Data / Investment advisers / California / Castle Rock Wealth Management, LLC
Castle Rock Wealth Management, LLC, Walnut Creek, CA: $587 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Castle Rock Wealth Management, LLC is an SEC registered investment adviser with its main office in Walnut Creek, California and reports $587 million in regulatory assets under management in its Form ADV filed March 5, 2026. Its clients include high net worth individuals, individuals and pension and profit sharing plans. It is paid through a percentage of assets under management.
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- Registration
- SEC registered investment adviser
- CRD number
- 199513
- SEC file number
- 801-110593
- SEC status
- Approved, effective June 9, 2017
- Main office
- 1777 Botelho Dr. Suite 105, Walnut Creek, CA 94596
- Phone
- (925) 478-8800
- Website
- crwmadvisors.com
- Regulatory AUM
- $587,078,190 in the Form ADV filed March 5, 2026
- Discretionary AUM
- $587,078,190
- Accounts
- 2,040
- Employees
- 7, of which 7 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management
- Other offices
- 5
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 5, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 107 | $296 million |
| Individuals (other than high net worth individuals) | 1,917 | $281.6 million |
| Pension and profit sharing plans | 10 | $9.2 million |
| Corporations or other businesses | 6 | $303,025 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $587.1 million | March 5, 2026 |
| December 1, 2025 | $521.8 million | April 29, 2025 |
Other advisers in Walnut Creek
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| J.P. King Advisors, Inc. | Walnut Creek | $889.7 million | Not listed | adviserinfo.sec.gov |
| SBJ Capital | Walnut Creek | $749.4 million | 15 | adviserinfo.sec.gov |
| Uscf Advisers | Walnut Creek | $714.9 million | Not listed | adviserinfo.sec.gov |
| Elevation Wealth Partners, LLC | Walnut Creek | $670.7 million | Not listed | adviserinfo.sec.gov |
| Treehouse Wealth Advisors | Walnut Creek | $597.1 million | Not listed | adviserinfo.sec.gov |
| Boltwood Capital Management | Walnut Creek | $502.5 million | Not listed | adviserinfo.sec.gov |
| Spiegelman Wealth Management, Inc. | Walnut Creek | $443 million | Not listed | adviserinfo.sec.gov |
| Presidio Group Advisors | Walnut Creek | $438.6 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Walnut Creek, CA
- Investment advisers in California
- Advisers with $500 million to $1 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Castle Rock Wealth Management, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.