Data / Investment advisers / Serving pension and profit sharing plans / Alabama
Investment advisers in Alabama serving pension and profit sharing plans: 50 firms
50 SEC registered investment advisers with a main office in Alabama report pension and profit sharing plans among their clients in Form ADV item 5.D, and together they attribute $23 billion of their assets under management to them, in the SEC's file of November 2, 2026. The adviser with the most is Highland Associates Inc.
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- 50Advisers
- $23 billionAUM from this client type
- 50Advisers over $100 million
- November 2, 2026File date
Advisers in Alabama serving pension and profit sharing plans
Ranked by the AUM the adviser attributes to this client type. Each row links to the firm page where it has one, and to its SEC record.
| Adviser | City | Clients of this type | AUM from this type | Total AUM | Source |
|---|
| Highland Associates Inc | Birmingham | 16 | $6.18 billion | $20.99 billion | adviserinfo.sec.gov |
| Waverly Advisors, LLC | Birmingham | 453 | $4.85 billion | $29.87 billion | adviserinfo.sec.gov |
| Resource Management Service, LLC | Birmingham | Fewer than 5 | $4.05 billion | $5.92 billion | adviserinfo.sec.gov |
| Johnson Sterling, Inc. | Birmingham | 26 | $3.37 billion | $3.90 billion | adviserinfo.sec.gov |
| Mitchell, McLeod, Pugh & Williams, Inc. | Mobile | 76 | $775.8 million | $2.66 billion | adviserinfo.sec.gov |
| Vulcan Value Partners LLC | Birmingham | 6 | $746.8 million | $6.08 billion | adviserinfo.sec.gov |
| Capsouth Wealth Management | Dothan | 31 | $536.6 million | $1.00 billion | adviserinfo.sec.gov |
| Smith Thornton Advisors, LLC | Huntsville | 8 | $465.1 million | $852.3 million | adviserinfo.sec.gov |
| Navigate 401k, LLC | Birmingham | 80 | $317.9 million | $317.9 million | adviserinfo.sec.gov |
| Oneascent Financial Services LLC | Birmingham | 70 | $302.8 million | $3.54 billion | adviserinfo.sec.gov |
| Leavell Investment Management, Inc. | Mobile | 43 | $226.9 million | $3.40 billion | adviserinfo.sec.gov |
| BHK Investment Advisors | Birmingham | 11 | $199.7 million | $794.1 million | adviserinfo.sec.gov |
| Frugal Financial Retirement Plan Services, LLC | Mobile | 128 | $194.9 million | $194.9 million | adviserinfo.sec.gov |
| Marble Wealth, LLC | Montgomery | 12 | $132 million | $1.05 billion | adviserinfo.sec.gov |
| Kassouf Wealth Advisors, LLC | Birmingham | 39 | $104.9 million | $471.3 million | adviserinfo.sec.gov |
| Porter White Investment Advisors, Inc. | Birmingham | 8 | $98.6 million | $748.2 million | adviserinfo.sec.gov |
| Eversource Wealth Advisors, LLC | Birmingham | 26 | $69.2 million | $5.10 billion | adviserinfo.sec.gov |
| Sunburst Financial Group, LLC | Vestavia Hills | 12 | $69.2 million | $808.1 million | adviserinfo.sec.gov |
| PMD Advisory | Hoover | 17 | $55.9 million | $111.6 million | adviserinfo.sec.gov |
| Wilkins Miller Wealth Management, LLC | Mobile | 16 | $45.1 million | $257.5 million | adviserinfo.sec.gov |
| Aull & Monroe | Mobile | 10 | $22.4 million | $323.2 million | adviserinfo.sec.gov |
| Lanark Financial, Inc. | Birmingham | 12 | $21.2 million | $1.78 billion | adviserinfo.sec.gov |
| Jackson Thornton Wealth Management, LLC | Montgomery | 6 | $20.5 million | $2.01 billion | adviserinfo.sec.gov |
| Tucker Financial Group | Montgomery | 7 | $15.5 million | $339 million | adviserinfo.sec.gov |
| Blalock Williams, LLC | Alexander City | 22 | $15.4 million | $242.6 million | adviserinfo.sec.gov |
| BCR Wealth Strategies | Vestavia | 3 | $14.5 million | $528.1 million | adviserinfo.sec.gov |
| Southern Capital Services Inc | Daphne | 20 | $14.1 million | $192.5 million | adviserinfo.sec.gov |
| Brown Financial Advisory | Fairhope | 7 | $13.1 million | $468.2 million | adviserinfo.sec.gov |
| Williams Financial Group | Mobile | 69 | $11.3 million | $354.8 million | adviserinfo.sec.gov |
| Keel Point, LLC | Huntsville | 6 | $11.2 million | $4.07 billion | adviserinfo.sec.gov |
| RFG Advisory, LLC | Vestavia Hills | 38 | $10.9 million | $7.97 billion | adviserinfo.sec.gov |
| The Welch Group, LLC | Birmingham | 5 | $10.9 million | $3.68 billion | adviserinfo.sec.gov |
| Axient Investment Advisors LLC | Huntsville | 2 | $8.7 million | $454 million | adviserinfo.sec.gov |
| Mainsail Asset Management, LLC | Birmingham | 5 | $8.7 million | $598.8 million | adviserinfo.sec.gov |
| Brookline Investments, Inc. | Birmingham | 3 | $7 million | $281.5 million | adviserinfo.sec.gov |
| Fairvoy Private Wealth, LLC | Birmingham | 2 | $5.5 million | $605.1 million | adviserinfo.sec.gov |
| Birmingham Capital Management Co Inc | Birmingham | 4 | $4.3 million | $273.6 million | adviserinfo.sec.gov |
| JMF Capstone Wealth Management | Tuscaloosa | Fewer than 5 | $4.2 million | $416.1 million | adviserinfo.sec.gov |
| Canterbury Capital Wealth Management, LLC | Tuscaloosa | Fewer than 5 | $3.8 million | $132.1 million | adviserinfo.sec.gov |
| BMSS Wesson Wealth Solutions | Birmingham | 2 | $3.7 million | $704 million | adviserinfo.sec.gov |
| Naviant Partners, LLC | Fairhope | Fewer than 5 | $2.4 million | $177.3 million | adviserinfo.sec.gov |
| Hayek Kallen Investment Management L.L.C. | Fairhope | Fewer than 5 | $2.3 million | $424.4 million | adviserinfo.sec.gov |
| BHK Securities, LLC | Birmingham | Fewer than 5 | $2.1 million | $128.4 million | adviserinfo.sec.gov |
| Oneascent Family Offices | Birmingham | Fewer than 5 | $2 million | $544.5 million | adviserinfo.sec.gov |
| Approach Retirement Advisors, LLC | Birmingham | 3 | $1.7 million | $227.5 million | adviserinfo.sec.gov |
| Oneascent Wealth Management | Birmingham | Fewer than 5 | $1.5 million | $475.6 million | adviserinfo.sec.gov |
| Steadmont Advisors, LLC | Birmingham | 2 | $1.5 million | $430.7 million | adviserinfo.sec.gov |
| Longview Financial Advisors, Inc. | Huntsville | Fewer than 5 | $520,316 | $208.2 million | adviserinfo.sec.gov |
| Money Management Services Inc | Birmingham | 1 | $429,803 | $442.7 million | adviserinfo.sec.gov |
| Infinity Tax & Financial Planning | Huntsville | 1 | $74,805 | $100 million | adviserinfo.sec.gov |
Also on SpecStream
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.