Data / Investment advisers / Illinois / Zacks Investment Management, Inc.
Zacks Investment Management, Inc., Chicago, IL: $14.6 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Zacks Investment Management, Inc. is an SEC registered investment adviser with its main office in Chicago, Illinois and reports $14.6 billion in regulatory assets under management in its Form ADV filed May 29, 2026. Its clients include high net worth individuals, other investment advisers and individuals. It is paid through a percentage of assets under management, fixed fees and performance based fees. It advises 2 private funds.
The request: Watch Zacks Investment Management, Inc. (CRD number 110897): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 110897
- SEC file number
- 801-40592
- SEC status
- Approved, effective January 17, 1992
- Main office
- 101 N. Wacker Drive Suite 1500, Chicago, IL 60606
- Phone
- (312) 265-9266
- Website
- zacksintelligence.com
- Regulatory AUM
- $14,589,556,613 in the Form ADV filed May 29, 2026
- Discretionary AUM
- $14,589,556,613
- Accounts
- 12,368
- Employees
- 132, of which 11 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, fixed fees, performance based fees
- Private funds
- 2: 2 hedge funds
- Gross assets of private funds
- $14,044,151
- Other offices
- 19
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- May 29, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 1,293 | $3.48 billion |
| Other investment advisers | 179 | $2.41 billion |
| Individuals (other than high net worth individuals) | 2,051 | $1.01 billion |
| Investment companies | 8 | $809.1 million |
| Pension and profit sharing plans | 111 | $175.2 million |
| Corporations or other businesses | 79 | $130.2 million |
| State or municipal government entities | 2 | $42.5 million |
| Charitable organizations | 2 | $28.5 million |
| Pooled investment vehicles | 2 | $14.1 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| June 1, 2026 | $14.59 billion | May 29, 2026 |
| December 1, 2025 | $12.41 billion | May 29, 2025 |
Other advisers in Chicago
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Monroe Capital Management Advisors LLC | Chicago | $18.56 billion | 49 | adviserinfo.sec.gov |
| Geowealth Management LLC | Chicago | $17.57 billion | Not listed | adviserinfo.sec.gov |
| Great Lakes Advisors, LLC | Chicago | $16.16 billion | 3 | adviserinfo.sec.gov |
| 50 South Capital Advisors, LLC | Chicago | $16.07 billion | 126 | adviserinfo.sec.gov |
| Wolverine Asset Management, LLC | Chicago | $14.83 billion | 1 | adviserinfo.sec.gov |
| M&G Investments (USA) Inc. | Chicago | $14.32 billion | Not listed | adviserinfo.sec.gov |
| The Vistria Group, LP | Chicago | $13.99 billion | 17 | adviserinfo.sec.gov |
| Linden Capital Partners | Chicago | $13.95 billion | 28 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Chicago, IL
- Investment advisers in Illinois
- Advisers with $10 billion to $100 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving other investment advisers
- Advisers that manage private funds
- Zacks Investment Management, Inc. on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.