Data / Investment advisers / Tennessee / NFC Investments, LLC
NFC Investments, LLC, Memphis, TN: $2.1 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
NFC Investments, LLC is an SEC registered investment adviser with its main office in Memphis, Tennessee and reports $2.1 billion in regulatory assets under management in its Form ADV filed February 6, 2026. Its clients include insurance companies, high net worth individuals and corporations and other businesses. It is paid through a percentage of assets under management and performance based fees. It advises 6 private funds.
The request: Watch NFC Investments, LLC (CRD number 132844): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 132844
- SEC file number
- 801-63560
- SEC status
- Approved, effective October 7, 2004
- Main office
- 700 Colonial Road Suite 101, Memphis, TN 38117
- Phone
- (901) 767-5576
- Website
- nfcinvestments.com
- Regulatory AUM
- $2,137,518,402 in the Form ADV filed February 6, 2026
- Discretionary AUM
- $2,137,518,402
- Accounts
- 164
- Employees
- 9, of which 5 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, performance based fees
- Private funds
- 6: 3 private equity funds, 2 hedge funds, 1 other private fund
- Gross assets of private funds
- $364,901,655
- Form ADV Item 11 disclosures
- Reported: SEC or CFTC regulatory actions
- Latest Form ADV filing
- February 6, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Insurance companies | 13 | $895.1 million |
| High net worth individuals | 126 | $520.4 million |
| Corporations or other businesses | 13 | $395.8 million |
| Pooled investment vehicles | 5 | $305.3 million |
| Charitable organizations | Fewer than 5 | $12.7 million |
| Pension and profit sharing plans | Fewer than 5 | $8.2 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| March 2, 2026 | $2.14 billion | February 6, 2026 |
| December 1, 2025 | $2.04 billion | January 9, 2025 |
Other advisers in Memphis
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Duncan Williams Asset Management, LLC | Memphis | $2.69 billion | Not listed | adviserinfo.sec.gov |
| Legacy Wealth Management, LLC | Memphis | $2.66 billion | Not listed | adviserinfo.sec.gov |
| Chickasaw Capital Management, LLC | Memphis | $2.55 billion | 3 | adviserinfo.sec.gov |
| Sentry, LLC | Memphis | $2.33 billion | Not listed | adviserinfo.sec.gov |
| Newsouth Capital Management Inc | Memphis | $2.23 billion | 1 | adviserinfo.sec.gov |
| Steel Grove Capital Advisors, LLC | Memphis | $1.64 billion | Not listed | adviserinfo.sec.gov |
| Delta Asset Management, LLC | Memphis | $1.53 billion | Not listed | adviserinfo.sec.gov |
| Reliant Investment Management, LLC | Memphis | $1.47 billion | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Memphis, TN
- Investment advisers in Tennessee
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving insurance companies
- Advisers serving high net worth individuals
- Advisers that manage private funds
- NFC Investments, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.