Data / Investment advisers / Kansas / Waterfront Wealth Inc.
Waterfront Wealth Inc., Overland Park, KS: $1.1 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Waterfront Wealth Inc. is an SEC registered investment adviser with its main office in Overland Park, Kansas and reports $1.1 billion in regulatory assets under management in its Form ADV filed August 19, 2026. Its clients include high net worth individuals, individuals and charitable organizations. It is paid through a percentage of assets under management, hourly charges and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 173220
- SEC file number
- 801-110161
- SEC status
- Approved, effective March 22, 2017
- Main office
- 6711 W 121st Street Suite 200, Overland Park, KS 66209
- Phone
- (913) 951-5800
- Regulatory AUM
- $1,138,000,000 in the Form ADV filed August 19, 2026
- Discretionary AUM
- $1,138,000,000
- Accounts
- 3,224
- Employees
- 14, of which 9 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Other offices
- 1
- Form ADV Item 11 disclosures
- Reported: other federal, state or foreign regulatory actions
- Latest Form ADV filing
- August 19, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 265 | $935 million |
| Individuals (other than high net worth individuals) | 527 | $150 million |
| Charitable organizations | Fewer than 5 | $37 million |
| Corporations or other businesses | Fewer than 5 | $11 million |
| Pension and profit sharing plans | Fewer than 5 | $5 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $1.14 billion | March 13, 2026 |
| December 1, 2025 | $890 million | June 18, 2025 |
Other advisers in Overland Park
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Fci Advisors | Overland Park | $1.47 billion | Not listed | adviserinfo.sec.gov |
| Lexaurum Advisors | Overland Park | $1.27 billion | Not listed | adviserinfo.sec.gov |
| Keen Wealth Advisors | Overland Park | $1.23 billion | Not listed | adviserinfo.sec.gov |
| Dean Capital Management | Overland Park | $1.15 billion | Not listed | adviserinfo.sec.gov |
| Financial Partners Group, Inc. | Overland Park | $1.15 billion | Not listed | adviserinfo.sec.gov |
| Stepp & Rothwell Inc | Overland Park | $1.06 billion | Not listed | adviserinfo.sec.gov |
| Mcd-Kissner GP, LLC | Overland Park | $1.02 billion | 3 | adviserinfo.sec.gov |
| Legacy Financial Strategies, LLC | Overland Park | $952 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Overland Park, KS
- Investment advisers in Kansas
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Waterfront Wealth Inc. on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.