Data / Investment advisers / California / Rpa Financial, LLC
Rpa Financial, LLC, San Rafael, CA: $10.9 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Rpa Financial, LLC is an SEC registered investment adviser with its main office in San Rafael, California and reports $10.9 billion in regulatory assets under management in its Form ADV filed June 29, 2026. Its clients include pension and profit sharing plans. It is paid through a percentage of assets under management, hourly charges and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 294105
- SEC file number
- 801-113540
- SEC status
- Approved, effective July 5, 2018
- Main office
- 4340 Redwood Highway Suite B60, San Rafael, CA 94903
- Phone
- (415) 526-2753
- Regulatory AUM
- $10,881,431,334 in the Form ADV filed June 29, 2026
- Discretionary AUM
- $8,853,190,561
- Non discretionary AUM
- $2,028,240,773
- Accounts
- 323
- Employees
- 12, of which 4 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Other offices
- 1
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- June 29, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pension and profit sharing plans | 339 | $10.88 billion |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $10.88 billion | March 31, 2026 |
| December 1, 2025 | $7.99 billion | March 31, 2025 |
Other advisers in San Rafael
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Global Retirement Partners LLC | San Rafael | $169.58 billion | Not listed | adviserinfo.sec.gov |
| Ohana Advisors | San Rafael | $2.78 billion | 1 | adviserinfo.sec.gov |
| Fiduciary Financial Group, LLC | San Rafael | $1.12 billion | Not listed | adviserinfo.sec.gov |
| Jocelyn Investment Management, LLC | San Rafael | $1.01 billion | Not listed | adviserinfo.sec.gov |
| HCM Wealth | San Rafael | $941.7 million | Not listed | adviserinfo.sec.gov |
| Stonebridge Financial Group | San Rafael | $896 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in San Rafael, CA
- Investment advisers in California
- Advisers with $10 billion to $100 billion in AUM
- Advisers serving pension and profit sharing plans
- Rpa Financial, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.