Data / Investment advisers / Serving pension and profit sharing plans / Iowa
Investment advisers in Iowa serving pension and profit sharing plans: 39 firms
39 SEC registered investment advisers with a main office in Iowa report pension and profit sharing plans among their clients in Form ADV item 5.D, and together they attribute $60.5 billion of their assets under management to them, in the SEC's file of November 2, 2026. The adviser with the most is Principal Asset Management.
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- 39Advisers
- $60.5 billionAUM from this client type
- 38Advisers over $100 million
- November 2, 2026File date
Advisers in Iowa serving pension and profit sharing plans
Ranked by the AUM the adviser attributes to this client type. Each row links to the firm page where it has one, and to its SEC record.
| Adviser | City | Clients of this type | AUM from this type | Total AUM | Source |
|---|
| Principal Asset Management | Des Moines | 578 | $41.04 billion | $427.71 billion | adviserinfo.sec.gov |
| Principal Real Estate | Des Moines | 39 | $8.68 billion | $105.65 billion | adviserinfo.sec.gov |
| Investment Consulting Group Inc | Davenport | 28 | $2.21 billion | $2.84 billion | adviserinfo.sec.gov |
| Avantax Planning Partners, Inc. | Dubuque | 591 | $2.16 billion | $7.57 billion | adviserinfo.sec.gov |
| Transamerica Retirement Advisors, LLC | Cedar Rapids | 22 | $1.38 billion | $18.83 billion | adviserinfo.sec.gov |
| Aegon Asset Management US | Cedar Rapids | 7 | $1.37 billion | $88.80 billion | adviserinfo.sec.gov |
| Cambridge Investment Research Advisors, Inc. | Fairfield | 2,387 | $1.06 billion | $138.69 billion | adviserinfo.sec.gov |
| Steele Capital Management, Inc. | Dubuque | 103 | $852.7 million | $3.55 billion | adviserinfo.sec.gov |
| Accel Wealth Management | Waverly | 80 | $471.6 million | $1.15 billion | adviserinfo.sec.gov |
| Integrity Alliance, LLC | Urbandale | 125 | $365.3 million | $5.41 billion | adviserinfo.sec.gov |
| Retireright Consulting Group | West des Moines | 38 | $345.4 million | $561.1 million | adviserinfo.sec.gov |
| BTC Capital Management | Des Moines | Fewer than 5 | $175.5 million | $4.60 billion | adviserinfo.sec.gov |
| Basepoint Wealth, LLC | Cedar Rapids | 12 | $50 million | $883.8 million | adviserinfo.sec.gov |
| Nations Financial Group, Inc. | Cedar Rapids | 14 | $32.8 million | $4.77 billion | adviserinfo.sec.gov |
| BFC Planning, Inc. | Cedar Rapids | 34 | $31.8 million | $3.84 billion | adviserinfo.sec.gov |
| West Financial Advisors, L.L.C. | Des Moines | Fewer than 5 | $27 million | $674.2 million | adviserinfo.sec.gov |
| Independent Wealth Network, Inc. | Urbandale | 10 | $25.3 million | $518.4 million | adviserinfo.sec.gov |
| Quad-Cities Investment Group, LLC | Davenport | 8 | $25.2 million | $425.5 million | adviserinfo.sec.gov |
| Cedar Valley Wealth Advisors | Cedar Falls | 5 | $21.7 million | $172.5 million | adviserinfo.sec.gov |
| Principal Securities, Inc. | Des Moines | 29 | $20.3 million | $17.02 billion | adviserinfo.sec.gov |
| Keystone Wealth Management | Waterloo | 5 | $17 million | $137.4 million | adviserinfo.sec.gov |
| Ausdal Financial Partners, Inc. | Davenport | 21 | $15.3 million | $3.73 billion | adviserinfo.sec.gov |
| Ao Wealth Advisory | Urbandale | 13 | $14.9 million | $213.2 million | adviserinfo.sec.gov |
| Stonefield Investment Advisory, Inc. | Cedar Rapids | 2 | $12 million | $120.3 million | adviserinfo.sec.gov |
| Plan2thrive Financial | Eldridge | 3 | $11.2 million | $147.5 million | adviserinfo.sec.gov |
| DMKC Advisory Services, LLC | Des Moines | Fewer than 5 | $8.5 million | $902.5 million | adviserinfo.sec.gov |
| Valiant Wealth, LLC | West des Moines | Fewer than 5 | $6.8 million | $423.1 million | adviserinfo.sec.gov |
| Water Valley Investment Advisors, Inc. | Sioux Center | 3 | $6.7 million | $157.2 million | adviserinfo.sec.gov |
| Peterson Financial Group, Inc. | Des Moines | 6 | $6.5 million | $299.2 million | adviserinfo.sec.gov |
| Berthel Fisher & Company Financial Services, Inc. | Cedar Rapids | 10 | $5 million | $906.4 million | adviserinfo.sec.gov |
| Wealth Advisors of Iowa, LLC | West des Moines | 3 | $4.4 million | $539.4 million | adviserinfo.sec.gov |
| Van Diest Capital | Polk City | 35 | $3.7 million | $144.1 million | adviserinfo.sec.gov |
| Oasis Advisors | Forest City | 1 | $3.7 million | $277.7 million | adviserinfo.sec.gov |
| Northwest Wealth Management, LLC | Spencer | 5 | $2.9 million | $1.03 billion | adviserinfo.sec.gov |
| Syverson Strege | West des Moines | Fewer than 5 | $2.6 million | $910.8 million | adviserinfo.sec.gov |
| Polson Wealth Management | Des Moines | 1 | $1.6 million | $139.2 million | adviserinfo.sec.gov |
| Bridgeway Wealth Management, LLC | Cedar Rapids | 8 | $1.4 million | $164.6 million | adviserinfo.sec.gov |
| Iowa Wealth Management, LLC | West des Moines | Fewer than 5 | $409,071 | $123.9 million | adviserinfo.sec.gov |
| Situsamc Real Estate Valuation Services, LLC | West des Moines | 1 | Not listed | Not listed | adviserinfo.sec.gov |
Also on SpecStream
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.