Data / Investment advisers / California / Heritage Wealth Management, Inc.
Heritage Wealth Management, Inc., San Diego, CA: $643 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Heritage Wealth Management, Inc. is an SEC registered investment adviser with its main office in San Diego, California and reports $643 million in regulatory assets under management in its Form ADV filed June 30, 2026. Its clients include high net worth individuals, pooled investment vehicles and individuals. It is paid through a percentage of assets under management, hourly charges and fixed fees. It advises 8 private funds.
The request: Watch Heritage Wealth Management, Inc. (CRD number 316956): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 316956
- SEC file number
- 801-122719
- SEC status
- Approved, effective November 19, 2021
- Main office
- 11440 W. Bernardo Ct. Ste 390, San Diego, CA 92127
- Phone
- (858) 613-9191
- Website
- heritagewealthusa.com
- Regulatory AUM
- $643,361,063 in the Form ADV filed June 30, 2026
- Discretionary AUM
- $643,361,063
- Accounts
- 226
- Employees
- 13, of which 7 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, hourly charges, fixed fees, performance based fees
- Private funds
- 8: 4 private equity funds, 3 hedge funds, 1 other private fund
- Gross assets of private funds
- $230,290,344
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- June 30, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 121 | $305.1 million |
| Pooled investment vehicles | 8 | $209.6 million |
| Individuals (other than high net worth individuals) | 103 | $50.6 million |
| Insurance companies | 1 | $41.5 million |
| Charitable organizations | 1 | $19.9 million |
| Corporations or other businesses | 1 | $16.7 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $643.4 million | March 18, 2026 |
| December 1, 2025 | $491.2 million | August 4, 2025 |
Other advisers in San Diego
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Financial Sense Advisors, Inc. | San Diego | $835.6 million | Not listed | adviserinfo.sec.gov |
| Creative Capital Management Investments LLC | San Diego | $780.4 million | Not listed | adviserinfo.sec.gov |
| Wilsey Asset Management Incorporated | San Diego | $768.5 million | Not listed | adviserinfo.sec.gov |
| Gradient Capital Advisors, LLC | San Diego | $742.2 million | Not listed | adviserinfo.sec.gov |
| Premier Wealth Advisors, LLC | San Diego | $694.9 million | Not listed | adviserinfo.sec.gov |
| Stolper & Co., Inc. | San Diego | $615.7 million | Not listed | adviserinfo.sec.gov |
| Measured Risk Portfolios | San Diego | $597.2 million | Not listed | adviserinfo.sec.gov |
| Pathview Wealth Advisors | San Diego | $583 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in San Diego, CA
- Investment advisers in California
- Advisers with $500 million to $1 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving pooled investment vehicles
- Advisers that manage private funds
- Heritage Wealth Management, Inc. on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.