Data / Investment advisers / Tennessee / Thoroughbred Financial Services, LLC
Thoroughbred Financial Services, LLC, Brentwood, TN: $4 billion AUM, SEC registered investment adviser
Thoroughbred Financial Services, LLC is an SEC registered investment adviser with its main office in Brentwood, Tennessee and reports $4 billion in regulatory assets under management in its Form ADV filed March 31, 2026. Its clients include high net worth individuals, corporations and other businesses and individuals. It is paid through a percentage of assets under management, fixed fees and commissions.
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- Registration
- SEC registered investment adviser
- CRD number
- 47893
- SEC file number
- 801-56741
- SEC status
- Approved, effective August 13, 1999
- Main office
- 5110 Maryland Way, Suite 300, Brentwood, TN 37027
- Phone
- (615) 371-0001
- Website
- thoroughbredfinancial.com
- Regulatory AUM
- $4,039,118,832 in the Form ADV filed March 31, 2026
- Discretionary AUM
- $3,618,113,013
- Non discretionary AUM
- $421,005,819
- Accounts
- 7,236
- Employees
- 31, of which 31 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, fixed fees, commissions
- Other offices
- 3
- Form ADV Item 11 disclosures
- Reported: SEC or CFTC regulatory actions
- Latest Form ADV filing
- March 31, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 691 | $1.86 billion |
| Corporations or other businesses | 1,029 | $1.15 billion |
| Individuals (other than high net worth individuals) | 1,829 | $892.4 million |
| Pension and profit sharing plans | 18 | $138.4 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $4.04 billion | March 31, 2026 |
| December 1, 2025 | $3.41 billion | March 31, 2025 |
Other advisers in Brentwood
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Kaufman Hall Investment Management | Brentwood | $2.82 billion | Not listed | adviserinfo.sec.gov |
| LBMC Investment Advisors, LLC | Brentwood | $2.23 billion | Not listed | adviserinfo.sec.gov |
| TBH Global Asset Management, LLC | Brentwood | $1.48 billion | Not listed | adviserinfo.sec.gov |
| Seven Springs Wealth Group | Brentwood | $1.41 billion | Not listed | adviserinfo.sec.gov |
| Virtue Capital Management, LLC | Brentwood | $1.31 billion | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Brentwood, TN
- Investment advisers in Tennessee
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving corporations and other businesses
- Thoroughbred Financial Services, LLC on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.