Data / Investment advisers / California / Guggenheim Wealth Solutions, LLC
Guggenheim Wealth Solutions, LLC, Santa Monica, CA: $371 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Guggenheim Wealth Solutions, LLC is an SEC registered investment adviser with its main office in Santa Monica, California and reports $371 million in regulatory assets under management in its Form ADV filed October 5, 2026. Its clients include individuals, charitable organizations and state and municipal governments. It is paid through a percentage of assets under management.
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- Registration
- SEC registered investment adviser
- CRD number
- 283238
- SEC file number
- 801-107511
- SEC status
- Approved, effective April 7, 2016
- Main office
- 100 Wilshire Blvd Suite 500, Santa Monica, CA 90401
- Phone
- (310) 576-1270
- Website
- guggenheiminvestments.com
- Regulatory AUM
- $371,322,262 in the Form ADV filed October 5, 2026
- Discretionary AUM
- $371,322,262
- Accounts
- 242
- Employees
- 10, of which 6 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management
- Other offices
- 3
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- October 5, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 210 | $102.9 million |
| Charitable organizations | 14 | $84.4 million |
| State or municipal government entities | Fewer than 5 | $9.2 million |
| Corporations or other businesses | 9 | $6.9 million |
| High net worth individuals | Fewer than 5 | $6 million |
| Pension and profit sharing plans | Fewer than 5 | $692,698 |
| Insurance companies | Fewer than 5 | $607,144 |
| Other investment advisers | Fewer than 5 | $303,881 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $371.3 million | March 31, 2026 |
| December 1, 2025 | $31.4 million | May 14, 2025 |
Other advisers in Santa Monica
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Westside Investment Management, LLC | Santa Monica | $888.8 million | Not listed | adviserinfo.sec.gov |
| Redwood Wealth Management, LLC | Santa Monica | $837 million | Not listed | adviserinfo.sec.gov |
| Saybrook Fund Advisors, LLC | Santa Monica | $461.2 million | 4 | adviserinfo.sec.gov |
| DRC Investment Advisors, LLC | Santa Monica | $446 million | Not listed | adviserinfo.sec.gov |
| Autilus Partners LLC | Santa Monica | $413.8 million | 5 | adviserinfo.sec.gov |
| Sierra Investment Management, LLC | Santa Monica | $360.9 million | Not listed | adviserinfo.sec.gov |
| Gotham Green Partners, LLC | Santa Monica | $334.8 million | 13 | adviserinfo.sec.gov |
| HW Capital LLC | Santa Monica | $321 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Santa Monica, CA
- Investment advisers in California
- Advisers with $100 million to $500 million in AUM
- Advisers serving individuals
- Advisers serving charitable organizations
- Guggenheim Wealth Solutions, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.