Data / Investment advisers / $500 million to $1 billion in AUM / California
Investment advisers in California with $500 million to $1 billion in AUM: 285 firms
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
285 SEC registered investment advisers in California report between $500 million and $1 billion in regulatory assets under management, $201 billion in all, in the SEC's Form ADV file of November 2, 2026. The largest is Syntheticfi LLC with $993 million.
The request: Every investment adviser in California with AUM in the range $500 million to $1 billion, with phone and website. $10 of work on sign-up, no card.
SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.
- 285Advisers
- 285SEC registered
- $201 billionTotal AUM
- 285Advisers over $100 million
- 112Manage private funds
- November 2, 2026File date
Largest advisers by AUM
Ranked by regulatory AUM, then by private funds. Each row links to the firm page where it has one, and to its SEC record.
| Adviser | City | AUM | Accounts | Employees | Private funds | Phone | Website | Source |
|---|---|---|---|---|---|---|---|---|
| Syntheticfi LLC | San Francisco | $992.9 million | 624 | 10 | Not listed | (628) 800-0898 | syntheticfi.com | adviserinfo.sec.gov |
| Concentrum Wealth Management | San Jose | $986.8 million | 1,546 | 7 | Not listed | (408) 840-4030 | adviserinfo.sec.gov | |
| Encompass More Asset Management LLC | Danville | $984.9 million | 8,361 | 108 | 2 | (925) 272-8850 | adviserinfo.sec.gov | |
| New Forests Inc. | San Francisco | $981.9 million | 4 | 22 | 4 | (415) 321-3300 | adviserinfo.sec.gov | |
| Broadshore Capital Partners, LLC | Los Angeles | $981.6 million | 11 | 16 | Not listed | (800) 261-4481 | adviserinfo.sec.gov | |
| Village Global Management, L.L.C. | Covina | $978.7 million | 9 | 13 | 7 | (303) 653-7611 | adviserinfo.sec.gov | |
| Balmoral Management II L.P. | Los Angeles | $974.4 million | 3 | 16 | 5 | (310) 473-3065 | balmoralfunds.com | adviserinfo.sec.gov |
| Tda Investment Group | San Mateo | $969.3 million | 4 | 22 | 1 | (650) 343-6333 | adviserinfo.sec.gov | |
| Factorial Funds Management LLC | San Francisco | $967 million | 25 | 6 | 25 | (209) 265-8990 | factorialfunds.com | adviserinfo.sec.gov |
| Bison Capital Asset Management, LLC | Santa Monica | $962.5 million | 5 | 12 | 5 | (310) 260-6572 | adviserinfo.sec.gov | |
| Partners for Growth | Tiburon | $962.2 million | 7 | 21 | 7 | (415) 912-5894 | adviserinfo.sec.gov | |
| Cache Advisors LLC | San Francisco | $962.1 million | 7 | 15 | 7 | (213) 788-1501 | adviserinfo.sec.gov | |
| Focus Investment Advisors, Inc | Solana Beach | $956.2 million | 34 | 7 | Not listed | (760) 230-1880 | focusinvestment.com | adviserinfo.sec.gov |
| Tarbox Family Office, Inc. | Newport Beach | $953.7 million | 731 | 8 | Not listed | (949) 721-2330 | tarbox.com | adviserinfo.sec.gov |
| Slow Capital, Inc. | Greenbrae | $953.3 million | 438 | 4 | Not listed | (415) 727-7569 | adviserinfo.sec.gov | |
| Brickley Wealth Management | San Mateo | $950.1 million | 549 | 7 | Not listed | (650) 638-0111 | adviserinfo.sec.gov | |
| HCM Wealth | San Rafael | $941.7 million | 779 | 7 | Not listed | (415) 464-5650 | adviserinfo.sec.gov | |
| Rudney Associates | Alamo | $940.2 million | 492 | 2 | Not listed | (925) 838-0696 | rudneyassociates.com | adviserinfo.sec.gov |
| Blankinship & Foster, LLC | Solana Beach | $939.5 million | 996 | 16 | Not listed | (858) 755-5166 | adviserinfo.sec.gov | |
| Strattam Capital Management, LLC | San Francisco | $938.7 million | 17 | 13 | 17 | (415) 852-3330 | adviserinfo.sec.gov | |
| Crane & Associates Wealth Management | Fullerton | $934.6 million | 1,048 | 12 | Not listed | (714) 525-4445 | doncrane.com | adviserinfo.sec.gov |
| Telescope Partners LLC | San Francisco | $934 million | 13 | 12 | 13 | (650) 550-0885 | adviserinfo.sec.gov | |
| 3l Capital Management, LLC | Los Angeles | $932.3 million | 10 | 4 | 10 | (424) 208-3379 | 3lcap.com | adviserinfo.sec.gov |
| Strategy Asset Managers L.L.C. | Pasadena | $930.1 million | 1,458 | 10 | 2 | (626) 657-0559 | adviserinfo.sec.gov | |
| Statheros Financial Solutions, Inc. | El Dorado Hills | $926.2 million | 1,430 | 15 | Not listed | (916) 932-1219 | adviserinfo.sec.gov | |
| Mraz and Associates | Modesto | $917.5 million | 1,289 | 6 | Not listed | (209) 593-5870 | mrazandassociates.com | adviserinfo.sec.gov |
| Old West Investment Management, LLC | Los Angeles | $915.7 million | 847 | 8 | 3 | (213) 943-1740 | oldwestim.com | adviserinfo.sec.gov |
| Extract Advisors | Calabasas | $914.4 million | 7 | 9 | 4 | (212) 255-0972 | extractcapital.com | adviserinfo.sec.gov |
| Beverly Hills Private Wealth, LLC | Beverly Hills | $912.2 million | 1,330 | 10 | Not listed | (310) 388-3800 | bhpw.com | adviserinfo.sec.gov |
| Guardian Financial Partners, LLC | Orange | $911.9 million | 906 | 4 | Not listed | (949) 771-2969 | adviserinfo.sec.gov | |
| Tide Rock Leverageco Manager, LLC | Solana Beach | $908.9 million | 3 | 53 | 3 | (858) 367-0502 | adviserinfo.sec.gov | |
| Trimer Capital Management LP | San Francisco | $901.5 million | 10 | 6 | 3 | (415) 294-1259 | adviserinfo.sec.gov | |
| First Turn Management, LLC | Solana Beach | $900.1 million | 4 | 4 | 2 | (310) 902-0958 | adviserinfo.sec.gov | |
| Kairos | Irvine | $897.2 million | 15 | 50 | 12 | (949) 709-8888 | adviserinfo.sec.gov | |
| Christopher Weil & Co Inc | San Diego | $896.2 million | 1,547 | 16 | Not listed | (858) 724-6040 | cweil.com | adviserinfo.sec.gov |
| Stonebridge Financial Group | San Rafael | $896 million | 1,871 | 21 | Not listed | (415) 461-4961 | sb-fg.com | adviserinfo.sec.gov |
| Vance Wealth | Santa Clarita | $893.6 million | 1,568 | 22 | Not listed | (888) 775-0950 | adviserinfo.sec.gov | |
| Oneprime Capital | Palo Alto | $892.3 million | 18 | 10 | 18 | (650) 229-8280 | oneprimecapital.com | adviserinfo.sec.gov |
| Tran Capital Management, L.P. | San Rafael | $890.3 million | 348 | 7 | Not listed | (415) 461-3800 | trancapital.com | adviserinfo.sec.gov |
| J.P. King Advisors, Inc. | Walnut Creek | $889.7 million | 1,440 | 7 | Not listed | (925) 935-1555 | jpkingadvisors.com | adviserinfo.sec.gov |
| Westside Investment Management, LLC | Santa Monica | $888.8 million | 755 | 14 | Not listed | (310) 315-9400 | westsideim.com | adviserinfo.sec.gov |
| Remy Investors & Consultants, LLC | Los Angeles | $887.6 million | 29 | 6 | 3 | (310) 843-0050 | adviserinfo.sec.gov | |
| Sage Rhino Capital LLC | Menlo Park | $883.7 million | 1,502 | 10 | Not listed | (650) 352-5600 | sagerhino.com | adviserinfo.sec.gov |
| Intelligence Driven Advisers, LLC | Carlsbad | $881.9 million | 659 | 22 | Not listed | (888) 401-2083 | plus.google.com | adviserinfo.sec.gov |
| Broadside Wealth | San Francisco | $874.5 million | 24 | 5 | Not listed | (628) 218-5315 | adviserinfo.sec.gov | |
| Leisure Capital Management, Inc. | Costa Mesa | $874 million | 349 | 10 | Not listed | (714) 384-4050 | adviserinfo.sec.gov | |
| Integrity Growth Partners, L.P. | Los Angeles | $872.6 million | 11 | 12 | 11 | (310) 689-5190 | adviserinfo.sec.gov | |
| Bridgewealth Advisory Group, LLC | Fresno | $868.9 million | 2,338 | 10 | Not listed | (559) 432-6100 | bridgewealth.com | adviserinfo.sec.gov |
| Highline Wealth Partners | Sherman Oaks | $867.9 million | 942 | 17 | Not listed | (818) 340-0157 | adviserinfo.sec.gov | |
| Charger Investment Partners LP | El Segundo | $865.3 million | 9 | 14 | 9 | (310) 372-5525 | chargerinv.com | adviserinfo.sec.gov |
| Arc Capital Partners | Los Angeles | $862.5 million | 11 | 16 | 11 | (310) 954-9060 | arccapitalpartners.com | adviserinfo.sec.gov |
| Keystone Private Wealth | Palm Desert | $860.7 million | 1,542 | 11 | Not listed | (760) 818-7020 | adviserinfo.sec.gov | |
| Virgo Investment Group LLC | Burlingame | $857.4 million | 14 | 9 | 12 | (650) 486-1953 | adviserinfo.sec.gov | |
| Delta Investment Management, LLC | San Francisco | $856.7 million | 2,459 | 25 | Not listed | (415) 249-6337 | adviserinfo.sec.gov | |
| Blume Capital Management, Inc. | Berkeley | $856.6 million | 903 | 7 | Not listed | (510) 549-3534 | blumecapital.com | adviserinfo.sec.gov |
| GT Investment Partners, LP | Irvine | $853.5 million | 7 | 6 | 4 | (310) 210-9178 | gt-gp.com | adviserinfo.sec.gov |
| HH Capital Management, Inc. | Hermosa Beach | $851.4 million | 1 | 1 | Not listed | (917) 328-0169 | adviserinfo.sec.gov | |
| Affinity Capital Advisors LLC | Berkeley | $851.3 million | 1,766 | 11 | Not listed | (510) 984-0261 | affinitycapital.com | adviserinfo.sec.gov |
| Channel Wealth, LLC | Santa Barbara | $850.9 million | 2,019 | 17 | Not listed | (805) 898-0893 | adviserinfo.sec.gov | |
| American Money Management, LLC | Rancho Santa Fe | $844 million | 1,862 | 13 | Not listed | (858) 755-0909 | divorcefinancialconsulting.com | adviserinfo.sec.gov |
| First Light Retirement, LLC | Del Mar | $843.7 million | 22 | 2 | Not listed | (858) 692-1283 | firstlightretirement.com | adviserinfo.sec.gov |
| Akkadian Ventures, Inc. | San Francisco | $841.2 million | 19 | 14 | 18 | (707) 653-6892 | akkadian.vc | adviserinfo.sec.gov |
| Torreyana Capital | LA Jolla | $837.4 million | 7 | 10 | 1 | (619) 837-7996 | torreyanacapital.com | adviserinfo.sec.gov |
| Redwood Wealth Management, LLC | Santa Monica | $837 million | 679 | 3 | Not listed | (888) 552-1905 | redwoodwealth.com | adviserinfo.sec.gov |
| Financial Sense Advisors, Inc. | San Diego | $835.6 million | 1,116 | 11 | Not listed | (858) 487-3939 | financialsensewealth.com | adviserinfo.sec.gov |
| One Fin Capital Management LP | San Francisco | $830.6 million | 3 | 6 | 1 | (415) 488-8508 | adviserinfo.sec.gov | |
| North Berkeley Wealth Management, LLC | Berkeley | $829.8 million | 1,502 | 16 | Not listed | (510) 528-5820 | adviserinfo.sec.gov | |
| Mason & Associates, Inc. | Los Angeles | $828.7 million | 2,143 | 8 | Not listed | (323) 254-3072 | masonlifeplanning.com | adviserinfo.sec.gov |
| Hack VC Management, LLC | Palo Alto | $822.8 million | 29 | 15 | 16 | (408) 345-5807 | hack.vc | adviserinfo.sec.gov |
| Longtail Alpha, LLC | Newport Beach | $822.4 million | 12 | 9 | 8 | (949) 706-8092 | longtailalpha.com | adviserinfo.sec.gov |
| FLC Capital Advisors | Palm Desert | $822.2 million | 821 | 9 | Not listed | (760) 779-8110 | flccapital.com | adviserinfo.sec.gov |
| Albitz/Miloe and Associates, Inc. | Torrance | $820.6 million | 1,394 | 5 | Not listed | (310) 373-8861 | albitzmiloe.com | adviserinfo.sec.gov |
| Pacific Capital | Corona | $820.6 million | 336 | 9 | Not listed | (844) 777-8777 | adviserinfo.sec.gov | |
| Premier Financial Group Inc | Eureka | $819.9 million | 1,362 | 17 | Not listed | (707) 443-2741 | adviserinfo.sec.gov | |
| Divisar Capital Management, LLC | San Francisco | $812.8 million | 2 | 3 | 2 | (415) 418-2201 | adviserinfo.sec.gov | |
| Prosperitas Financial, LLC | Valencia | $812.5 million | 4,890 | 33 | Not listed | (661) 255-9555 | adviserinfo.sec.gov | |
| Integris Wealth Management, LLC | Monterey | $812 million | 1,276 | 18 | Not listed | (831) 333-1717 | adviserinfo.sec.gov | |
| Nelson Capital Management, LLC | Menlo Park | $810.8 million | 685 | 10 | Not listed | (650) 322-4000 | adviserinfo.sec.gov | |
| The Advisory Group of San Francisco, LLC | San Francisco | $809.9 million | 392 | 9 | Not listed | (415) 977-1200 | adviserinfo.sec.gov | |
| Roof Eidam Maycock Peralta LLC | San Francisco | $804.9 million | 1,011 | 10 | Not listed | (415) 788-4600 | rempadvisors.com | adviserinfo.sec.gov |
| Felicitas Global Partners, LLC | Pasadena | $804.4 million | 17 | 15 | 12 | (310) 461-8990 | adviserinfo.sec.gov | |
| Solstein Capital, LLC | Menlo Park | $801.8 million | 30 | 6 | 2 | (415) 231-3000 | adviserinfo.sec.gov | |
| Financial Focus LLC | Carlsbad | $800 million | 1,308 | 8 | Not listed | (760) 431-3040 | financialfocusllc.com | adviserinfo.sec.gov |
| Relevant Wealth Advisors, LLC | Mill Valley | $799 million | 67 | 4 | Not listed | (415) 925-4000 | relevantwealth.com | adviserinfo.sec.gov |
| Friends & Family Capital Management, LLC | Menlo Park | $793.8 million | 17 | 11 | 17 | (650) 815-7042 | fafc.com | adviserinfo.sec.gov |
| Monarch Plan Advisors | Simi Valley | $792.6 million | 130 | 5 | Not listed | (818) 444-0376 | adviserinfo.sec.gov | |
| Calmwater Capital | El Segundo | $792.5 million | 7 | 8 | 5 | (310) 806-9770 | calmwatercapital.com | adviserinfo.sec.gov |
| The Wealth Collaborative, Inc. | Corona Del Mar | $791.6 million | 549 | 3 | Not listed | (818) 577-1180 | adviserinfo.sec.gov | |
| Global Imc LLC | Solana Beach | $790 million | 9 | 22 | 2 | (760) 479-5080 | informedmomentum.com | adviserinfo.sec.gov |
| Westhill Financial Advisors, Inc. | San Rafael | $789.4 million | 1,272 | 11 | Not listed | (415) 456-2292 | westhillfa.com | adviserinfo.sec.gov |
| Bell Investment Advisors Inc | Orinda | $787.6 million | 1,189 | 14 | Not listed | (510) 433-1066 | adviserinfo.sec.gov | |
| Shorenstein Investment Advisers LLC | San Francisco | $787.5 million | 3 | 33 | 3 | (415) 772-7000 | adviserinfo.sec.gov | |
| Encore Consumer Capital, LP | San Francisco | $786.2 million | 5 | 12 | 5 | (415) 296-9850 | encoreconsumercapital.com | adviserinfo.sec.gov |
| Coastlands Capital LP | San Francisco | $785 million | 1 | 5 | 1 | (415) 249-1282 | coastlands.capital | adviserinfo.sec.gov |
| Whelan Financial | Fresno | $781.8 million | 1,718 | 9 | Not listed | (559) 228-8002 | whelanfinancial.com | adviserinfo.sec.gov |
| Creative Capital Management Investments LLC | San Diego | $780.4 million | 1,198 | 11 | Not listed | (619) 298-3993 | adviserinfo.sec.gov | |
| Legacy Partners, LLC | Los Angeles | $777.9 million | 9 | 4 | 10 | (424) 777-0776 | legacy88.com | adviserinfo.sec.gov |
| Blue Zone Wealth Advisors, LLC | Los Angeles | $770 million | 574 | 7 | 4 | (310) 310-2789 | bluezoneadvisory.com | adviserinfo.sec.gov |
| Wilsey Asset Management Incorporated | San Diego | $768.5 million | 2,318 | 9 | Not listed | (858) 224-0004 | adviserinfo.sec.gov | |
| Acme | San Francisco | $767.5 million | 19 | 10 | 19 | (415) 805-8500 | adviserinfo.sec.gov | |
| Jeppson Wealth Management, LLC | Manhattan Beach | $763.2 million | 994 | 7 | Not listed | (424) 456-3111 | jeppson-wealth.com | adviserinfo.sec.gov |
| San Luis Wealth Advisors | San Luis Obispo | $760 million | 1,287 | 6 | Not listed | (805) 810-0002 | sanluiswealth.com | adviserinfo.sec.gov |
| Sweeney & Michel, LLC | Chico | $752.6 million | 1,571 | 4 | Not listed | (530) 487-1777 | adviserinfo.sec.gov | |
| Banyan Alpha Investment L.P. | South San Francisco | $751.9 million | 6 | 5 | 1 | (650) 254-6608 | banyanalpha.com | adviserinfo.sec.gov |
| SBJ Capital | Walnut Creek | $749.4 million | 15 | 19 | 15 | (415) 848-1990 | adviserinfo.sec.gov | |
| Sfe Investment Counsel Inc. | Los Angeles | $748.4 million | 902 | 14 | 2 | (213) 612-0220 | sfeic.com | adviserinfo.sec.gov |
| CRCM L.P. | San Francisco | $746.7 million | 19 | 13 | 11 | (415) 578-5700 | crcmvc.com | adviserinfo.sec.gov |
| Curewell Capital Management, LLC | Los Angeles | $744.3 million | 4 | 7 | 4 | (310) 361-1510 | curewellcapital.com | adviserinfo.sec.gov |
| Gradient Capital Advisors, LLC | San Diego | $742.2 million | 1,548 | 7 | Not listed | (619) 255-0700 | gradientcapital.com | adviserinfo.sec.gov |
| Mission Creek Capital Partners, Inc. | San Francisco | $741.6 million | 1,416 | 14 | Not listed | (415) 363-0400 | missioncreekcap.com | adviserinfo.sec.gov |
| Alpha Edison Management Company, LLC | Los Angeles | $738.3 million | 34 | 10 | 34 | (323) 579-2050 | adviserinfo.sec.gov | |
| Generate Capital Advisors, PB LLC | San Francisco | $737.2 million | 7 | 29 | 4 | (415) 360-3063 | adviserinfo.sec.gov | |
| Clarity Wealth Advisors | San Jose | $732.9 million | 1,353 | 5 | Not listed | (408) 560-3220 | claritywealthadvisors.com | adviserinfo.sec.gov |
| Skba Capital Management, LLC | San Francisco | $732 million | 28 | 10 | Not listed | (415) 989-7852 | adviserinfo.sec.gov | |
| Navalign, LLC | Encino | $731.9 million | 1,906 | 10 | Not listed | (818) 728-4500 | adviserinfo.sec.gov | |
| Traveka Wealth, LLC | Los Altos | $730.8 million | 798 | 7 | Not listed | (650) 397-2225 | travekawealth.com | adviserinfo.sec.gov |
| Philadelphia Financial | San Francisco | $730 million | 3 | 9 | 3 | (415) 352-4460 | adviserinfo.sec.gov | |
| Huber Capital Management LLC | El Segundo | $729.2 million | 10 | 11 | Not listed | (310) 207-8400 | adviserinfo.sec.gov | |
| The Cypress Funds LLC | Los Angeles | $723.2 million | 3 | 7 | 1 | (213) 891-6375 | thecypressfunds.com | adviserinfo.sec.gov |
| Bitwise Investment Manager, LLC | San Francisco | $721.8 million | 14 | 26 | 1 | (415) 707-3663 | btopetf.com | adviserinfo.sec.gov |
| RS Crum Inc. | Newport Beach | $720.7 million | 971 | 9 | Not listed | (949) 428-9696 | rscrum.com | adviserinfo.sec.gov |
| Robinhood Ventures | Menlo Park | $717.4 million | 3 | 120 | Not listed | (650) 389-9581 | adviserinfo.sec.gov | |
| Medina Value Partners, LLC | Los Angeles | $717.2 million | 8 | 7 | 2 | (310) 979-6900 | adviserinfo.sec.gov | |
| Atlas Legacy Advisors LLC | Los Angeles | $715 million | 701 | 5 | Not listed | (310) 707-1275 | atlaslegacy.com | adviserinfo.sec.gov |
| Uscf Advisers | Walnut Creek | $714.9 million | 15 | 14 | Not listed | (510) 522-9600 | uscfinvestments.com | adviserinfo.sec.gov |
| Frontier Global Partners LLC | LA Jolla | $713.1 million | 50 | 10 | 2 | (858) 456-1440 | adviserinfo.sec.gov | |
| Arc Advisory LLC | San Francisco | $708.3 million | 762 | 25 | Not listed | (510) 213-8085 | joinarc.com | adviserinfo.sec.gov |
| Ridgecrest Wealth Partners, LLC | San Rafael | $705.1 million | 744 | 3 | Not listed | (415) 227-2881 | ridgecrestwp.com | adviserinfo.sec.gov |
| Propel Venture Partners Management Co. | San Carlos | $703.6 million | 7 | 4 | 7 | (415) 500-4630 | adviserinfo.sec.gov | |
| Ar Asset Management, Inc. | West Hollywood | $702.4 million | 129 | 4 | 3 | (310) 859-7644 | adviserinfo.sec.gov | |
| Safeguard Investment Advisory Group, LLC | Corona | $702.3 million | 4,458 | 25 | Not listed | (877) 213-7233 | safeguardinvestment.com | adviserinfo.sec.gov |
| KTF Investments, LLC | Seal Beach | $700.2 million | 184 | 7 | Not listed | (562) 606-5834 | ktfinvestments.com | adviserinfo.sec.gov |
| Tidemark Management Company LP | Menlo Park | $699.6 million | 4 | 16 | 4 | (650) 260-4887 | tidemarkcap.com | adviserinfo.sec.gov |
| Tempus Wealth Planning, LLC | Irvine | $699.4 million | 1,751 | 9 | Not listed | (949) 393-2525 | tempuswp.com | adviserinfo.sec.gov |
| Hamilton Wealth, LLC | Los Angeles | $697.8 million | 1,033 | 4 | Not listed | (747) 208-4300 | adviserinfo.sec.gov | |
| Palo Alto Investors LP | Palo Alto | $696 million | 13 | 10 | 6 | (650) 325-0772 | pa-investors.com | adviserinfo.sec.gov |
| Premier Wealth Advisors, LLC | San Diego | $694.9 million | 1,824 | 6 | Not listed | (858) 668-0776 | adviserinfo.sec.gov | |
| Cogenuity Partners, LLC | San Francisco | $693.8 million | 4 | 16 | 4 | (628) 204-6610 | cogenuity.com | adviserinfo.sec.gov |
| BW & Associates, Inc. | Orange | $692.8 million | 1,229 | 5 | Not listed | (714) 998-2077 | bwandassociatesinc.com | adviserinfo.sec.gov |
| Lazari Capital Management, Inc. | Burbank | $691.1 million | 1,599 | 14 | 1 | (818) 264-0610 | lazaricapital.com | adviserinfo.sec.gov |
| Keenan Capital, LLC | Burlingame | $687.6 million | 1 | 6 | 1 | (650) 344-3334 | adviserinfo.sec.gov | |
| Alliance Advisory & Securities, LLC | Westlake Village | $687.4 million | 2,748 | 21 | Not listed | (805) 371-8020 | aewealth.com | adviserinfo.sec.gov |
| Ma Private Wealth, LLC | San Carlos | $686 million | 1,019 | 7 | Not listed | (650) 232-2021 | adviserinfo.sec.gov | |
| Ser Capital Partners Management, LP | Redwood City | $685.8 million | 13 | 11 | 13 | (415) 873-1011 | sercapitalpartners.com | adviserinfo.sec.gov |
| Yiheng Capital Management, L.P. | San Francisco | $675.8 million | 2 | 6 | 1 | (415) 582-6360 | yihengcapital.com | adviserinfo.sec.gov |
| Aphias Capital, L.P. | San Francisco | $675.8 million | 2 | 13 | 2 | (415) 320-1644 | aphias.com | adviserinfo.sec.gov |
| Integral Wealth Management | Turlock | $673.9 million | 1,101 | 7 | Not listed | (209) 633-3101 | adviserinfo.sec.gov | |
| Diversifi Capital Inc | Los Altos | $671.4 million | 966 | 13 | 22 | (650) 632-5667 | diversificapital.com | adviserinfo.sec.gov |
| Planned Solutions, Inc. | Folsom | $671 million | 2,282 | 11 | Not listed | (916) 361-0100 | plannedsolutions.com | adviserinfo.sec.gov |
| Elevation Wealth Partners, LLC | Walnut Creek | $670.7 million | 1,000 | 8 | Not listed | (925) 962-5600 | elevationwp.com | adviserinfo.sec.gov |
| Diligent Investors, LLC | Redlands | $663.1 million | 2,110 | 3 | Not listed | (909) 792-2894 | diligentinvestorsllc.com | adviserinfo.sec.gov |
| Cruden Bay Investment Management, LLC | Westlake Village | $663.1 million | 610 | 4 | Not listed | (805) 719-2772 | cbayinvestments.com | adviserinfo.sec.gov |
| Three Arch Wealth Management LLC | Irvine | $662.4 million | 826 | 5 | Not listed | (949) 400-7107 | threearchwealth.com | adviserinfo.sec.gov |
| Westshore Wealth | Newport Beach | $662.4 million | 848 | 10 | Not listed | (949) 825-7505 | westshorewealth.com | adviserinfo.sec.gov |
| Betterwealth LLC | San Jose | $659.9 million | 1,349 | 6 | Not listed | (408) 659-2390 | adviserinfo.sec.gov | |
| Archer Capital Group Management, LLC | Los Angeles | $659.6 million | 10 | 8 | 10 | (310) 916-9599 | archercapg.com | adviserinfo.sec.gov |
| Purus Wealth Management, LLC | Newport Beach | $658.1 million | 1,512 | 12 | Not listed | (949) 356-6330 | adviserinfo.sec.gov | |
| Spectrum Asset Management Inc | Newport Beach | $657.3 million | 932 | 12 | Not listed | (949) 717-3400 | myspectrum.com | adviserinfo.sec.gov |
| M37 Management LP | Menlo Park | $656.4 million | 6 | 6 | 4 | (347) 267-1584 | m37.com | adviserinfo.sec.gov |
| Warren Street Wealth Advisors, LLC | Irvine | $656.1 million | 1,272 | 10 | Not listed | (714) 876-6200 | adviserinfo.sec.gov | |
| BMB Advisers LLC | Los Angeles | $655.8 million | 71 | 3 | Not listed | (310) 734-1234 | adviserinfo.sec.gov | |
| Rbo & Co, LLC | St. Helena | $654.8 million | 259 | 8 | Not listed | (707) 963-1231 | adviserinfo.sec.gov | |
| Arixa Management, LLC | Los Angeles | $647.9 million | 2 | 94 | Not listed | (310) 905-3050 | arixacapital.com | adviserinfo.sec.gov |
| Peakview Capital | Menlo Park | $646.4 million | 10 | 5 | 10 | (650) 321-6600 | adviserinfo.sec.gov | |
| Dafna Capital Management, LLC | Los Angeles | $645.2 million | 4 | 8 | 6 | (310) 954-3200 | dafnacapital.com | adviserinfo.sec.gov |
| Heritage Wealth Management, Inc. | San Diego | $643.4 million | 226 | 13 | 8 | (858) 613-9191 | heritagewealthusa.com | adviserinfo.sec.gov |
| Libra Wealth LLC | Los Gatos | $639.8 million | 814 | 5 | Not listed | (408) 721-1633 | librawealth.com | adviserinfo.sec.gov |
| TCFG Investment Advisors, LLC | Laguna Niguel | $639.4 million | 2,171 | 27 | Not listed | (949) 365-5830 | tcfgcompanies.com | adviserinfo.sec.gov |
| Karmel Capital Management LLC | Solana Beach | $636.1 million | 11 | 8 | 9 | (858) 208-3636 | adviserinfo.sec.gov | |
| Merritt Point Partners LLC | Oakland | $636.1 million | 6 | 4 | 2 | (510) 244-0170 | adviserinfo.sec.gov | |
| The Roxborough Group | San Francisco | $636 million | 5 | 15 | 5 | (415) 728-0792 | adviserinfo.sec.gov | |
| Fire Capital Management, LLC | San Francisco | $635.5 million | 233 | 5 | Not listed | (415) 828-0129 | adviserinfo.sec.gov | |
| The Salvetti Group | Sacramento | $633.7 million | 1,923 | 6 | Not listed | (916) 414-8282 | thesalvettigroup.com | adviserinfo.sec.gov |
| Fortem Financial Group, LLC | Palm Desert | $631.9 million | 1,042 | 10 | Not listed | (760) 206-8500 | adviserinfo.sec.gov | |
| Bolthouse Investment Management Services | Bakersfield | $631.2 million | 294 | 9 | 2 | (661) 326-6357 | adviserinfo.sec.gov | |
| American Investors Co | San Ramon | $630.7 million | 1,554 | 32 | Not listed | (925) 866-2882 | americaninvestorsco.com | adviserinfo.sec.gov |
| Neumann Capital Management | Foster City | $630.3 million | 609 | 4 | Not listed | (650) 548-9200 | neumanncm.portal.tamaracinc.com | adviserinfo.sec.gov |
| Findec Wealth Services, Inc. | Stockton | $627.9 million | 822 | 5 | Not listed | (209) 957-7413 | findec.com | adviserinfo.sec.gov |
| Ariadne Wealth Management, LP | Santa Barbara | $627.3 million | 432 | 6 | Not listed | (805) 456-4920 | ariadnewealth.com | adviserinfo.sec.gov |
| Epsilon Financial Group, Inc. | Fairfield | $626.1 million | 434 | 8 | Not listed | (707) 428-5500 | adviserinfo.sec.gov | |
| Portfolio Design Labs, LLC | Encino | $624.9 million | 593 | 5 | Not listed | (310) 755-0411 | portfoliolabs.com | adviserinfo.sec.gov |
| L2 Point Management LLC | San Francisco | $622.5 million | 6 | 10 | 6 | (919) 452-0172 | l2-point.com | adviserinfo.sec.gov |
| Avalan, LLC | Santa Barbara | $621.8 million | 768 | 11 | 1 | (805) 962-7725 | winewomenworth.com | adviserinfo.sec.gov |
| Parallaxes Capital | Los Angeles | $620.8 million | 14 | 4 | 10 | (217) 255-3906 | plxcap.com | adviserinfo.sec.gov |
| Tri-Ad Capital Management I, LLC | Escondido | $619 million | 55 | 1 | Not listed | (760) 743-7555 | snapira.com | adviserinfo.sec.gov |
| Meritas Wealth Management, LLC | San Rafael | $618.9 million | 949 | 12 | Not listed | (415) 300-4560 | adviserinfo.sec.gov | |
| Sancus Capital Management LP | Los Angeles | $618.9 million | 9 | 8 | 2 | (212) 277-8255 | sancuscap.com | adviserinfo.sec.gov |
| Regis Metro Associates, Inc. | San Francisco | $617.8 million | 35 | 5 | 2 | (415) 421-0500 | adviserinfo.sec.gov | |
| West Wealth Group, LLC | Irvine | $616.7 million | 2,746 | 35 | Not listed | (949) 682-9105 | yelp.com | adviserinfo.sec.gov |
| Stolper & Co., Inc. | San Diego | $615.7 million | 176 | 2 | Not listed | (619) 231-9102 | stolperco.com | adviserinfo.sec.gov |
| FMB Wealth Management | Westlake Village | $615.7 million | 958 | 12 | Not listed | (805) 446-4494 | adviserinfo.sec.gov | |
| Meaningful Partners LLC | El Segundo | $615.2 million | 7 | 8 | 7 | (214) 435-3877 | meaningfulpartners.com | adviserinfo.sec.gov |
| Financial Alternatives, Inc. | LA Jolla | $614.8 million | 1,258 | 13 | Not listed | (858) 459-8289 | adviserinfo.sec.gov | |
| Stonemark Wealth Management | Pasadena | $609.8 million | 940 | 12 | Not listed | (626) 304-9888 | stonemarkwealth.com | adviserinfo.sec.gov |
| Woodward Diversified Capital, LLC | Bakersfield | $609.7 million | 438 | 6 | 12 | (661) 498-7500 | woodwarddiversifiedcapital.com | adviserinfo.sec.gov |
| Shah Wealth Advisors | Chino Hills | $606.2 million | 857 | 7 | Not listed | (909) 262-1430 | shahwealthadvisors.com | adviserinfo.sec.gov |
| Caldwell Sutter Capital, Inc. | Sausalito | $605.7 million | 1,249 | 17 | Not listed | (415) 962-2526 | cald.com | adviserinfo.sec.gov |
| Praetorian Guard, a Division of Praetorian Wealth Management,Inc | Carmel | $598.7 million | 1,839 | 8 | Not listed | (831) 622-9600 | praetorianguard.biz | adviserinfo.sec.gov |
| Measured Risk Portfolios | San Diego | $597.2 million | 1,601 | 13 | Not listed | (858) 935-1125 | kingsroadinc.com | adviserinfo.sec.gov |
| Treehouse Wealth Advisors | Walnut Creek | $597.1 million | 761 | 10 | Not listed | (415) 887-1416 | adviserinfo.sec.gov | |
| Octahedron Capital Management, L.P. | Burlingame | $594.2 million | 12 | 5 | 12 | (858) 243-2204 | adviserinfo.sec.gov | |
| Section Partners Management, LLC | Palo Alto | $590 million | 10 | 10 | 10 | (650) 229-8519 | adviserinfo.sec.gov | |
| Mig Capital, LLC | Newport Beach | $589.5 million | 3 | 3 | 1 | (949) 474-5800 | migcap.com | adviserinfo.sec.gov |
| Castle Rock Wealth Management, LLC | Walnut Creek | $587.1 million | 2,040 | 7 | Not listed | (925) 478-8800 | crwmadvisors.com | adviserinfo.sec.gov |
| Cuadrilla Capital, LLC | Santa Barbara | $586.6 million | 4 | 9 | 4 | (818) 835-0415 | cuadrillacapital.com | adviserinfo.sec.gov |
| Arx Management, LLC | El Segundo | $586.5 million | 27 | 4 | Not listed | (310) 546-5279 | arxmgmt.com | adviserinfo.sec.gov |
| Riley Friedman Asset Management | Los Altos | $584.8 million | 562 | 2 | Not listed | (650) 988-1088 | rfasset.com | adviserinfo.sec.gov |
| Pathview Wealth Advisors | San Diego | $583 million | 1,278 | 14 | Not listed | (619) 295-0200 | pathview.com | adviserinfo.sec.gov |
| Avalon Capital Management | Menlo Park | $582.2 million | 508 | 5 | Not listed | (650) 306-1500 | avaloncapital.com | adviserinfo.sec.gov |
| Stewart Wealth Management, Inc. | San Rafael | $581.5 million | 1,593 | 4 | Not listed | (415) 499-1544 | stewartwealthmgt.com | adviserinfo.sec.gov |
| Boxer Capital Management, LLC | San Diego | $578.2 million | 4 | 19 | 2 | (858) 400-3115 | boxercap.com | adviserinfo.sec.gov |
| Angeleno Group, LLC | Beverly Hills | $576.5 million | 11 | 12 | 9 | (310) 552-2790 | angelenogroup.com | adviserinfo.sec.gov |
| Western Standard, LLC | Los Angeles | $574.9 million | 3 | 8 | 2 | (310) 929-4300 | westernstandardllc.com | adviserinfo.sec.gov |
| Curtis Advisory Group, LLC | Santa Barbara | $573.7 million | 548 | 3 | Not listed | (805) 963-6181 | curtisadvisorygroup.com | adviserinfo.sec.gov |
| G.W. Sherwold Associates, Inc. | Lake Forest | $572.4 million | 786 | 3 | Not listed | (949) 470-0700 | gwsherwold.com | adviserinfo.sec.gov |
| Linepoint Partners & Co. | Los Angeles | $572.1 million | 27 | 8 | 8 | (323) 886-3635 | linepointpartners.com | adviserinfo.sec.gov |
| Painted Porch Advisors LLC | Santa Barbara | $571.9 million | 806 | 21 | 5 | (805) 567-4288 | paintedporchadvisors.com | adviserinfo.sec.gov |
| Augnition Global Investors | Menlo Park | $571.1 million | 4 | 9 | 2 | (650) 813-3120 | adviserinfo.sec.gov | |
| TTP Investments, Inc. | San Jose | $570.6 million | 1,038 | 3 | Not listed | (408) 879-0399 | ttp-investments.com | adviserinfo.sec.gov |
| Bay Hills Capital Management, LLC | San Francisco | $569.8 million | 10 | 7 | 14 | (415) 391-4240 | bayhillscapital.com | adviserinfo.sec.gov |
| Potentia Wealth | San Jose | $569.1 million | 1,253 | 16 | Not listed | (408) 288-7886 | potentiawealth.com | adviserinfo.sec.gov |
| Pier 88 Investment Partners, LLC | San Francisco | $568 million | 12 | 5 | 7 | (415) 814-8840 | pier88.com | adviserinfo.sec.gov |
| Hillcrest Financial Group | Thousand Oaks | $567.8 million | 1,100 | 8 | Not listed | (805) 373-8686 | adviserinfo.sec.gov | |
| Frec | San Francisco | $567.2 million | 1,830 | 7 | Not listed | (855) 900-3732 | adviserinfo.sec.gov | |
| Alteri Wealth | Westlake Village | $566.1 million | 1,344 | 7 | Not listed | (805) 809-0400 | adviserinfo.sec.gov | |
| Jackson Square Capital, LLC | San Francisco | $564.3 million | 631 | 6 | Not listed | (415) 854-5011 | jacksonsquarecap.com | adviserinfo.sec.gov |
| Tortuga Advisers LLC | Simi Valley | $563.5 million | 40 | 1 | Not listed | (626) 683-2200 | adviserinfo.sec.gov | |
| Towerpoint Wealth, LLC | Sacramento | $561.3 million | 1,475 | 9 | Not listed | (916) 405-9140 | adviserinfo.sec.gov | |
| Aecom Capital Real Estate, LLC | Los Angeles | $559.5 million | 3 | 4 | Not listed | (213) 593-8100 | adviserinfo.sec.gov | |
| Ocean Path Advisors, LLC | Manhattan Beach | $559.5 million | 2,114 | 6 | Not listed | (310) 302-7685 | oceanpath.com | adviserinfo.sec.gov |
| Impact Investment Adviser LLC | San Francisco | $558.5 million | 10 | 16 | Not listed | (415) 981-1074 | impactcapital.net | adviserinfo.sec.gov |
| Life Line Wealth Management LLC | Beverly Hills | $557.6 million | 398 | 6 | Not listed | (323) 452-9548 | adviserinfo.sec.gov | |
| Trinity Capital Management, LLC | Santa Barbara | $556.8 million | 954 | 6 | Not listed | (805) 963-0500 | trinitycm.com | adviserinfo.sec.gov |
| SF Equity Partners Management, LLC | San Francisco | $556 million | 6 | 8 | 7 | (415) 738-1200 | sfequitypartners.com | adviserinfo.sec.gov |
| Ion Pacific, Inc. | Venice | $554.9 million | 47 | 20 | 47 | (714) 408-4618 | ionpacific.com | adviserinfo.sec.gov |
| Avalon Global Asset Management LLC | San Francisco | $553.8 million | 4 | 5 | 2 | (415) 615-5200 | adviserinfo.sec.gov | |
| Asset Planning, Inc | Los Alamitos | $553.5 million | 973 | 5 | Not listed | (714) 827-5794 | assetplanninginc.com | adviserinfo.sec.gov |
| Creekside Partners | Petaluma | $553.4 million | 819 | 2 | Not listed | (707) 769-7820 | creeksidepartners.com | adviserinfo.sec.gov |
| Omega Financial Group, LLC | Santa Barbara | $552.4 million | 974 | 6 | Not listed | (805) 617-4363 | adviserinfo.sec.gov | |
| Dedora Capital, Inc. | Napa | $550.7 million | 1,309 | 12 | Not listed | (707) 253-0681 | adviserinfo.sec.gov | |
| Cable Car Capital, LP | San Francisco | $548.3 million | 15 | 3 | 1 | (415) 857-1965 | adviserinfo.sec.gov | |
| Crux Wealth Advisors | Long Beach | $547.7 million | 1,676 | 14 | Not listed | (562) 735-3875 | cruxwealth.com | adviserinfo.sec.gov |
| Jet Wealth Advisors | LA Jolla | $546.5 million | 952 | 8 | Not listed | (858) 457-1003 | jetwealthadvisors.com | adviserinfo.sec.gov |
| Selby Wealth Management | Emeryville | $544.8 million | 480 | 4 | Not listed | (415) 857-9670 | selbywealth.com | adviserinfo.sec.gov |
| Sierra Ocean, LLC | Ripon | $544.6 million | 568 | 3 | Not listed | (209) 232-7100 | adviserinfo.sec.gov | |
| Andrews, Lucia Wealth Management LLC | Danville | $543.5 million | 586 | 1 | Not listed | (925) 837-8355 | luciawealth.com | adviserinfo.sec.gov |
| Ahoy Capital | Palo Alto | $540.3 million | 10 | 4 | 10 | (650) 384-9434 | ahoycap.com | adviserinfo.sec.gov |
| Lk&A Investment Counsel | Pasadena | $540.1 million | 83 | 5 | Not listed | (626) 449-9500 | lkainvestments.com | adviserinfo.sec.gov |
| K Fund Capital Management, LLC | Los Angeles | $539.3 million | 10 | 2 | 10 | (310) 663-9090 | adviserinfo.sec.gov | |
| Legacy Capital Group California, Inc. | Los Gatos | $535.7 million | 1,763 | 17 | Not listed | (408) 399-6330 | adviserinfo.sec.gov | |
| Triagen Wealth Management LLC | Calabasas | $535.2 million | 1,532 | 5 | Not listed | (818) 732-8553 | adviserinfo.sec.gov | |
| Passport Capital, LLC | San Francisco | $532.4 million | 17 | 14 | 14 | (415) 321-4600 | passportcapital.com | adviserinfo.sec.gov |
| DST Wealth Management LLC | Indian Wells | $532.1 million | 703 | 10 | Not listed | (760) 340-1448 | adviserinfo.sec.gov | |
| Cerro Pacific Wealth Advisors, LLC | San Luis Obispo | $531.6 million | 713 | 7 | Not listed | (805) 457-3300 | adviserinfo.sec.gov | |
| Willow Creek Financial | San Diego | $528.8 million | 873 | 7 | Not listed | (858) 634-3232 | willowcreekfinancial.com | adviserinfo.sec.gov |
| Ariston Services Group, LLC | San Diego | $527 million | 220 | 5 | 1 | (619) 241-2326 | aristonservicesgroup.com | adviserinfo.sec.gov |
| Retirement Wellness Group | Pasadena | $526.6 million | 83 | 2 | Not listed | (949) 757-1799 | retirementwellnessgroup.com | adviserinfo.sec.gov |
| SST Benefits Consulting | Aliso Viejo | $524.1 million | 7 | 3 | Not listed | (949) 460-9898 | adviserinfo.sec.gov | |
| DLK Investment Management | Solana Beach | $524 million | 1,208 | 5 | Not listed | (858) 433-3200 | adviserinfo.sec.gov | |
| Verso Partners | San Francisco | $521.6 million | 3 | 6 | 3 | (415) 214-3917 | adviserinfo.sec.gov | |
| Reflow Services, LLC | San Francisco | $521.4 million | 1 | 6 | 1 | (888) 648-0668 | reflow.com | adviserinfo.sec.gov |
| Paul Capital | San Francisco | $520.9 million | 7 | 9 | 5 | (415) 283-4300 | adviserinfo.sec.gov | |
| Parkshore Wealth Management | Granite Bay | $517.9 million | 1,611 | 10 | Not listed | (916) 797-3007 | parkshorewealth.com | adviserinfo.sec.gov |
| Seldon Capital LP | San Francisco | $517.8 million | 6 | 7 | 1 | 209-683-3109 #804 | adviserinfo.sec.gov | |
| Nestyield Etfs | Downey | $517.3 million | 3,033 | 3 | Not listed | (866) 475-5050 | nestyield.com | adviserinfo.sec.gov |
| Chelsea Management Company | Woodland Hills | $517 million | 212 | 7 | Not listed | (213) 362-9200 | adviserinfo.sec.gov | |
| Gifford Fong Associates | Lafayette | $517 million | 1 | 10 | Not listed | (925) 299-7800 | gfong.com | adviserinfo.sec.gov |
| Prudent Investors | Lake Forest | $515.8 million | 670 | 8 | Not listed | (760) 597-9255 | adviserinfo.sec.gov | |
| Prism Advisors, Inc. | Studio City | $515.1 million | 720 | 5 | Not listed | (818) 760-3333 | prismadvisors.com | adviserinfo.sec.gov |
| Gavilan Investment Partners LLC | Burlingame | $514.7 million | 2 | 2 | 1 | (650) 334-4990 | gavilanpartners.com | adviserinfo.sec.gov |
| Dew Point Capital | Los Angeles | $513.2 million | 1,036 | 2 | Not listed | (410) 258-2174 | dewpointcap.com | adviserinfo.sec.gov |
| Cypress Point Investment Management LP | Mill Valley | $512.4 million | 4 | 4 | 2 | (415) 598-1040 | cypresspointlp.com | adviserinfo.sec.gov |
| Robert L. Bender, Inc. Dba Robert Bender & Associates | Pasadena | $510.9 million | 344 | 5 | Not listed | (626) 397-9072 | robertbender.com | adviserinfo.sec.gov |
| Alpha Solutions Investment Advisors | South San Francisco | $509.5 million | 794 | 6 | Not listed | (415) 882-7088 | adviserinfo.sec.gov | |
| Lavelle Capital | San Francisco | $508.2 million | 155 | 3 | 5 | (415) 501-9987 | adviserinfo.sec.gov | |
| Ibn Asset Management, LLC | Thousand Oaks | $508.2 million | 71 | 6 | Not listed | (805) 277-4738 | adviserinfo.sec.gov | |
| Solace Capital Partners, L.P. | El Segundo | $508.1 million | 1 | 10 | 1 | (310) 919-5401 | solacecap.com | adviserinfo.sec.gov |
| Financial Designs Corporation | Claremont | $507.9 million | 1,312 | 6 | Not listed | (909) 626-1642 | adviserinfo.sec.gov | |
| Next Horizon Capital | San Francisco | $505.8 million | 4 | 7 | 4 | (415) 271-6410 | nexthorizoncap.com | adviserinfo.sec.gov |
| Ducere Wealth Management | Newport Beach | $503.8 million | 478 | 11 | Not listed | (714) 393-0959 | ducerewealth.com | adviserinfo.sec.gov |
| Weinberger Asset Management, Inc | Los Angeles | $503.6 million | 604 | 3 | Not listed | (310) 442-8472 | wamasset.com | adviserinfo.sec.gov |
| Prosperity Financial Group, Inc. | San Ramon | $503 million | 1,360 | 10 | Not listed | (925) 314-8500 | 401kprosperityfg.com | adviserinfo.sec.gov |
| Preservation Equity Fund Advisors, LLC | Irvine | $502.9 million | 4 | 11 | 4 | (714) 662-5565 | pefadvisors.com | adviserinfo.sec.gov |
| Boltwood Capital Management | Walnut Creek | $502.5 million | 468 | 2 | Not listed | (415) 433-1550 | boltwoodcap.com | adviserinfo.sec.gov |
| Private Wealth Solutions, LLC | Calabasas | $500 million | 700 | 5 | Not listed | (818) 264-0600 | privatewealthsolutions.com | adviserinfo.sec.gov |
Also on SpecStream
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.