Data / Investment advisers / California / Shira Ridge Wealth Management
Shira Ridge Wealth Management, San Rafael, CA: $366 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Shira Ridge Wealth Management is an SEC registered investment adviser with its main office in San Rafael, California and reports $366 million in regulatory assets under management in its Form ADV filed October 6, 2026. Its clients include high net worth individuals, individuals and pension and profit sharing plans. It is paid through a percentage of assets under management.
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- Registration
- SEC registered investment adviser
- CRD number
- 117627
- SEC file number
- 801-112766
- SEC status
- Approved, effective April 4, 2018
- Main office
- 999 Fifth Avenue Suite 590, San Rafael, CA 94901
- Phone
- (415) 721-0275
- Website
- shiraridge.com
- Regulatory AUM
- $366,404,410 in the Form ADV filed October 6, 2026
- Discretionary AUM
- $365,778,619
- Non discretionary AUM
- $625,791
- Accounts
- 841
- Employees
- 6, of which 2 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management
- Other offices
- 1
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- October 6, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 125 | $288.9 million |
| Individuals (other than high net worth individuals) | 152 | $75.2 million |
| Pension and profit sharing plans | 4 | $2.4 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $366.4 million | March 13, 2026 |
| December 1, 2025 | $323.4 million | October 30, 2025 |
Other advisers in San Rafael
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Ridgecrest Wealth Partners, LLC | San Rafael | $705.1 million | Not listed | adviserinfo.sec.gov |
| Meritas Wealth Management, LLC | San Rafael | $618.9 million | Not listed | adviserinfo.sec.gov |
| Stewart Wealth Management, Inc. | San Rafael | $581.5 million | Not listed | adviserinfo.sec.gov |
| O'Donnell Financial Services, LLC | San Rafael | $427.1 million | Not listed | adviserinfo.sec.gov |
| Capital Trust Advisors | San Rafael | $402.6 million | Not listed | adviserinfo.sec.gov |
| Madrone Investment Advisory, LLC | San Rafael | $254.3 million | Not listed | adviserinfo.sec.gov |
| Hutchinson & Ziegler Financial Advisors, Inc. | San Rafael | $235.4 million | Not listed | adviserinfo.sec.gov |
| The Putney Financial Group LLC | San Rafael | $205.4 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in San Rafael, CA
- Investment advisers in California
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Shira Ridge Wealth Management on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.