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Data / Investment advisers / Serving insurance companies / North Carolina

Investment advisers in North Carolina serving insurance companies: 14 firms

Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.

14 SEC registered investment advisers with a main office in North Carolina report insurance companies among their clients in Form ADV item 5.D, and together they attribute $332 billion of their assets under management to them, in the SEC's file of November 2, 2026. The adviser with the most is Barings LLC.

The request: Every investment adviser in North Carolina that serves insurance companies, with AUM, phone and website. $10 of work on sign-up, no card.

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  • 14Advisers
  • $332 billionAUM from this client type
  • 14Advisers over $100 million
  • November 2, 2026File date

Advisers in North Carolina serving insurance companies

Ranked by the AUM the adviser attributes to this client type. Each row links to the firm page where it has one, and to its SEC record.

AdviserCityClients of this typeAUM from this typeTotal AUMSource
Barings LLCCharlotte108$286.37 billion$392.75 billionadviserinfo.sec.gov
Allspring Global Investments, LLCCharlotte125$41.44 billion$475.78 billionadviserinfo.sec.gov
Sterling Capital Management LLCCharlotte134$1.81 billion$69.23 billionadviserinfo.sec.gov
CaptrustRaleigh10$1.38 billion$1.24 trillionadviserinfo.sec.gov
Hale Partnership Capital Management, LLCCharlotte2$466.5 million$788.3 millionadviserinfo.sec.gov
Broad Reach Capital LLCRaleigh9$172.1 million$180.5 millionadviserinfo.sec.gov
Delegate Advisors, LLCChapel Hill6$129.6 million$1.71 billionadviserinfo.sec.gov
Lumina Wealth Management, LLCWilmington3$36.9 million$240.2 millionadviserinfo.sec.gov
Crossgen Wealth LLCGreenville1$16.1 million$222.8 millionadviserinfo.sec.gov
Tolley Financial Group, LLCRaleigh7$5.7 million$121.9 millionadviserinfo.sec.gov
Forest CapitalCharlotte1$2.8 million$143.2 millionadviserinfo.sec.gov
Portus Wealth Advisors, LLCCharlotte1$2.7 million$204.1 millionadviserinfo.sec.gov
Mauney-Pitt Financial Management, Inc.ShelbyFewer than 5$1.5 million$418 millionadviserinfo.sec.gov
Capital Management LLCGreensboro2$384,013$383 millionadviserinfo.sec.gov

Also on SpecStream

Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.