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Data / Investment advisers / Illinois / Great Lakes Advisors, LLC

Great Lakes Advisors, LLC, Chicago, IL: $16.2 billion AUM, SEC registered investment adviser

Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.

Great Lakes Advisors, LLC is an SEC registered investment adviser with its main office in Chicago, Illinois and reports $16.2 billion in regulatory assets under management in its Form ADV filed September 8, 2026. Its clients include investment companies, pension and profit sharing plans and high net worth individuals. It is paid through a percentage of assets under management, fixed fees and performance based fees. It advises 3 private funds.

The request: Watch Great Lakes Advisors, LLC (CRD number 110757): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.

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Registration
SEC registered investment adviser
CRD number
110757
SEC file number
801-16937
SEC status
Approved, effective March 24, 1982
Main office
231 S. Lasalle Street 4th Floor, Chicago, IL 60604
Phone
(312) 431-1700
Website
wintrustwealth.com
Regulatory AUM
$16,158,030,371 in the Form ADV filed September 8, 2026
Discretionary AUM
$15,870,645,674
Non discretionary AUM
$287,384,697
Accounts
2,978
Employees
84, of which 37 give investment advice
Form of organization
Limited Liability Company
Paid through
a percentage of assets under management, fixed fees, performance based fees, other fees
Private funds
3: 3 other private funds
Gross assets of private funds
$72,444,760
Other offices
3
Form ADV Item 11 disclosures
None reported
Latest Form ADV filing
September 8, 2026
SEC record
Investment Adviser Public Disclosure

Clients

Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.

Client typeClientsAUM
Investment companies5$4.44 billion
Pension and profit sharing plans54$3.19 billion
High net worth individuals150$1.74 billion
Charitable organizations135$1.39 billion
Individuals (other than high net worth individuals)687$1.11 billion
State or municipal government entities6$1.01 billion
Corporations or other businesses57$834.3 million
Insurance companies4$292 million
Pooled investment vehicles2$61.7 million
Other investment advisers1$43.2 million

AUM in the SEC's monthly files

Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.

First in the file ofAUMForm ADV filed
April 1, 2026$16.16 billionMarch 30, 2026
December 1, 2025$15.30 billionSeptember 16, 2025

Other advisers in Chicago

Also on SpecStream

Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.