Data / Investment advisers / California / Delta Investment Management, LLC
Delta Investment Management, LLC, San Francisco, CA: $857 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Delta Investment Management, LLC is an SEC registered investment adviser with its main office in San Francisco, California and reports $857 million in regulatory assets under management in its Form ADV filed October 5, 2026. Its clients include high net worth individuals, individuals and charitable organizations. It is paid through a percentage of assets under management.
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- Registration
- SEC registered investment adviser
- CRD number
- 149596
- SEC file number
- 801-114006
- SEC status
- Approved, effective September 19, 2018
- Main office
- 708 Montgomery Street, San Francisco, CA 94111
- Phone
- (415) 249-6337
- Regulatory AUM
- $856,670,613 in the Form ADV filed October 5, 2026
- Discretionary AUM
- $856,670,613
- Accounts
- 2,459
- Employees
- 25, of which 25 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management
- Other offices
- 11
- Form ADV Item 11 disclosures
- Reported: other federal, state or foreign regulatory actions
- Latest Form ADV filing
- October 5, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 165 | $574.7 million |
| Individuals (other than high net worth individuals) | 934 | $277.8 million |
| Charitable organizations | Fewer than 5 | $4.2 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $856.7 million | March 29, 2026 |
| December 1, 2025 | $770.8 million | July 7, 2025 |
Other advisers in San Francisco
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Cache Advisors LLC | San Francisco | $962.1 million | 7 | adviserinfo.sec.gov |
| Strattam Capital Management, LLC | San Francisco | $938.7 million | 17 | adviserinfo.sec.gov |
| Telescope Partners LLC | San Francisco | $934 million | 13 | adviserinfo.sec.gov |
| Trimer Capital Management LP | San Francisco | $901.5 million | 3 | adviserinfo.sec.gov |
| Broadside Wealth | San Francisco | $874.5 million | Not listed | adviserinfo.sec.gov |
| Akkadian Ventures, Inc. | San Francisco | $841.2 million | 18 | adviserinfo.sec.gov |
| One Fin Capital Management LP | San Francisco | $830.6 million | 1 | adviserinfo.sec.gov |
| Divisar Capital Management, LLC | San Francisco | $812.8 million | 2 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in San Francisco, CA
- Investment advisers in California
- Advisers with $500 million to $1 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Delta Investment Management, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.