Data / Investment advisers / Rhode Island / Have RIA, Inc.
Have RIA, Inc., Providence, RI: $161 million AUM, SEC registered investment adviser
Have RIA, Inc. is an SEC registered investment adviser with its main office in Providence, Rhode Island and reports $161 million in regulatory assets under management in its Form ADV filed March 9, 2026. Its clients include pension and profit sharing plans. It is paid through a percentage of assets under management, hourly charges and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 327137
- SEC file number
- 801-128320
- SEC status
- Approved, effective July 14, 2023
- Main office
- 333 Westminster Street Suite 3, Providence, RI 02903
- Phone
- (401) 865-6900
- Regulatory AUM
- $160,805,201 in the Form ADV filed March 9, 2026
- Discretionary AUM
- $160,805,201
- Accounts
- 1
- Employees
- 9, of which 3 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, hourly charges, fixed fees, performance based fees, other fees
- Other offices
- 1
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 9, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pension and profit sharing plans | Fewer than 5 | $160.8 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $160.8 million | March 9, 2026 |
| December 1, 2025 | $162.4 million | March 6, 2025 |
Other advisers in Providence
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Barrett & Company | Providence | $529.7 million | Not listed | adviserinfo.sec.gov |
| Brown, Lisle/Cummings, Inc | Providence | $487.3 million | Not listed | adviserinfo.sec.gov |
| Signet Investment Advisory Group, Inc. | Providence | $394.1 million | Not listed | adviserinfo.sec.gov |
| Weybosset Research & Management, LLC | Providence | $340.9 million | Not listed | adviserinfo.sec.gov |
| Eliot Rose Wealth Management, LLC | Providence | $186.3 million | Not listed | adviserinfo.sec.gov |
| Sheeley & Partners Wealth Management, LLC | Providence | $131.3 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Providence, RI
- Investment advisers in Rhode Island
- Advisers with $100 million to $500 million in AUM
- Advisers serving pension and profit sharing plans
- Have RIA, Inc. on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.