Data / Investment advisers / Serving pension and profit sharing plans / Tennessee
Investment advisers in Tennessee serving pension and profit sharing plans: 87 firms
87 SEC registered investment advisers with a main office in Tennessee report pension and profit sharing plans among their clients in Form ADV item 5.D, and together they attribute $23 billion of their assets under management to them, in the SEC's file of November 2, 2026. The adviser with the most is Alliancebernstein L.P.
SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.
- 87Advisers
- $23 billionAUM from this client type
- 86Advisers over $100 million
- November 2, 2026File date
Advisers in Tennessee serving pension and profit sharing plans
Ranked by the AUM the adviser attributes to this client type. Each row links to the firm page where it has one, and to its SEC record.
| Adviser | City | Clients of this type | AUM from this type | Total AUM | Source |
|---|
| Alliancebernstein L.P. | Nashville | 539 | $13.23 billion | $763.40 billion | adviserinfo.sec.gov |
| Duncan Williams Asset Management, LLC | Memphis | 140 | $1.63 billion | $2.69 billion | adviserinfo.sec.gov |
| Barksdale Investment Management | Nashville | 18 | $1.22 billion | $3.01 billion | adviserinfo.sec.gov |
| Highland Capital Management, LLC | Memphis | 85 | $891.4 million | $3.88 billion | adviserinfo.sec.gov |
| Rather & Kittrell, Inc. | Knoxville | 113 | $864.7 million | $2.25 billion | adviserinfo.sec.gov |
| &Partners | Nashville | 1,887 | $862.1 million | $30.27 billion | adviserinfo.sec.gov |
| Southeastern Asset Management Inc. | Memphis | 4 | $741.6 million | $3.70 billion | adviserinfo.sec.gov |
| Newsouth Capital Management Inc | Memphis | 6 | $406 million | $2.23 billion | adviserinfo.sec.gov |
| 12th Street Asset Management | Nashville | 4 | $296.2 million | $621.6 million | adviserinfo.sec.gov |
| Sanford C. Bernstein & Co., LLC | Nashville | 1 | $290 million | $1.22 billion | adviserinfo.sec.gov |
| FCG Investment Company | Germantown | 57 | $280.7 million | $568.2 million | adviserinfo.sec.gov |
| WMG Financial Advisors, LLC | Knoxville | 61 | $220.3 million | $693.8 million | adviserinfo.sec.gov |
| Erisa Advisers, Inc. | Brentwood | 117 | $175.6 million | $187.1 million | adviserinfo.sec.gov |
| Southernsun Asset Management LLC | Memphis | 5 | $161 million | $749.4 million | adviserinfo.sec.gov |
| Seven Springs Wealth Group | Brentwood | 16 | $152.8 million | $1.41 billion | adviserinfo.sec.gov |
| Thoroughbred Financial Services, LLC | Brentwood | 18 | $138.4 million | $4.04 billion | adviserinfo.sec.gov |
| Pya Waltman Capital, LLC | Knoxville | 15 | $133.2 million | $1.01 billion | adviserinfo.sec.gov |
| Disciplina Capital Management, LLC | Nashville | Fewer than 5 | $113.7 million | $3.06 billion | adviserinfo.sec.gov |
| Envision Financial Planning, LLC | Memphis | 8 | $98 million | $462.5 million | adviserinfo.sec.gov |
| Evergreen Advisors, LLC | Chattanooga | 7 | $97.8 million | $522.8 million | adviserinfo.sec.gov |
| BCS Wealth Management, LLC | Johnson City | 17 | $91.3 million | $987.4 million | adviserinfo.sec.gov |
| B. Riley Wealth Advisors, Inc. | Memphis | 267 | $85.3 million | $4.21 billion | adviserinfo.sec.gov |
| Red Door Wealth Management, LLC | Memphis | 19 | $83.5 million | $3.09 billion | adviserinfo.sec.gov |
| Financial Management Advisors, Inc. | Tullahoma | 5 | $69.3 million | $149.9 million | adviserinfo.sec.gov |
| Alliance Wealth Management Partners LLC | Knoxville | 58 | $56.7 million | $272.4 million | adviserinfo.sec.gov |
| Acumen Wealth Advisors, LLC | Chattanooga | 12 | $48.9 million | $638.5 million | adviserinfo.sec.gov |
| HS Wealth Partners | Nashville | 20 | $48.4 million | $481.2 million | adviserinfo.sec.gov |
| Delta Asset Management, LLC | Memphis | 4 | $38.2 million | $1.53 billion | adviserinfo.sec.gov |
| Chickasaw Capital Management, LLC | Memphis | Fewer than 5 | $34 million | $2.55 billion | adviserinfo.sec.gov |
| Martin & Company Investment Counsel | Knoxville | 1 | $29.7 million | $1.65 billion | adviserinfo.sec.gov |
| Visionary Horizons, LLC | Knoxville | 42 | $26.2 million | $396.7 million | adviserinfo.sec.gov |
| Tyner Capital Management Investment Counsel, Inc. | Signal Mountain | 2 | $24.2 million | $277.3 million | adviserinfo.sec.gov |
| McCay Wealth Advisory LLC | Manchester | 9 | $22.8 million | $495.4 million | adviserinfo.sec.gov |
| Integra Wealth | Chattanooga | 13 | $18.7 million | $116.5 million | adviserinfo.sec.gov |
| HHM Wealth Advisors, LLC | Chattanooga | 33 | $17.7 million | $1.47 billion | adviserinfo.sec.gov |
| Summit Asset Management LLC | Memphis | 12 | $17.3 million | $1.08 billion | adviserinfo.sec.gov |
| Patten and Patten, Inc. | Chattanooga | 7 | $15.8 million | $2.21 billion | adviserinfo.sec.gov |
| Proffitt & Goodson Inc. | Knoxville | Fewer than 5 | $15.4 million | $797.7 million | adviserinfo.sec.gov |
| Reliant Investment Management, LLC | Memphis | Fewer than 5 | $15.4 million | $1.47 billion | adviserinfo.sec.gov |
| Cornerstone Wealth Management Group | Greeneville | 5 | $14.8 million | $284.7 million | adviserinfo.sec.gov |
| The Patten Group, Inc. | Chattanooga | 2 | $13.1 million | $725.1 million | adviserinfo.sec.gov |
| Beacon Capital Management, LLC | Franklin | 27 | $12.8 million | $1.27 billion | adviserinfo.sec.gov |
| Cosey Financial Services, Inc. | Knoxville | 14 | $12.6 million | $123.7 million | adviserinfo.sec.gov |
| Brandon Financial Planning, Inc. | Memphis | Fewer than 5 | $11.9 million | $434.9 million | adviserinfo.sec.gov |
| Tvamp, LLC | Knoxville | 8 | $11.3 million | $1.19 billion | adviserinfo.sec.gov |
| Sagespring Wealth Partners | Franklin | 9 | $10.5 million | $8.49 billion | adviserinfo.sec.gov |
| Commerce Advisors, LLC | Memphis | 2 | $9.4 million | $337.9 million | adviserinfo.sec.gov |
| Fielder Capital Group LLC | Nashville | 5 | $8.8 million | $1.21 billion | adviserinfo.sec.gov |
| NFC Investments, LLC | Memphis | Fewer than 5 | $8.2 million | $2.14 billion | adviserinfo.sec.gov |
| Legacy Wealth Management, LLC | Memphis | Fewer than 5 | $7.5 million | $2.66 billion | adviserinfo.sec.gov |
| Capital Square, LLC | Athens | 8 | $7.5 million | $449.9 million | adviserinfo.sec.gov |
| The Pacific Financial Group, Inc. | Nashville | 1 | $6.2 million | $5.07 billion | adviserinfo.sec.gov |
| Lee Danner & Bass Inc | Nashville | 3 | $5.5 million | $1.98 billion | adviserinfo.sec.gov |
| Abound Wealth Management, LLC | Franklin | 22 | $5.3 million | $1.95 billion | adviserinfo.sec.gov |
| Patton Albertson Miller Group, LLC | Chattanooga | 2 | $4.9 million | $1.68 billion | adviserinfo.sec.gov |
| Patriot Investment Management Group Inc | Knoxville | 4 | $4.6 million | $1.91 billion | adviserinfo.sec.gov |
| Am Investment Strategies, LLC | Chattanooga | Fewer than 5 | $4.4 million | $738.4 million | adviserinfo.sec.gov |
| Southern Capital Advisors, LLC | Jackson | 1 | $4.3 million | $636.9 million | adviserinfo.sec.gov |
| Kelman Lazarov Inc | Memphis | 3 | $4.3 million | $894.6 million | adviserinfo.sec.gov |
| Key Capital Management, Inc. | Hendersonville | 12 | $4.2 million | $393 million | adviserinfo.sec.gov |
| Genesis Investments | Ooltewah | 3 | $4.1 million | $112.5 million | adviserinfo.sec.gov |
| Laffer Tengler Investments, Inc. | Nashville | Fewer than 5 | $3.4 million | $800.1 million | adviserinfo.sec.gov |
| Blue Ridge Wealth Planners | Knoxville | 4 | $3.2 million | $361.7 million | adviserinfo.sec.gov |
| Guardian Wealth Management, LLC | Chattanooga | Fewer than 5 | $3.1 million | $411.1 million | adviserinfo.sec.gov |
| Smith & Co Advisory LLC | Spring Hill | 4 | $3 million | $118.5 million | adviserinfo.sec.gov |
| Luken Investment Analytics, LLC | Brentwood | Fewer than 5 | $2.8 million | $292.2 million | adviserinfo.sec.gov |
| Quality Financial Concepts | Maryville | 1 | $2.6 million | $128.8 million | adviserinfo.sec.gov |
| Cypress Capital, LLC | Franklin | Fewer than 5 | $2.6 million | $426 million | adviserinfo.sec.gov |
| Eudaimonia Asset Management, LLC | Winchester | 3 | $2.1 million | $246.9 million | adviserinfo.sec.gov |
| Lexington Financial/Life Management, LLC | Nashville | 3 | $1.9 million | $106.8 million | adviserinfo.sec.gov |
| Greensview Wealth Management | Franklin | Fewer than 5 | $1.9 million | $121.1 million | adviserinfo.sec.gov |
| Campbell Asset Management, LLC | Chattanooga | 1 | $1.7 million | $146 million | adviserinfo.sec.gov |
| Frazee Investment Consulting, Inc. | Memphis | Fewer than 5 | $1.7 million | $195.5 million | adviserinfo.sec.gov |
| Aj Advisors | Nashville | Fewer than 5 | $1.7 million | $393.9 million | adviserinfo.sec.gov |
| Cravens & Company Wealth Management | Cookeville | 3 | $1.5 million | $311.1 million | adviserinfo.sec.gov |
| Coordinated Wealth Management, L.L.C. | Hendersonville | 1 | $1.4 million | $113.9 million | adviserinfo.sec.gov |
| Tranquility Partners, LLC | Brentwood | 1 | $1.2 million | $960 million | adviserinfo.sec.gov |
| Dorian Eason Asset Management, LLC | Memphis | Fewer than 5 | $1.1 million | $27.1 million | adviserinfo.sec.gov |
| RBG Wealth Advisors LLC | Memphis | 1 | $963,552 | $154.8 million | adviserinfo.sec.gov |
| William Howard & Co. Financial Advisors, Inc. | Memphis | 9 | $773,163 | $342.1 million | adviserinfo.sec.gov |
| Marsh Wealth Management, LLC | Knoxville | Fewer than 5 | $736,082 | $182.3 million | adviserinfo.sec.gov |
| NBZ Investment Advisors, LLC | Knoxville | 1 | $359,355 | $431.2 million | adviserinfo.sec.gov |
| Woodmont Investment Counsel, LLC | Nashville | 2 | $347,361 | $2.01 billion | adviserinfo.sec.gov |
| TD Capital Management LLC | Memphis | 1 | $186,290 | $1.24 billion | adviserinfo.sec.gov |
| Caldwell Advisors, LLC | Brentwood | Fewer than 5 | $155,105 | $351.4 million | adviserinfo.sec.gov |
| Creekside Capital, Inc. | Knoxville | 1 | $25,505 | $279.7 million | adviserinfo.sec.gov |
| Moon Capital Management, LLC | Knoxville | 1 | Not listed | $391.5 million | adviserinfo.sec.gov |
Also on SpecStream
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.