Data / Investment advisers / Tennessee / Highland Capital Management, LLC
Highland Capital Management, LLC, Memphis, TN: $3.9 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Highland Capital Management, LLC is an SEC registered investment adviser with its main office in Memphis, Tennessee and reports $3.9 billion in regulatory assets under management in its Form ADV filed July 8, 2026. Its clients include high net worth individuals, state and municipal governments and pension and profit sharing plans. It is paid through a percentage of assets under management, performance based fees and other fees.
The request: Watch Highland Capital Management, LLC (CRD number 104842): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 104842
- SEC file number
- 801-8762
- SEC status
- Approved, effective July 21, 1972
- Main office
- 850 Ridge Lake Blvd Suite 205, Memphis, TN 38120
- Phone
- (901) 761-9500
- Regulatory AUM
- $3,880,641,890 in the Form ADV filed July 8, 2026
- Discretionary AUM
- $3,880,641,890
- Accounts
- 957
- Employees
- 21, of which 13 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, performance based fees, other fees
- Other offices
- 1
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- July 8, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 450 | $1.20 billion |
| State or municipal government entities | 107 | $903 million |
| Pension and profit sharing plans | 85 | $891.4 million |
| Charitable organizations | 77 | $499.5 million |
| Corporations or other businesses | 15 | $112.5 million |
| Individuals (other than high net worth individuals) | 206 | $82.7 million |
| Investment companies | 1 | $74.9 million |
| Pooled investment vehicles | 2 | $1.8 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| August 3, 2026 | $3.88 billion | July 8, 2026 |
| April 1, 2026 | $3.83 billion | March 25, 2026 |
| December 1, 2025 | $3.54 billion | March 13, 2025 |
Other advisers in Memphis
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Gerber/Taylor Management LLC | Memphis | $11.42 billion | 38 | adviserinfo.sec.gov |
| B. Riley Wealth Advisors, Inc. | Memphis | $4.21 billion | Not listed | adviserinfo.sec.gov |
| Southeastern Asset Management Inc. | Memphis | $3.70 billion | 1 | adviserinfo.sec.gov |
| Calydon Capital, LLC | Memphis | $3.58 billion | 1 | adviserinfo.sec.gov |
| Red Door Wealth Management, LLC | Memphis | $3.09 billion | 8 | adviserinfo.sec.gov |
| Duncan Williams Asset Management, LLC | Memphis | $2.69 billion | Not listed | adviserinfo.sec.gov |
| Legacy Wealth Management, LLC | Memphis | $2.66 billion | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Memphis, TN
- Investment advisers in Tennessee
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving state and municipal governments
- Highland Capital Management, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.