Data / Investment advisers / California / Spiegelman Wealth Management, Inc.
Spiegelman Wealth Management, Inc., Walnut Creek, CA: $443 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Spiegelman Wealth Management, Inc. is an SEC registered investment adviser with its main office in Walnut Creek, California and reports $443 million in regulatory assets under management in its Form ADV filed June 22, 2026. Its clients include high net worth individuals and individuals. It is paid through a percentage of assets under management.
The request: Watch Spiegelman Wealth Management, Inc. (CRD number 336637): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 336637
- SEC file number
- 801-133759
- SEC status
- Approved, effective June 26, 2025
- Main office
- 1212 Broadway Plaza Suite 2100 #54., Walnut Creek, CA 94596
- Phone
- (925) 385-6200
- Website
- spiegelmanwealth.com
- Regulatory AUM
- $442,974,405 in the Form ADV filed June 22, 2026
- Discretionary AUM
- $442,974,405
- Accounts
- 528
- Employees
- 4, of which 3 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- June 22, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 97 | $413 million |
| Individuals (other than high net worth individuals) | 86 | $29.9 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $443 million | March 30, 2026 |
| December 1, 2025 | $431.9 million | October 24, 2025 |
Other advisers in Walnut Creek
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Uscf Advisers | Walnut Creek | $714.9 million | Not listed | adviserinfo.sec.gov |
| Elevation Wealth Partners, LLC | Walnut Creek | $670.7 million | Not listed | adviserinfo.sec.gov |
| Treehouse Wealth Advisors | Walnut Creek | $597.1 million | Not listed | adviserinfo.sec.gov |
| Castle Rock Wealth Management, LLC | Walnut Creek | $587.1 million | Not listed | adviserinfo.sec.gov |
| Boltwood Capital Management | Walnut Creek | $502.5 million | Not listed | adviserinfo.sec.gov |
| Presidio Group Advisors | Walnut Creek | $438.6 million | Not listed | adviserinfo.sec.gov |
| Hahn Capital Management, LLC | Walnut Creek | $390 million | Not listed | adviserinfo.sec.gov |
| GKV Capital Management Co Inc | Walnut Creek | $357.2 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Walnut Creek, CA
- Investment advisers in California
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Spiegelman Wealth Management, Inc. on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.