Data / Investment advisers / Tennessee / Am Investment Strategies, LLC
Am Investment Strategies, LLC, Chattanooga, TN: $738 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Am Investment Strategies, LLC is an SEC registered investment adviser with its main office in Chattanooga, Tennessee and reports $738 million in regulatory assets under management in its Form ADV filed October 5, 2026. Its clients include high net worth individuals, individuals and pension and profit sharing plans. It is paid through a percentage of assets under management and fixed fees.
The request: Watch Am Investment Strategies, LLC (CRD number 165823): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 165823
- SEC file number
- 801-77283
- SEC status
- Approved, effective November 8, 2012
- Main office
- 832 Georgia Avenue Suite 100, Chattanooga, TN 37402
- Phone
- (423) 486-1888
- Regulatory AUM
- $738,424,273 in the Form ADV filed October 5, 2026
- Discretionary AUM
- $593,903,298
- Non discretionary AUM
- $144,520,975
- Accounts
- 1,388
- Employees
- 5, of which 2 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, fixed fees
- Form ADV Item 11 disclosures
- Reported: self-regulatory organization actions
- Latest Form ADV filing
- October 5, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 140 | $622.7 million |
| Individuals (other than high net worth individuals) | 436 | $110.5 million |
| Pension and profit sharing plans | Fewer than 5 | $4.4 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| March 2, 2026 | $738.4 million | February 11, 2026 |
| December 1, 2025 | $709.9 million | November 6, 2025 |
Other advisers in Chattanooga
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Future Capital | Chattanooga | $2.42 billion | Not listed | adviserinfo.sec.gov |
| Patten and Patten, Inc. | Chattanooga | $2.21 billion | Not listed | adviserinfo.sec.gov |
| Patton Albertson Miller Group, LLC | Chattanooga | $1.68 billion | Not listed | adviserinfo.sec.gov |
| HHM Wealth Advisors, LLC | Chattanooga | $1.47 billion | Not listed | adviserinfo.sec.gov |
| River Associates Investments, L.P. | Chattanooga | $815.5 million | 2 | adviserinfo.sec.gov |
| The Patten Group, Inc. | Chattanooga | $725.1 million | Not listed | adviserinfo.sec.gov |
| Acumen Wealth Advisors, LLC | Chattanooga | $638.5 million | 1 | adviserinfo.sec.gov |
| Wealth Preservation Advisors, LLC | Chattanooga | $591.6 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Chattanooga, TN
- Investment advisers in Tennessee
- Advisers with $500 million to $1 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Am Investment Strategies, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.