Data / Investment advisers / Kansas / Dean Capital Management
Dean Capital Management, Overland Park, KS: $1.1 billion AUM, SEC registered investment adviser
Dean Capital Management is an SEC registered investment adviser with its main office in Overland Park, Kansas and reports $1.1 billion in regulatory assets under management in its Form ADV filed June 16, 2026. Its clients include other investment advisers and investment companies. It is paid through a percentage of assets under management.
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- Registration
- SEC registered investment adviser
- CRD number
- 145666
- SEC file number
- 801-68942
- SEC status
- Approved, effective March 11, 2008
- Legal name
- Dean Capital Management, LLC
- Main office
- 7400 West 130th Street Suite 350, Overland Park, KS 66213
- Phone
- (913) 944-4444
- Website
- deancapmgmt.com
- Regulatory AUM
- $1,148,942,036 in the Form ADV filed June 16, 2026
- Discretionary AUM
- $1,148,942,036
- Accounts
- 490
- Employees
- 6, of which 5 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management
- Other offices
- 4
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- June 16, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Other investment advisers | 2 | $671.2 million |
| Investment companies | 1 | $477.7 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $1.15 billion | March 30, 2026 |
| December 1, 2025 | $1.13 billion | June 10, 2025 |
Other advisers in Overland Park
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Triune Financial Partners, LLC | Overland Park | $1.52 billion | Not listed | adviserinfo.sec.gov |
| Sunesis Advisors, LLC | Overland Park | $1.48 billion | Not listed | adviserinfo.sec.gov |
| Fci Advisors | Overland Park | $1.47 billion | Not listed | adviserinfo.sec.gov |
| Lexaurum Advisors | Overland Park | $1.27 billion | Not listed | adviserinfo.sec.gov |
| Keen Wealth Advisors | Overland Park | $1.23 billion | Not listed | adviserinfo.sec.gov |
| Financial Partners Group, Inc. | Overland Park | $1.15 billion | Not listed | adviserinfo.sec.gov |
| Waterfront Wealth Inc. | Overland Park | $1.14 billion | Not listed | adviserinfo.sec.gov |
| Stepp & Rothwell Inc | Overland Park | $1.06 billion | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Overland Park, KS
- Investment advisers in Kansas
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving other investment advisers
- Advisers serving investment companies
- Dean Capital Management on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.