Data / Investment advisers / California / Awr Investment Management, LLC
Awr Investment Management, LLC, San Rafael, CA: $132 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Awr Investment Management, LLC is an SEC registered investment adviser with its main office in San Rafael, California and reports $132 million in regulatory assets under management in its Form ADV filed March 19, 2026. Its clients include high net worth individuals, individuals and corporations and other businesses. It is paid through a percentage of assets under management and fixed fees.
The request: Watch Awr Investment Management, LLC (CRD number 118538): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 118538
- SEC file number
- 801-130506
- SEC status
- Approved, effective June 17, 2024
- Main office
- 883 Fourth Street, San Rafael, CA 94901
- Phone
- (415) 457-9415
- Website
- awrinvestmentmanagement.com
- Regulatory AUM
- $131,590,434 in the Form ADV filed March 19, 2026
- Discretionary AUM
- $131,590,434
- Accounts
- 172
- Employees
- 2, of which 1 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, fixed fees
- Other offices
- 1
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 19, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 27 | $114.2 million |
| Individuals (other than high net worth individuals) | 27 | $15.4 million |
| Corporations or other businesses | Fewer than 5 | $2 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $131.6 million | March 19, 2026 |
| December 1, 2025 | $127.8 million | March 21, 2025 |
Other advisers in San Rafael
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Madrone Investment Advisory, LLC | San Rafael | $254.3 million | Not listed | adviserinfo.sec.gov |
| Hutchinson & Ziegler Financial Advisors, Inc. | San Rafael | $235.4 million | Not listed | adviserinfo.sec.gov |
| The Putney Financial Group LLC | San Rafael | $205.4 million | Not listed | adviserinfo.sec.gov |
| Redwood Grove Wealth Management | San Rafael | $151.3 million | Not listed | adviserinfo.sec.gov |
| Wulff, Hansen & Co. | San Rafael | $144.8 million | Not listed | adviserinfo.sec.gov |
| Freestyle Capital Management, LLC | San Rafael | Not listed | 12 | adviserinfo.sec.gov |
| Brave Capital Management LLC | San Rafael | Not listed | 11 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in San Rafael, CA
- Investment advisers in California
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Awr Investment Management, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.