Data / Investment advisers / North Carolina / The Zabel Companies, LLC
The Zabel Companies, LLC, Charlotte, NC: exempt reporting adviser with 10 private funds
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
The Zabel Companies, LLC is an exempt reporting adviser with its main office in Charlotte, North Carolina and reports 10 private funds in its Form ADV filed March 9, 2026.
The request: Watch The Zabel Companies, LLC (CRD number 298721): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- Exempt reporting adviser
- CRD number
- 298721
- SEC file number
- 802-114083
- SEC status
- ERA, Active, effective September 4, 2018
- Main office
- 4201 Congress St. Suite 125, Charlotte, NC 28209
- Phone
- (704) 973-9934
- Website
- zabelcompanies.com
- Form of organization
- Limited Liability Company
- Private funds
- 10: 10 private equity funds
- Gross assets of private funds
- $67,665,599
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 9, 2026
- SEC record
- Investment Adviser Public Disclosure
Other advisers in Charlotte
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Calamita Wealth Management | Charlotte | $138.2 million | Not listed | adviserinfo.sec.gov |
| Tricapital Wealth Management, Inc. | Charlotte | $132.7 million | Not listed | adviserinfo.sec.gov |
| Kucharo Wealth | Charlotte | $123.7 million | Not listed | adviserinfo.sec.gov |
| The Financial Legacy Group | Charlotte | $107.3 million | Not listed | adviserinfo.sec.gov |
| Indexperts, LLC | Charlotte | $100.9 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Charlotte, NC
- Investment advisers in North Carolina
- Advisers that manage private funds
- The Zabel Companies, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.