Data / Investment advisers / Alabama / Frugal Financial Retirement Plan Services, LLC
Frugal Financial Retirement Plan Services, LLC, Mobile, AL: $195 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Frugal Financial Retirement Plan Services, LLC is an SEC registered investment adviser with its main office in Mobile, Alabama and reports $195 million in regulatory assets under management in its Form ADV filed October 26, 2026. Its clients include pension and profit sharing plans. It is paid through a percentage of assets under management.
The request: Watch Frugal Financial Retirement Plan Services, LLC (CRD number 168390): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 168390
- SEC file number
- 801-125768
- SEC status
- Approved, effective May 31, 2022
- Main office
- 205 N. Conception St., Mobile, AL 36603
- Phone
- (727) 324-4004
- Regulatory AUM
- $194,860,997 in the Form ADV filed October 26, 2026
- Discretionary AUM
- $194,860,997
- Accounts
- 128
- Employees
- 4, of which 2 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management
- Form ADV Item 11 disclosures
- Reported: other federal, state or foreign regulatory actions
- Latest Form ADV filing
- October 26, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pension and profit sharing plans | 128 | $194.9 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $194.9 million | March 27, 2026 |
| December 1, 2025 | $170.7 million | March 26, 2025 |
Other advisers in Alabama
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| 6th Street Advisors, LLC | Daphne | $256.5 million | Not listed | adviserinfo.sec.gov |
| Blalock Williams, LLC | Alexander City | $242.6 million | Not listed | adviserinfo.sec.gov |
| New Capital Partners | Birmingham | $232.6 million | 5 | adviserinfo.sec.gov |
| Approach Retirement Advisors, LLC | Birmingham | $227.5 million | Not listed | adviserinfo.sec.gov |
| Longview Financial Advisors, Inc. | Huntsville | $208.2 million | Not listed | adviserinfo.sec.gov |
| Southern Capital Services Inc | Daphne | $192.5 million | Not listed | adviserinfo.sec.gov |
| Colarion | Mountain Brook | $188.3 million | 1 | adviserinfo.sec.gov |
| Magnolia Wealth Management LLC | Dothan | $183.3 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Alabama
- Advisers with $100 million to $500 million in AUM
- Advisers serving pension and profit sharing plans
- Frugal Financial Retirement Plan Services, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.