Skip to the page
Get started free

Data / Investment advisers / Serving pension and profit sharing plans / Rhode Island

Investment advisers in Rhode Island serving pension and profit sharing plans: 22 firms

22 SEC registered investment advisers with a main office in Rhode Island report pension and profit sharing plans among their clients in Form ADV item 5.D, and together they attribute $13.8 billion of their assets under management to them, in the SEC's file of November 2, 2026. The adviser with the most is Fiam LLC.

SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.

Get pension and profit sharing plans advisers in Rhode IslandWatch new advisers in Rhode Island
  • 22Advisers
  • $13.8 billionAUM from this client type
  • 22Advisers over $100 million
  • November 2, 2026File date

Advisers in Rhode Island serving pension and profit sharing plans

Ranked by the AUM the adviser attributes to this client type. Each row links to the firm page where it has one, and to its SEC record.

AdviserCityClients of this typeAUM from this typeTotal AUMSource
Fiam LLCSmithfield46$12.87 billion$347.73 billionadviserinfo.sec.gov
Capital Wealth Management, LLCWest Warwick52$363.1 million$1.14 billionadviserinfo.sec.gov
Have RIA, Inc.ProvidenceFewer than 5$160.8 million$160.8 millionadviserinfo.sec.gov
Canton Hathaway LLCProvidence2$155.3 million$866.1 millionadviserinfo.sec.gov
Barrett & CompanyProvidence15$29.9 million$529.7 millionadviserinfo.sec.gov
Wealth Management Resources, Inc.Smithfield19$26.1 million$385.2 millionadviserinfo.sec.gov
Young Richard C & Co LTDNewport8$22.4 million$1.80 billionadviserinfo.sec.gov
McGuire Wealth ManagementWakefieldFewer than 5$17.5 million$1.06 billionadviserinfo.sec.gov
Sheeley & Partners Wealth Management, LLCProvidenceFewer than 5$17.4 million$131.3 millionadviserinfo.sec.gov
Parsons Capital Management IncProvidence11$16.3 million$2.38 billionadviserinfo.sec.gov
Hall Capital Management Company, Inc.Barrington14$15 million$411.6 millionadviserinfo.sec.gov
Blue Fin Capital, Inc.WarrenFewer than 5$12.7 million$755.9 millionadviserinfo.sec.gov
Newman Dignan & Sheerar, IncProvidence4$10.5 million$731.3 millionadviserinfo.sec.gov
Signet Investment Advisory Group, Inc.Providence2$7.7 million$394.1 millionadviserinfo.sec.gov
Wealthcare Investment Partners LLCPortsmouth6$5.6 million$859.6 millionadviserinfo.sec.gov
Strategicpoint Investment Advisors LLCProvidence3$5.5 million$914.8 millionadviserinfo.sec.gov
Balanced Wealth Management, LLC.West Warwick5$5.2 million$102 millionadviserinfo.sec.gov
Diversified Resources, LLCWarwickFewer than 5$4.4 million$268.8 millionadviserinfo.sec.gov
Ncu Investment SolutionsSmithfiledFewer than 5$4.4 million$107.6 millionadviserinfo.sec.gov
Lincoln Capital CorporationEast Greenwich5$4.1 million$418.3 millionadviserinfo.sec.gov
Financial Independence, LLCWarwick1$2.3 million$288.1 millionadviserinfo.sec.gov
SK Wealth Management, LLCProvidence3$1.1 million$639 millionadviserinfo.sec.gov

Also on SpecStream

Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.