Data / Investment advisers / Tennessee / William Howard & Co. Financial Advisors, Inc.
William Howard & Co. Financial Advisors, Inc., Memphis, TN: $342 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
William Howard & Co. Financial Advisors, Inc. is an SEC registered investment adviser with its main office in Memphis, Tennessee and reports $342 million in regulatory assets under management in its Form ADV filed March 10, 2026. Its clients include high net worth individuals, individuals and pension and profit sharing plans. It is paid through a percentage of assets under management, hourly charges and fixed fees.
The request: Watch William Howard & Co. Financial Advisors, Inc. (CRD number 105959): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 105959
- SEC file number
- 801-31084
- SEC status
- Approved, effective January 28, 1988
- Main office
- 6410 Poplar Ave Suite 330, Memphis, TN 38119
- Phone
- (901) 761-5068
- Website
- whcfa.com
- Regulatory AUM
- $342,051,314 in the Form ADV filed March 10, 2026
- Discretionary AUM
- $325,548,634
- Non discretionary AUM
- $16,502,680
- Accounts
- 543
- Employees
- 10, of which 4 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Form ADV Item 11 disclosures
- Reported: other federal, state or foreign regulatory actions
- Latest Form ADV filing
- March 10, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 73 | $307.7 million |
| Individuals (other than high net worth individuals) | 94 | $33.6 million |
| Pension and profit sharing plans | 9 | $773,163 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $342.1 million | March 10, 2026 |
| December 1, 2025 | $320.7 million | February 22, 2025 |
Other advisers in Memphis
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Private Wealth Management, Inc. | Memphis | $832.5 million | Not listed | adviserinfo.sec.gov |
| Southernsun Asset Management LLC | Memphis | $749.4 million | Not listed | adviserinfo.sec.gov |
| Kimery Wealth Management, LLC | Memphis | $555 million | Not listed | adviserinfo.sec.gov |
| Envision Financial Planning, LLC | Memphis | $462.5 million | Not listed | adviserinfo.sec.gov |
| Brandon Financial Planning, Inc. | Memphis | $434.9 million | Not listed | adviserinfo.sec.gov |
| Commerce Advisors, LLC | Memphis | $337.9 million | Not listed | adviserinfo.sec.gov |
| Wolf River Capital Management, LLC | Memphis | $328.7 million | 20 | adviserinfo.sec.gov |
| Cardinal Wealth Advisory, LLC | Memphis | $273.2 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Memphis, TN
- Investment advisers in Tennessee
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- William Howard & Co. Financial Advisors, Inc. on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.