Data / Investment advisers / California / Gifford Fong Associates
Gifford Fong Associates, Lafayette, CA: $517 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Gifford Fong Associates is an SEC registered investment adviser with its main office in Lafayette, California and reports $517 million in regulatory assets under management in its Form ADV filed March 6, 2026. Its clients include state and municipal governments. It is paid through a percentage of assets under management.
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- Registration
- SEC registered investment adviser
- CRD number
- 142917
- SEC file number
- 801-67534
- SEC status
- Approved, effective February 22, 2007
- Main office
- 3658 Mt. Diablo Blvd. Suite 200, Lafayette, CA 94549
- Phone
- (925) 299-7800
- Website
- gfong.com
- Regulatory AUM
- $516,963,144 in the Form ADV filed March 6, 2026
- Discretionary AUM
- $516,963,144
- Accounts
- 1
- Employees
- 10, of which 5 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 6, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| State or municipal government entities | 1 | $517 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $517 million | March 6, 2026 |
| December 1, 2025 | $418.6 million | March 26, 2025 |
Other advisers in Lafayette
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Lewis Asset Management | Lafayette | $387.1 million | Not listed | adviserinfo.sec.gov |
| Gebhardt Group, Inc | Lafayette | $346.4 million | Not listed | adviserinfo.sec.gov |
| The Foundation Investment Group | Lafayette | $286.5 million | Not listed | adviserinfo.sec.gov |
| Wallace Advisory Group, LLC | Lafayette | $269.5 million | Not listed | adviserinfo.sec.gov |
| Garner Financial Management | Lafayette | $152.6 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Lafayette, CA
- Investment advisers in California
- Advisers with $500 million to $1 billion in AUM
- Advisers serving state and municipal governments
- Gifford Fong Associates on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.