors, LLC | Irvine | Fewer than 5 | $2.9 million | $122.8 million | adviserinfo.sec.gov |
| Kelsey Financial, LLC | Moorpark | 1 | $2 million | $176.2 million | adviserinfo.sec.gov |
| Greenshields Capital LLC | El Segundo | 5 | $1.8 million | $192.5 million | adviserinfo.sec.gov |
| SVB Asset Management | San Francisco | 1 | $1.5 million | $32.32 billion | adviserinfo.sec.gov |
| Elite Portfolios | Carmel by the Sea | 1 | $322,063 | $322,063 | adviserinfo.sec.gov |
| Guggenheim Wealth Solutions, LLC | Santa Monica | Fewer than 5 | $303,881 | $371.3 million | adviserinfo.sec.gov |
| Davidson Kahn Capital Management, LLC | Sherman Oaks | 1 | $217,481 | $415.5 million | adviserinfo.sec.gov |
| Pacific Investment Management Company LLC | Newport Beach | 5 | $15,580 | $3.67 trillion | adviserinfo.sec.gov |
| Altruist LLC | Culver City | 614 | Not listed | Not listed | adviserinfo.sec.gov |
| Albourne America LLC | San Francisco | 46 | Not listed | Not listed | adviserinfo.sec.gov |
| Stepstone Group LP | LA Jolla | 28 | Not listed | $107.82 billion | adviserinfo.sec.gov |
| Callan | San Francisco | 20 | Not listed | $41.94 billion | adviserinfo.sec.gov |
| Clocktower Group, L.P. | Santa Monica | 18 | Not listed | $2.28 billion | adviserinfo.sec.gov |
| Twin Rivers Wealth Management | Sacramento | 8 | Not listed | $121.5 million | adviserinfo.sec.gov |
| Stepstone Group Real Estate LP | LA Jolla | 4 | Not listed | $17.21 billion | adviserinfo.sec.gov |
| Cliffwater LLC | Marina Del Rey | 3 | Not listed | $48.51 billion | adviserinfo.sec.gov |
| Prelude Investment Services | San Francisco | 2 | Not listed | Not listed | adviserinfo.sec.gov |
| Orbis Investment Management (U.S.), L.P. | San Francisco | 1 | Not listed | $405.4 million | adviserinfo.sec.gov |
| PCCP, LLC | Los Angeles | 1 | Not listed | $20.10 billion | adviserinfo.sec.gov |
| Pacific Heights Asset Management, LLC | San Francisco | 1 | Not listed | $7.27 billion | adviserinfo.sec.gov |
| Triangle Peak Partners, LP | Palo Alto | 1 | Not listed | $271.9 million | adviserinfo.sec.gov |
Also on SpecStream
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.