Data / Investment advisers / Kansas / Legacy Financial Strategies, LLC
Legacy Financial Strategies, LLC, Overland Park, KS: $952 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Legacy Financial Strategies, LLC is an SEC registered investment adviser with its main office in Overland Park, Kansas and reports $952 million in regulatory assets under management in its Form ADV filed July 21, 2026. Its clients include high net worth individuals, pension and profit sharing plans and individuals. It is paid through a percentage of assets under management, hourly charges and fixed fees.
The request: Watch Legacy Financial Strategies, LLC (CRD number 283553): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 283553
- SEC file number
- 801-107930
- SEC status
- Approved, effective July 1, 2016
- Main office
- 5400 Colllege Blvd. Ste. a, Overland Park, KS 66211
- Phone
- (913) 403-0600
- Regulatory AUM
- $952,034,437 in the Form ADV filed July 21, 2026
- Discretionary AUM
- $795,223,669
- Non discretionary AUM
- $156,810,768
- Accounts
- 2,090
- Employees
- 16, of which 12 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- July 21, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 304 | $638.6 million |
| Pension and profit sharing plans | 61 | $154.8 million |
| Individuals (other than high net worth individuals) | 331 | $136 million |
| Corporations or other businesses | Fewer than 5 | $14 million |
| Charitable organizations | Fewer than 5 | $8.7 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| March 2, 2026 | $952 million | February 24, 2026 |
| December 1, 2025 | $806.1 million | March 14, 2025 |
Other advisers in Overland Park
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Dean Capital Management | Overland Park | $1.15 billion | Not listed | adviserinfo.sec.gov |
| Financial Partners Group, Inc. | Overland Park | $1.15 billion | Not listed | adviserinfo.sec.gov |
| Waterfront Wealth Inc. | Overland Park | $1.14 billion | Not listed | adviserinfo.sec.gov |
| Stepp & Rothwell Inc | Overland Park | $1.06 billion | Not listed | adviserinfo.sec.gov |
| Mcd-Kissner GP, LLC | Overland Park | $1.02 billion | 3 | adviserinfo.sec.gov |
| PCG Wealth Management | Overland Park | $931.1 million | Not listed | adviserinfo.sec.gov |
| Greenup Street Wealth Management LLC | Overland Park | $900.4 million | Not listed | adviserinfo.sec.gov |
| TFB Advisors, LLC | Overland Park | $840.2 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Overland Park, KS
- Investment advisers in Kansas
- Advisers with $500 million to $1 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving pension and profit sharing plans
- Legacy Financial Strategies, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.