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Data / Investment advisers / Serving other investment advisers / North Carolina

Investment advisers in North Carolina serving other investment advisers: 11 firms

Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.

11 SEC registered investment advisers with a main office in North Carolina report other investment advisers among their clients in Form ADV item 5.D, and together they attribute $13.9 billion of their assets under management to them, in the SEC's file of November 2, 2026. The adviser with the most is Adhesion Wealth Advisor Solutions.

The request: Every investment adviser in North Carolina that serves other investment advisers, with AUM, phone and website. $10 of work on sign-up, no card.

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SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.

  • 11Advisers
  • $13.9 billionAUM from this client type
  • 11Advisers over $100 million
  • November 2, 2026File date

Advisers in North Carolina serving other investment advisers

Ranked by the AUM the adviser attributes to this client type. Each row links to the firm page where it has one, and to its SEC record.

AdviserCityClients of this typeAUM from this typeTotal AUMSource
Adhesion Wealth Advisor SolutionsCharlotte113$11.05 billion$11.05 billionadviserinfo.sec.gov
Blueprint Investment Partners LLCGreensboro11$1.34 billion$1.78 billionadviserinfo.sec.gov
Advisorengine Portfolio Solutions Inc.Raleigh4$331.3 million$331.3 millionadviserinfo.sec.gov
Corrum Capital Management LLCCharlotte5$298.7 million$1.39 billionadviserinfo.sec.gov
Alphastar Capital ManagementCornelius5$200.8 million$2.50 billionadviserinfo.sec.gov
Horizon Investments LLCCharlotte1$186.7 million$8.47 billionadviserinfo.sec.gov
Verity Asset ManagementDurham14$185.8 million$1.15 billionadviserinfo.sec.gov
Sterling Capital Management LLCCharlotte10$140.9 million$69.23 billionadviserinfo.sec.gov
Tannin Capital, LLCCharlotteFewer than 5$117 million$824.9 millionadviserinfo.sec.gov
Sheets Smith Wealth ManagementWinston Salem16$11.1 million$1.37 billionadviserinfo.sec.gov
Wells Fargo Investment Institute, Inc.Charlotte2Not listed$43.00 billionadviserinfo.sec.gov

Also on SpecStream

Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.