Data / Investment advisers / Tennessee / Wolf River Capital Management, LLC
Wolf River Capital Management, LLC, Memphis, TN: $329 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Wolf River Capital Management, LLC is an SEC registered investment adviser with its main office in Memphis, Tennessee and reports $329 million in regulatory assets under management in its Form ADV filed March 31, 2026. Its clients include pooled investment vehicles, charitable organizations and corporations and other businesses. It is paid through a percentage of assets under management and performance based fees. It advises 20 private funds.
The request: Watch Wolf River Capital Management, LLC (CRD number 149038): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.
- Registration
- SEC registered investment adviser
- CRD number
- 149038
- SEC file number
- 801-69844
- SEC status
- Approved, effective January 15, 2009
- Main office
- 5384 Poplar Avenue Suite 441, Memphis, TN 38119
- Phone
- (901) 312-9653
- Website
- wolfrivercap.com
- Regulatory AUM
- $328,657,040 in the Form ADV filed March 31, 2026
- Discretionary AUM
- $328,657,040
- Accounts
- 27
- Employees
- 8, of which 7 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, performance based fees
- Private funds
- 20: 18 private equity funds, 1 hedge fund, 1 other private fund
- Gross assets of private funds
- $305,317,877
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 31, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 24 | $317.9 million |
| Charitable organizations | 2 | $10.8 million |
| Corporations or other businesses | 1 | $200 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $328.7 million | March 31, 2026 |
| December 1, 2025 | $291.4 million | March 25, 2025 |
Other advisers in Memphis
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Kimery Wealth Management, LLC | Memphis | $555 million | Not listed | adviserinfo.sec.gov |
| Envision Financial Planning, LLC | Memphis | $462.5 million | Not listed | adviserinfo.sec.gov |
| Brandon Financial Planning, Inc. | Memphis | $434.9 million | Not listed | adviserinfo.sec.gov |
| William Howard & Co. Financial Advisors, Inc. | Memphis | $342.1 million | Not listed | adviserinfo.sec.gov |
| Commerce Advisors, LLC | Memphis | $337.9 million | Not listed | adviserinfo.sec.gov |
| Cardinal Wealth Advisory, LLC | Memphis | $273.2 million | Not listed | adviserinfo.sec.gov |
| Memphis Capital Management, LLC | Memphis | $268.6 million | 1 | adviserinfo.sec.gov |
| Mercury Investment Group | Memphis | $252.6 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Memphis, TN
- Investment advisers in Tennessee
- Advisers with $100 million to $500 million in AUM
- Advisers serving pooled investment vehicles
- Advisers serving charitable organizations
- Advisers that manage private funds
- Wolf River Capital Management, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.