Data / Investment advisers / California / Tda Investment Group
Tda Investment Group, San Mateo, CA: $969 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Tda Investment Group is an SEC registered investment adviser with its main office in San Mateo, California and reports $969 million in regulatory assets under management in its Form ADV filed December 15, 2025. Its clients include pension and profit sharing plans and pooled investment vehicles. It is paid through a percentage of assets under management. It advises 1 private fund.
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- Registration
- SEC registered investment adviser
- CRD number
- 112016
- SEC file number
- 801-39280
- SEC status
- Approved, effective July 3, 1991
- Legal name
- Tda, Inc.
- Main office
- 2025 Pioneer Court, San Mateo, CA 94403
- Phone
- (650) 343-6333
- Regulatory AUM
- $969,343,920 in the Form ADV filed December 15, 2025
- Discretionary AUM
- $969,343,920
- Accounts
- 4
- Employees
- 22, of which 5 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management
- Private funds
- 1: 1 real estate fund
- Gross assets of private funds
- $86,087,591
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- December 15, 2025
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pension and profit sharing plans | 3 | $842.1 million |
| Pooled investment vehicles | 1 | $127.2 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| January 2, 2026 | $969.3 million | December 15, 2025 |
| December 1, 2025 | $825.7 million | October 6, 2025 |
Other advisers in San Mateo
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Sunstone Partners | San Mateo | $1.59 billion | 8 | adviserinfo.sec.gov |
| Hercules Adviser LLC | San Mateo | $1.56 billion | 5 | adviserinfo.sec.gov |
| Invictus Growth Partners | San Mateo | $1.26 billion | 17 | adviserinfo.sec.gov |
| Vantage Wealth Management, LLC | San Mateo | $1.12 billion | Not listed | adviserinfo.sec.gov |
| Newfront Retirement Services, Inc. | San Mateo | $1.04 billion | Not listed | adviserinfo.sec.gov |
| Brickley Wealth Management | San Mateo | $950.1 million | Not listed | adviserinfo.sec.gov |
| Eso Management Services LLC | San Mateo | $410.6 million | 5 | adviserinfo.sec.gov |
| Catalyst Private Wealth, LLC | San Mateo | $370.4 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in San Mateo, CA
- Investment advisers in California
- Advisers with $500 million to $1 billion in AUM
- Advisers serving pension and profit sharing plans
- Advisers serving pooled investment vehicles
- Advisers that manage private funds
- Tda Investment Group on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.