Data / Investment advisers / Tennessee / Cardinal Wealth Advisory, LLC
Cardinal Wealth Advisory, LLC, Memphis, TN: $273 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Cardinal Wealth Advisory, LLC is an SEC registered investment adviser with its main office in Memphis, Tennessee and reports $273 million in regulatory assets under management in its Form ADV filed March 26, 2026. Its clients include high net worth individuals, insurance companies and corporations and other businesses. It is paid through a percentage of assets under management.
The request: Watch Cardinal Wealth Advisory, LLC (CRD number 136659): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 136659
- SEC file number
- 801-124698
- SEC status
- Approved, effective May 2, 2022
- Main office
- 5100 Poplar Ave Suite 2410, Memphis, TN 38137
- Phone
- (901) 767-4401
- Regulatory AUM
- $273,224,667 in the Form ADV filed March 26, 2026
- Discretionary AUM
- $242,895,094
- Non discretionary AUM
- $30,329,573
- Accounts
- 225
- Employees
- 3, of which 2 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 26, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 41 | $182.7 million |
| Insurance companies | 1 | $48.5 million |
| Corporations or other businesses | 7 | $31.7 million |
| Individuals (other than high net worth individuals) | 53 | $8.5 million |
| Banking or thrift institutions | 1 | $1.8 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $273.2 million | March 26, 2026 |
| December 1, 2025 | $208.2 million | August 1, 2025 |
Other advisers in Memphis
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Envision Financial Planning, LLC | Memphis | $462.5 million | Not listed | adviserinfo.sec.gov |
| Brandon Financial Planning, Inc. | Memphis | $434.9 million | Not listed | adviserinfo.sec.gov |
| William Howard & Co. Financial Advisors, Inc. | Memphis | $342.1 million | Not listed | adviserinfo.sec.gov |
| Commerce Advisors, LLC | Memphis | $337.9 million | Not listed | adviserinfo.sec.gov |
| Wolf River Capital Management, LLC | Memphis | $328.7 million | 20 | adviserinfo.sec.gov |
| Memphis Capital Management, LLC | Memphis | $268.6 million | 1 | adviserinfo.sec.gov |
| Mercury Investment Group | Memphis | $252.6 million | Not listed | adviserinfo.sec.gov |
| Ridgeline Capital Management, LLC | Memphis | $228.3 million | 22 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Memphis, TN
- Investment advisers in Tennessee
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving insurance companies
- Cardinal Wealth Advisory, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.