Data / Investment advisers / California / Broadside Wealth
Broadside Wealth, San Francisco, CA: $875 million AUM, SEC registered investment adviser
Broadside Wealth is an SEC registered investment adviser with its main office in San Francisco, California and reports $875 million in regulatory assets under management in its Form ADV filed September 30, 2026. Its clients include high net worth individuals. It is paid through fixed fees and other fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 342220
- SEC file number
- 801-136400
- SEC status
- Approved, effective June 1, 2026
- Legal name
- Broadside Wealth Technologies Inc.
- Main office
- 333 Bush Street Suite 400, San Francisco, CA 94104
- Phone
- (628) 218-5315
- Regulatory AUM
- $874,516,229 in the Form ADV filed September 30, 2026
- Discretionary AUM
- $91,636,705
- Non discretionary AUM
- $782,879,524
- Accounts
- 24
- Employees
- 5, of which 4 give investment advice
- Form of organization
- Corporation
- Paid through
- fixed fees, other fees
- Other offices
- 1
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- September 30, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 20 | $874.5 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| October 2, 2026 | $874.5 million | September 30, 2026 |
| July 1, 2026 | Not listed | June 4, 2026 |
Other advisers in San Francisco
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Factorial Funds Management LLC | San Francisco | $967 million | 25 | adviserinfo.sec.gov |
| Cache Advisors LLC | San Francisco | $962.1 million | 7 | adviserinfo.sec.gov |
| Strattam Capital Management, LLC | San Francisco | $938.7 million | 17 | adviserinfo.sec.gov |
| Telescope Partners LLC | San Francisco | $934 million | 13 | adviserinfo.sec.gov |
| Trimer Capital Management LP | San Francisco | $901.5 million | 3 | adviserinfo.sec.gov |
| Delta Investment Management, LLC | San Francisco | $856.7 million | Not listed | adviserinfo.sec.gov |
| Akkadian Ventures, Inc. | San Francisco | $841.2 million | 18 | adviserinfo.sec.gov |
| One Fin Capital Management LP | San Francisco | $830.6 million | 1 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in San Francisco, CA
- Investment advisers in California
- Advisers with $500 million to $1 billion in AUM
- Advisers serving high net worth individuals
- Broadside Wealth on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.