Data / Investment advisers / California / O'Donnell Financial Services, LLC
O'Donnell Financial Services, LLC, San Rafael, CA: $427 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
O'Donnell Financial Services, LLC is an SEC registered investment adviser with its main office in San Rafael, California and reports $427 million in regulatory assets under management in its Form ADV filed March 26, 2026. Its clients include individuals, high net worth individuals and corporations and other businesses. It is paid through a percentage of assets under management, hourly charges and fixed fees.
The request: Watch O'Donnell Financial Services, LLC (CRD number 172520): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 172520
- SEC file number
- 801-110717
- SEC status
- Approved, effective June 26, 2017
- Main office
- 1101 Fifth Ave. Suite 150, San Rafael, CA 94901
- Phone
- (866) 496-2300
- Regulatory AUM
- $427,050,449 in the Form ADV filed March 26, 2026
- Discretionary AUM
- $410,814,381
- Non discretionary AUM
- $16,236,068
- Accounts
- 999
- Employees
- 12, of which 4 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Other offices
- 2
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 26, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 901 | $248.2 million |
| High net worth individuals | 94 | $176.6 million |
| Corporations or other businesses | Fewer than 5 | $1.4 million |
| Pension and profit sharing plans | Fewer than 5 | $691,551 |
| Charitable organizations | Fewer than 5 | $98,880 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $427.1 million | March 26, 2026 |
| December 1, 2025 | $343.1 million | March 25, 2025 |
Other advisers in San Rafael
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Tran Capital Management, L.P. | San Rafael | $890.3 million | Not listed | adviserinfo.sec.gov |
| Westhill Financial Advisors, Inc. | San Rafael | $789.4 million | Not listed | adviserinfo.sec.gov |
| Ridgecrest Wealth Partners, LLC | San Rafael | $705.1 million | Not listed | adviserinfo.sec.gov |
| Meritas Wealth Management, LLC | San Rafael | $618.9 million | Not listed | adviserinfo.sec.gov |
| Stewart Wealth Management, Inc. | San Rafael | $581.5 million | Not listed | adviserinfo.sec.gov |
| Capital Trust Advisors | San Rafael | $402.6 million | Not listed | adviserinfo.sec.gov |
| Shira Ridge Wealth Management | San Rafael | $366.4 million | Not listed | adviserinfo.sec.gov |
| Madrone Investment Advisory, LLC | San Rafael | $254.3 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in San Rafael, CA
- Investment advisers in California
- Advisers with $100 million to $500 million in AUM
- Advisers serving individuals
- Advisers serving high net worth individuals
- O'Donnell Financial Services, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.