Data / Investment advisers / $100 million to $500 million in AUM / North Carolina
Investment advisers in North Carolina with $100 million to $500 million in AUM: 157 firms
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
157 SEC registered investment advisers in North Carolina report between $100 million and $500 million in regulatory assets under management, $39.4 billion in all, in the SEC's Form ADV file of November 2, 2026. The largest is Act Advisors with $499 million.
The request: Every investment adviser in North Carolina with AUM in the range $100 million to $500 million, with phone and website. $10 of work on sign-up, no card.
SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.
- 157Advisers
- 157SEC registered
- $39.4 billionTotal AUM
- 157Advisers over $100 million
- 19Manage private funds
- November 2, 2026File date
Largest advisers by AUM
Ranked by regulatory AUM, then by private funds. Each row links to the firm page where it has one, and to its SEC record.
| Adviser | City | AUM | Accounts | Employees | Private funds | Phone | Website | Source |
|---|---|---|---|---|---|---|---|---|
| Act Advisors | Asheville | $498.9 million | 1,089 | 10 | Not listed | (828) 398-2802 | adviserinfo.sec.gov | |
| Piedmont Capital Management, LLC | Greenboro | $495.6 million | 223 | 24 | 1 | (336) 274-5471 | piedmonttrust.com | adviserinfo.sec.gov |
| Semmax Financial Advisors, Inc. | Winston-Salem | $495.4 million | 2,240 | 18 | Not listed | (336) 856-0080 | quieroretirarmidinero.com | adviserinfo.sec.gov |
| Graham Partners | Asheville | $492.7 million | 3 | 4 | 3 | (212) 808-7430 | grahampartners.com | adviserinfo.sec.gov |
| Three Magnolias Financial Advisors | Winston Salem | $487.1 million | 1,632 | 7 | Not listed | (336) 701-1600 | threemagnoliasfinancialadvisors.com | adviserinfo.sec.gov |
| Cornerstone Wealth Planning | Charlotte | $485.9 million | 1,273 | 13 | Not listed | (704) 849-0123 | rpblueprint.com | adviserinfo.sec.gov |
| The Pines Wealth Management, LLC | Southern Pines | $485.9 million | 957 | 4 | Not listed | (910) 475-8312 | thepineswealth.com | adviserinfo.sec.gov |
| Physicians Financial Services, Inc. | Raleigh | $482.3 million | 569 | 6 | Not listed | (919) 863-2355 | physiciansfs.com | adviserinfo.sec.gov |
| Ip Financial Advisory Services LLC | Charlotte | $481.4 million | 2,686 | 112 | Not listed | (980) 326-3335 | ipfinancialservicesllc.com | adviserinfo.sec.gov |
| Townsend Asset Management Corp. | Raleigh | $479.6 million | 1,130 | 7 | Not listed | (919) 782-9689 | northcarolinawealthmanagers.com | adviserinfo.sec.gov |
| Sharpvue Capital, LLC | Raleigh | $465.2 million | 12 | 9 | 12 | (984) 246-2040 | adviserinfo.sec.gov | |
| First Citizens Asset Management, Inc | Raleigh | $465.1 million | 1,274 | 58 | Not listed | (800) 229-0205 | firstcitizens.com | adviserinfo.sec.gov |
| Pursuit Wealth Strategies, LLC | Raleigh | $457.5 million | 2,121 | 7 | Not listed | (919) 847-7600 | pursuitwealthstrategies.com | adviserinfo.sec.gov |
| Old North State Wealth Management, LLC | Wilmington | $452.6 million | 1,124 | 6 | Not listed | (910) 509-3800 | adviserinfo.sec.gov | |
| Timonier | Winston Salem | $450.3 million | 707 | 8 | Not listed | (336) 725-5010 | timonier.com | adviserinfo.sec.gov |
| Collwick Funds GP, LLC | Charlotte | $439.6 million | 1 | 4 | 1 | (704) 243-9468 | adviserinfo.sec.gov | |
| Advisorstrust Partners LLC | Raleigh | $435.3 million | 523 | 6 | Not listed | (919) 298-2458 | jamesfinancialadvisors.com | adviserinfo.sec.gov |
| Mauney-Pitt Financial Management, Inc. | Shelby | $418 million | 1,479 | 6 | Not listed | (704) 481-0101 | mauney-pitt.com | adviserinfo.sec.gov |
| Altamont Capital Management | Asheville | $412.3 million | 387 | 2 | Not listed | (828) 236-0610 | adviserinfo.sec.gov | |
| Namcoa | Mooresville | $404.3 million | 584 | 11 | Not listed | (239) 593-5525 | infinitewealthadvisors.com | adviserinfo.sec.gov |
| Tilia Fiduciary Partners, Inc. | Wilmington | $403.7 million | 997 | 8 | Not listed | (910) 679-4093 | tiliapartners.com | adviserinfo.sec.gov |
| H. L. Ormond & Company, LLC | Greenville | $401.4 million | 1,199 | 7 | Not listed | (252) 756-4010 | hlormond.com | adviserinfo.sec.gov |
| Tar River Wealth Planning, LLC | Louisburg | $401.2 million | 1,283 | 9 | Not listed | (919) 496-1511 | tarriverwealthplanning.com | adviserinfo.sec.gov |
| Raleigh Capital Management Inc. | Cary | $397.8 million | 2,293 | 20 | Not listed | (919) 852-1215 | adviserinfo.sec.gov | |
| Family Wealth Partners, LLC | Matthews | $392.4 million | 1,020 | 12 | Not listed | (704) 321-0152 | fwpnc.com | adviserinfo.sec.gov |
| Eastover Capital Management | Charlotte | $392.3 million | 252 | 4 | Not listed | (704) 336-6818 | adviserinfo.sec.gov | |
| Davis Investment Partners, LLC | Charlotte | $390 million | 452 | 3 | Not listed | (704) 741-4200 | davisinvestmentpartners.com | adviserinfo.sec.gov |
| Spartan Planning Group | Greensboro | $383.7 million | 1,006 | 5 | Not listed | (800) 371-1292 | spartanplanninggroup.com | adviserinfo.sec.gov |
| Cascades Capital Asset Management, LLC | Greensboro | $383.3 million | 733 | 3 | Not listed | (336) 404-4746 | cascadescapital.com | adviserinfo.sec.gov |
| Capital Management LLC | Greensboro | $383 million | 516 | 3 | Not listed | (336) 856-2911 | capitalmgmtinc.com | adviserinfo.sec.gov |
| Tagstone Capital, Inc. | Charlotte | $368.9 million | 228 | 1 | Not listed | (704) 533-8900 | tagstonecapital.com | adviserinfo.sec.gov |
| Kanbrick LLC | Charlotte | $362.2 million | 1 | 8 | 2 | (872) 225-2249 | adviserinfo.sec.gov | |
| Armor Investment Advisors, LLC | Raleigh | $356 million | 206 | 6 | Not listed | (919) 571-4382 | adviserinfo.sec.gov | |
| HCG Fund Management LP | Raleigh | $347.3 million | 15 | 11 | 10 | (919) 300-7702 | hcgfunds.com | adviserinfo.sec.gov |
| Garden City Management, LLC | Charlotte | $343.8 million | 5 | 5 | 3 | (404) 383-9233 | gardencityequity.com | adviserinfo.sec.gov |
| Reichard Capital, LLC | Charlotte | $341 million | 219 | 4 | Not listed | (704) 312-2318 | adviserinfo.sec.gov | |
| Blueprint Fund Management | Greensboro | $340.5 million | 2 | 9 | Not listed | (800) 245-7339 | blueprintmutualfunds.com | adviserinfo.sec.gov |
| Lewis Financial Management, LLC | Raleigh | $338.7 million | 88 | 2 | Not listed | (919) 872-7000 | lfmadvisor.com | adviserinfo.sec.gov |
| Uwharrie Investment Advisors, Inc. | Albemarle | $337.8 million | 877 | 14 | Not listed | (704) 983-5959 | uwharrie.com | adviserinfo.sec.gov |
| Everstar Asset Management, LLC | Mooresville | $336.7 million | 1,132 | 13 | 5 | (440) 376-1629 | adviserinfo.sec.gov | |
| Insight Folios | Charlotte | $331.3 million | 2,223 | 15 | Not listed | (704) 529-9500 | dursocapital.com | adviserinfo.sec.gov |
| Advisorengine Portfolio Solutions Inc. | Raleigh | $331.3 million | 1,410 | 1 | Not listed | (888) 225-7216 | advisorengine-portfolio-solutions.com | adviserinfo.sec.gov |
| Lifeplan Group | Raleigh | $326 million | 1,083 | 9 | Not listed | (919) 858-6119 | lifeplangroup.com | adviserinfo.sec.gov |
| WSC & Company, LLC | Charlotte | $320.4 million | 4 | 6 | 4 | (704) 408-9943 | wscandcompany.com | adviserinfo.sec.gov |
| First Financial Group | Raleigh | $317 million | 1,026 | 4 | Not listed | (919) 876-4926 | adviserinfo.sec.gov | |
| First Oak Wealth Management, LLC | Raleigh | $316.2 million | 442 | 3 | Not listed | (919) 421-1555 | adviserinfo.sec.gov | |
| Gibert Wealth Management | Charlotte | $316 million | 274 | 2 | Not listed | (704) 575-5349 | gibertwealth.com | adviserinfo.sec.gov |
| Sparta Wealth Partners | Charlotte | $315.8 million | 696 | 8 | Not listed | (704) 575-1148 | adviserinfo.sec.gov | |
| Lyon Wealth Advisors | Charlotte | $311.4 million | 686 | 3 | Not listed | (704) 424-9780 | adviserinfo.sec.gov | |
| Beacon Financial Strategies Corp. | Raleigh | $309.4 million | 560 | 7 | Not listed | (919) 803-3801 | adviserinfo.sec.gov | |
| Beacon Wealthcare LLC | Raleigh | $308.3 million | 908 | 6 | Not listed | (919) 821-5225 | beaconwc.com | adviserinfo.sec.gov |
| Joel Adams and Associates Inc. | Asheville | $305.6 million | 1,452 | 3 | Not listed | (828) 251-9700 | joeladamsasheville.com | adviserinfo.sec.gov |
| Dovetail Financial Group LLC | Wilmington | $298.9 million | 891 | 6 | Not listed | (910) 395-1991 | dovetailfin.com | adviserinfo.sec.gov |
| Omnistar Financial Group, Inc. | Wilmington | $285.7 million | 1,077 | 7 | Not listed | (910) 319-7834 | adviserinfo.sec.gov | |
| Peace of Mind Wealth Management | Raleigh | $283.3 million | 877 | 18 | Not listed | (919) 787-8866 | pomwealth.net | adviserinfo.sec.gov |
| WMS Advisors, LLC | Charlotte | $280.9 million | 411 | 7 | Not listed | (301) 294-7804 | adviserinfo.sec.gov | |
| Worth Advisors | Charlotte | $280.7 million | 1,266 | 15 | Not listed | (704) 731-0121 | worthadvisors.com | adviserinfo.sec.gov |
| Milestone Investments, Inc. | Charlotte | $277.3 million | 138 | 2 | Not listed | (704) 716-2749 | milestoneinvestmentsinc.com | adviserinfo.sec.gov |
| Reliant Investment Partners, LLC | Pinehurst | $268.3 million | 1,101 | 6 | Not listed | (910) 363-1010 | greatfallswealth.com | adviserinfo.sec.gov |
| Tassel Capital Management, Inc | Matthews | $266 million | 850 | 5 | Not listed | (704) 814-6780 | tasselcapital.com | adviserinfo.sec.gov |
| Millbank Dartmoor Portsmouth LLC | Asheville | $263.2 million | 4 | 3 | Not listed | (828) 499-7222 | mdpvol.com | adviserinfo.sec.gov |
| Horizon Financial Services, LLC | Winston Salem | $262.4 million | 1,203 | 8 | Not listed | (336) 659-7060 | adviserinfo.sec.gov | |
| Horizons Wealth Management | Asheville | $258.2 million | 653 | 4 | Not listed | (828) 337-9395 | adviserinfo.sec.gov | |
| Muirfield Wealth Advisors LLC | Charlotte | $255.8 million | 484 | 3 | Not listed | (704) 442-0047 | muirfieldwealth.com | adviserinfo.sec.gov |
| Modern Capital Advisors, LLC | Raleigh | $254.8 million | 1,221 | 19 | Not listed | (800) 440-0442 | moderncap.com | adviserinfo.sec.gov |
| Cassia Capital Partners LLC | Winston Salem | $251.2 million | 573 | 5 | Not listed | (336) 723-4585 | cassiacapitalpartners.com | adviserinfo.sec.gov |
| Carolina Financial Advisors, Inc. | Greensboro | $240.9 million | 1,226 | 7 | Not listed | (336) 333-0176 | carolinafinancialadvisors.com | adviserinfo.sec.gov |
| Lumina Wealth Management, LLC | Wilmington | $240.2 million | 595 | 3 | Not listed | (910) 599-9409 | adviserinfo.sec.gov | |
| Westhampton Capital | Winston-Salem | $238.5 million | 256 | 4 | Not listed | (336) 725-5579 | westhamptoncapital.com | adviserinfo.sec.gov |
| Quest 10 Wealth Builders, Inc. | Fuquay-Varina | $237.7 million | 1,086 | 8 | Not listed | (919) 552-4286 | completefinancialsolutions.org | adviserinfo.sec.gov |
| Level Wealth Management LLC | Greensboro | $236.5 million | 432 | 3 | Not listed | (336) 355-1432 | adviserinfo.sec.gov | |
| Powell Wealth | Cornelius | $229.2 million | 272 | 3 | Not listed | (704) 439-0027 | adviserinfo.sec.gov | |
| BD Investment Partners, LLC | Raleigh | $223.7 million | 3 | 9 | 3 | (919) 609-7395 | bdipartners.com | adviserinfo.sec.gov |
| Beacon Capital Advisory Group | Charlotte | $223.5 million | 538 | 4 | Not listed | (877) 801-2322 | adviserinfo.sec.gov | |
| Crossgen Wealth LLC | Greenville | $222.8 million | 430 | 3 | Not listed | (252) 262-7301 | crossgenwealth.com | adviserinfo.sec.gov |
| Kerusso Capital Management, LLC | Winston-Salem | $222.4 million | 22 | 3 | Not listed | (404) 226-2537 | adviserinfo.sec.gov | |
| Octagon Asset Management, LLC | Charlotte | $221.2 million | 5 | 4 | 1 | (212) 683-8811 | octagonam.com | adviserinfo.sec.gov |
| Integrated Wealthcare, LLC | Durham | $218.2 million | 792 | 11 | Not listed | (866) 694-6292 | adviserinfo.sec.gov | |
| Gragg Financial | Shelby | $215.4 million | 475 | 12 | Not listed | (704) 482-2001 | graggfinancial.com | adviserinfo.sec.gov |
| A4 Wealth Advisors LLC | Huntersville | $213.7 million | 1,366 | 6 | Not listed | (704) 509-1141 | a4cfp.com | adviserinfo.sec.gov |
| Gouws Capital LLC | Charlotte | $209.9 million | 101 | 3 | Not listed | (704) 944-3233 | gouwscapital.com | adviserinfo.sec.gov |
| Counterweight Private Wealth | Wilmington | $207.2 million | 417 | 3 | Not listed | (919) 726-6124 | adviserinfo.sec.gov | |
| Kenneth Frenke & Co | Arden | $206.5 million | 734 | 3 | Not listed | (828) 654-9343 | frenke.com | adviserinfo.sec.gov |
| Masonboro Advisors | Wilmington | $206.5 million | 564 | 9 | Not listed | (910) 742-0509 | thecortrogersproject.com | adviserinfo.sec.gov |
| Broyhill Asset Management, LLC | Charlotte | $204.5 million | 91 | 6 | 3 | (828) 610-5360 | adviserinfo.sec.gov | |
| Portus Wealth Advisors, LLC | Charlotte | $204.1 million | 528 | 4 | 1 | (704) 936-0084 | adviserinfo.sec.gov | |
| IA Network, LLC | Charlotte | $199.5 million | 593 | 5 | Not listed | (704) 272-1211 | adviserinfo.sec.gov | |
| Accruent Wealth Advisors | Winston-Salem | $197.7 million | 636 | 3 | Not listed | (336) 760-4829 | adviserinfo.sec.gov | |
| Amphora Wealth Management, LLC | Chapel Hill | $196.2 million | 649 | 3 | Not listed | (919) 240-6111 | amphorawealth.com | adviserinfo.sec.gov |
| Smith Partners Wealth Management, LLC | Greensboro | $196.1 million | 416 | 4 | Not listed | (336) 272-9488 | smithpartnerswealth.com | adviserinfo.sec.gov |
| Frazier Financial Consultants, LLC | Chapel Hill | $196 million | 323 | 3 | Not listed | (919) 929-6940 | adviserinfo.sec.gov | |
| Charter Wealth Management | Raleigh | $195.6 million | 232 | 4 | Not listed | (919) 729-2100 | charterwm.com | adviserinfo.sec.gov |
| Independent Wealth Advisors, LLC | Cary | $195.3 million | 432 | 4 | Not listed | (919) 749-7596 | adviserinfo.sec.gov | |
| Strategic Advisory Partners | Greensboro | $191.4 million | 828 | 8 | Not listed | (336) 790-2560 | adviserinfo.sec.gov | |
| Ridgeline Wealth Advisors, LLC. | Raleigh | $189 million | 709 | 7 | Not listed | (919) 782-0494 | adviserinfo.sec.gov | |
| Greenway Wealth Advisors, LLC | Charlotte | $184.5 million | 1,086 | 4 | Not listed | (704) 981-1228 | greenwaywealth.com | adviserinfo.sec.gov |
| Sledge and Company Wealth Advisors | High Point | $183.4 million | 429 | 4 | Not listed | (336) 889-3013 | sledgeandcompany.com | adviserinfo.sec.gov |
| Clearview Wealth Management | Charlotte | $182.4 million | 510 | 4 | Not listed | (704) 837-4317 | clearviewwealthmgmt.com | adviserinfo.sec.gov |
| Cannon Advisors | Charlotte | $181.6 million | 230 | 5 | Not listed | (704) 820-8393 | adviserinfo.sec.gov | |
| Front Porch Financial Advisory | Charlotte | $181.3 million | 387 | 1 | Not listed | (704) 803-5585 | frontporchfa.com | adviserinfo.sec.gov |
| Broad Reach Capital LLC | Raleigh | $180.5 million | 25 | 4 | Not listed | (919) 309-9325 | broadreachpartnersllc.com | adviserinfo.sec.gov |
| Dolan Capital Advisors, LLC | Charlotte | $179.1 million | 354 | 4 | Not listed | (704) 887-4969 | adviserinfo.sec.gov | |
| Hollingsworth Avent Averre & Purvis, Pa | Raleigh | $177.4 million | 152 | 3 | Not listed | (919) 848-4100 | haacpa.com | adviserinfo.sec.gov |
| Family Legacy Financial Solutions, LLC | Cary | $174.5 million | 806 | 7 | Not listed | (919) 379-9000 | familylegacync.com | adviserinfo.sec.gov |
| Pinafore Wealth Counsel Inc. | Durham | $173.6 million | 325 | 2 | Not listed | (919) 213-0458 | pinaforewealth.com | adviserinfo.sec.gov |
| Investor Advisory Group | Charlotte | $172.1 million | 442 | 4 | Not listed | (704) 366-1120 | theiag.com | adviserinfo.sec.gov |
| Granada Wealth Management, LLC | Davidson | $171.4 million | 665 | 1 | Not listed | (888) 928-9728 | granadawm.com | adviserinfo.sec.gov |
| Hayden Harper Wealth Advisory, LLC | Charlotte | $171.1 million | 203 | 7 | 2 | (704) 343-2447 | adviserinfo.sec.gov | |
| Kensington Financial Group, Inc. | Winston-Salem | $169.5 million | 853 | 2 | Not listed | (336) 712-9743 | adviserinfo.sec.gov | |
| ARK Royal Wealth Management LLC | Raleigh | $169.3 million | 314 | 4 | Not listed | (919) 710-8665 | ark-wealth.com | adviserinfo.sec.gov |
| Obp Capital | Rocky Mount | $168.8 million | 5 | 2 | Not listed | (252) 984-3808 | adviserinfo.sec.gov | |
| Hunter Street Investment Advisors LLC | Apex | $166.4 million | 889 | 8 | Not listed | (919) 589-4040 | hsiadvisors.net | adviserinfo.sec.gov |
| Collie Financial Planning, Inc. | Black Mountain | $162.9 million | 732 | 2 | Not listed | (828) 654-8830 | colliefp.com | adviserinfo.sec.gov |
| Private Wealth Management of North Carolina LLC | Henderson | $162.8 million | 742 | 3 | Not listed | (252) 492-8694 | adviserinfo.sec.gov | |
| The Wealth Group, LTD | Raleigh | $160.2 million | 293 | 8 | Not listed | (919) 865-1924 | thewealthgrp.com | adviserinfo.sec.gov |
| Pendleton Financial Wealth Management | Raleigh | $160 million | 365 | 4 | Not listed | (919) 781-4167 | pendletonfinancial.com | adviserinfo.sec.gov |
| Blue Water Capital Management, LLC | Apex | $159.8 million | 385 | 2 | Not listed | (919) 589-2528 | bluewaterportfolios.com | adviserinfo.sec.gov |
| Aim Advisors, LLC | Raleigh | $158.2 million | 482 | 5 | Not listed | (919) 758-8911 | adviserinfo.sec.gov | |
| Holcombe & McGrath | Asheville | $155.9 million | 701 | 3 | Not listed | (828) 252-8228 | wealthminder.com | adviserinfo.sec.gov |
| BP Asset Management Inc. | Charlotte | $155.3 million | 3 | 3 | 2 | (980) 261-5233 | adviserinfo.sec.gov | |
| Shining Rock Advisors LLC | Asheville | $153.8 million | 93 | 2 | Not listed | (828) 380-0071 | shiningrockadvisors.com | adviserinfo.sec.gov |
| Terra Wealth | High Point | $152 million | 937 | 13 | Not listed | (305) 928-3772 | adviserinfo.sec.gov | |
| Twin City Private Wealth, LLC | Winston-Salem | $151.3 million | 538 | 10 | Not listed | (336) 930-9494 | twincitywealth.com | adviserinfo.sec.gov |
| Dreher Financial Partners | Southern Pines | $148.2 million | 496 | 2 | Not listed | (910) 692-4330 | adviserinfo.sec.gov | |
| Wealthpoint Advisors | Cramerton | $147.1 million | 979 | 7 | Not listed | (704) 675-5300 | wealthpointadvisorsnc.com | adviserinfo.sec.gov |
| Ascendor Wealth, LLC | Wilmington | $145.6 million | 402 | 6 | Not listed | (910) 790-0122 | adviserinfo.sec.gov | |
| Blue Financial | Charlotte | $145.1 million | 908 | 11 | Not listed | (704) 302-1141 | adviserinfo.sec.gov | |
| White Oak Financial Management, Inc | Asheville | $143.5 million | 905 | 3 | Not listed | (828) 274-7844 | adviserinfo.sec.gov | |
| Forest Capital | Charlotte | $143.2 million | 247 | 4 | Not listed | (704) 533-9876 | forestcapital.net | adviserinfo.sec.gov |
| Calamita Wealth Management | Charlotte | $138.2 million | 391 | 4 | Not listed | (704) 276-7325 | adviserinfo.sec.gov | |
| Tarheel Advisors, LLC | Chapel Hill | $137.8 million | 389 | 2 | Not listed | (984) 271-1993 | adviserinfo.sec.gov | |
| Professional Wealth Management Services LLC | Statesville | $136.2 million | 171 | 3 | Not listed | (704) 872-0022 | prowealthmgt.com | adviserinfo.sec.gov |
| BSG Advisers | Apex | $134.8 million | 676 | 9 | Not listed | (919) 267-4753 | adviserinfo.sec.gov | |
| Sound Financial Management, Inc. | Raleigh | $134.1 million | 440 | 2 | Not listed | (919) 845-6600 | adviserinfo.sec.gov | |
| Structural Solutions LLC | Chapel Hill | $133 million | 8 | 3 | 3 | (917) 836-0339 | adviserinfo.sec.gov | |
| Tricapital Wealth Management, Inc. | Charlotte | $132.7 million | 192 | 3 | Not listed | (704) 571-8778 | tricapitaladvisors.com | adviserinfo.sec.gov |
| Wells Financial Management, LLC | Asheville | $132.7 million | 98 | 2 | Not listed | (828) 252-4144 | wellsfm.com | adviserinfo.sec.gov |
| The Breit Group | Wrightsville Beach | $131.6 million | 146 | 3 | Not listed | (704) 502-6069 | thebreitgroup.com | adviserinfo.sec.gov |
| Saber Capital Management LLC | Fuquay Varina | $129.3 million | 123 | 2 | 2 | (919) 610-6809 | sabercapitalmgt.com | adviserinfo.sec.gov |
| Kucharo Wealth | Charlotte | $123.7 million | 258 | 2 | Not listed | (704) 251-9550 | kucharowealth.com | adviserinfo.sec.gov |
| Tolley Financial Group, LLC | Raleigh | $121.9 million | 448 | 1 | Not listed | (919) 747-9698 | tolleyfinancialgroup.com | adviserinfo.sec.gov |
| West Financial Strategies, Inc. | Sanford | $121 million | 318 | 3 | Not listed | (919) 774-8664 | westfinancialstrategies.com | adviserinfo.sec.gov |
| Emerald Asset Management, Inc. | Rocky Mount | $120.8 million | 424 | 2 | Not listed | (252) 443-7616 | emeraldam.com | adviserinfo.sec.gov |
| Hicks & Associates Wealth Management, LLC | Cary | $119.6 million | 570 | 4 | Not listed | (919) 851-5512 | adviserinfo.sec.gov | |
| TRG Capital Management, Inc. | Raleigh | $118.2 million | 388 | 5 | 1 | (919) 239-4163 | trgcap.com | adviserinfo.sec.gov |
| Passport Wealth Management | Cornelius | $115.3 million | 409 | 3 | Not listed | (704) 457-0060 | passportwm.com | adviserinfo.sec.gov |
| Hatteras Investment Partners, LP | Raleigh | $114.8 million | 7 | 9 | 4 | (919) 846-2324 | hatterasinvestmentpartners.com | adviserinfo.sec.gov |
| Evergreen Wealth Advisors | Raleigh | $112.5 million | 357 | 18 | Not listed | (888) 884-0557 | evergreenmoney.com | adviserinfo.sec.gov |
| Reh Wealth Advisors LLC | Raleigh | $110.5 million | 200 | 1 | Not listed | (909) 518-2134 | investwithsteve.com | adviserinfo.sec.gov |
| White Oak Wealth Partners | Raleigh | $110.5 million | 216 | 2 | Not listed | (919) 858-6490 | whiteoakwealthpartners.com | adviserinfo.sec.gov |
| The Financial Legacy Group | Charlotte | $107.3 million | 414 | 3 | Not listed | (704) 469-6614 | thefinanciallegacygroup.com | adviserinfo.sec.gov |
| Castle Wealth Group | Mooresville | $106.8 million | 486 | 3 | Not listed | (704) 594-8000 | adviserinfo.sec.gov | |
| Eqv Advisory, LLC | Raleigh | $106.8 million | 122 | 6 | Not listed | (919) 842-3000 | eqvadvisory.com | adviserinfo.sec.gov |
| Thayer Financial, L.L.C. | Hickory | $106.4 million | 493 | 2 | Not listed | (828) 569-2785 | adviserinfo.sec.gov | |
| Integrative Planning, Inc. | Cornelius | $101.4 million | 429 | 6 | Not listed | (704) 947-8444 | myintegrativeplanning.com | adviserinfo.sec.gov |
| Indexperts, LLC | Charlotte | $100.9 million | 3 | 4 | Not listed | (704) 554-8150 | indexperts.com | adviserinfo.sec.gov |
| Course Management Investment Advisors, LLC | Pinehurst | $100.3 million | 324 | 4 | Not listed | (910) 621-3371 | cmiallc.com | adviserinfo.sec.gov |
Also on SpecStream
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.