Skip to the page
Get started free

Data / Investment advisers / California / San Rafael

Investment advisers in San Rafael, CA: 26 firms, $194 billion in AUM

26 investment advisers have their main office in San Rafael, California: 23 SEC registered and 3 exempt reporting. The registered advisers report $194 billion in regulatory assets under management in the SEC's Form ADV file of November 2, 2026, and the largest is Global Retirement Partners LLC with $170 billion.

SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.

Get advisers in San RafaelGet private fund advisers in San RafaelWatch new advisers in California
  • 26Advisers
  • 23SEC registered
  • 3Exempt reporting
  • $194 billionTotal AUM
  • 23Advisers over $100 million
  • 4Manage private funds
  • November 2, 2026File date

Largest advisers by AUM

Ranked by regulatory AUM, then by private funds. Each row links to the firm page where it has one, and to its SEC record.

AdviserCityAUMAccountsEmployeesPrivate fundsPhoneWebsiteSource
Global Retirement Partners LLCSan Rafael$169.58 billion33,988464Not listed(415) 526-2753grpfinancial.comadviserinfo.sec.gov
Rpa Financial, LLCSan Rafael$10.88 billion32312Not listed(415) 526-2753adviserinfo.sec.gov
Ohana AdvisorsSan Rafael$2.78 billion22131(415) 226-4100ohanaadvisors.comadviserinfo.sec.gov
Fiduciary Financial Group, LLCSan Rafael$1.12 billion1,6079Not listed(415) 352-1100adviserinfo.sec.gov
Jocelyn Investment Management, LLCSan Rafael$1.01 billion2682Not listed(415) 256-1795jocelyninvestment.comadviserinfo.sec.gov
HCM WealthSan Rafael$941.7 million7797Not listed(415) 464-5650adviserinfo.sec.gov
Stonebridge Financial GroupSan Rafael$896 million1,87121Not listed(415) 461-4961sb-fg.comadviserinfo.sec.gov
Tran Capital Management, L.P.San Rafael$890.3 million3487Not listed(415) 461-3800trancapital.comadviserinfo.sec.gov
Westhill Financial Advisors, Inc.San Rafael$789.4 million1,27211Not listed(415) 456-2292westhillfa.comadviserinfo.sec.gov
Ridgecrest Wealth Partners, LLCSan Rafael$705.1 million7443Not listed(415) 227-2881ridgecrestwp.comadviserinfo.sec.gov
Meritas Wealth Management, LLCSan Rafael$618.9 million94912Not listed(415) 300-4560adviserinfo.sec.gov
Stewart Wealth Management, Inc.San Rafael$581.5 million1,5934Not listed(415) 499-1544stewartwealthmgt.comadviserinfo.sec.gov
O'Donnell Financial Services, LLCSan Rafael$427.1 million99912Not listed(866) 496-2300adviserinfo.sec.gov
Capital Trust AdvisorsSan Rafael$402.6 million5144Not listed(415) 399-9100capitaltrustadvisors.comadviserinfo.sec.gov
Shira Ridge Wealth ManagementSan Rafael$366.4 million8416Not listed(415) 721-0275shiraridge.comadviserinfo.sec.gov
Spectrum Financial ManagementSan Rafael$278.1 million1504Not listedspectrumfinancialmgmt.comadviserinfo.sec.gov
Madrone Investment Advisory, LLCSan Rafael$254.3 million3751Not listed(415) 785-4585adviserinfo.sec.gov
Hutchinson & Ziegler Financial Advisors, Inc.San Rafael$235.4 million2152Not listed(415) 259-3933hzadvisors.comadviserinfo.sec.gov
Lyle & Forsyth Investment ManagersSan Rafael$221.2 million1342Not listedadviserinfo.sec.gov
The Putney Financial Group LLCSan Rafael$205.4 million9488Not listed(415) 460-1990putneyfinancial.comadviserinfo.sec.gov
Redwood Grove Wealth ManagementSan Rafael$151.3 million2653Not listed(415) 737-5003redwoodgrovewm.comadviserinfo.sec.gov
Wulff, Hansen & Co.San Rafael$144.8 million1439Not listed(415) 421-8900wulffcapital.comadviserinfo.sec.gov
Awr Investment Management, LLCSan Rafael$131.6 million1722Not listed(415) 457-9415awrinvestmentmanagement.comadviserinfo.sec.gov
Freestyle Capital Management, LLCSan RafaelNot listedNot listedNot listed12(415) 250-8651adviserinfo.sec.gov
Brave Capital Management LLCSan RafaelNot listedNot listedNot listed11(650) 272-0075bravecap.comadviserinfo.sec.gov
Aqt Capital Management, LLCSan RafaelNot listedNot listedNot listed1(415) 289-9604aqtcapital.comadviserinfo.sec.gov

Advisers in San Rafael that manage private funds

4 advisers report private funds. The 30 with the most funds.

AdviserCityStatePrivate fundsHedgePrivate equityVenture capitalReal estateFund gross assetsAUMSource
Freestyle Capital Management, LLCSan RafaelCA12Not listedNot listed12Not listed$935.4 millionNot listedadviserinfo.sec.gov
Brave Capital Management LLCSan RafaelCA11Not listedNot listed11Not listed$48.9 millionNot listedadviserinfo.sec.gov
Ohana AdvisorsSan RafaelCA1Not listed1Not listedNot listed$3.6 million$2.78 billionadviserinfo.sec.gov
Aqt Capital Management, LLCSan RafaelCA11Not listedNot listedNot listed$49.2 millionNot listedadviserinfo.sec.gov

Also on SpecStream

Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.