Data / Investment advisers / California / Newfront Retirement Services, Inc.
Newfront Retirement Services, Inc., San Mateo, CA: $1 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Newfront Retirement Services, Inc. is an SEC registered investment adviser with its main office in San Mateo, California and reports $1 billion in regulatory assets under management in its Form ADV filed October 19, 2026. Its clients include pension and profit sharing plans. It is paid through a percentage of assets under management and fixed fees.
The request: Watch Newfront Retirement Services, Inc. (CRD number 167641): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 167641
- SEC file number
- 801-80234
- SEC status
- Approved, effective August 27, 2014
- Main office
- 777 Mariners Island Blvd Suite 250, San Mateo, CA 94404
- Phone
- (415) 754-3635
- Regulatory AUM
- $1,038,896,040 in the Form ADV filed October 19, 2026
- Discretionary AUM
- $1,038,896,040
- Accounts
- 106
- Employees
- 30, of which 26 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, fixed fees
- Other offices
- 23
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- October 19, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pension and profit sharing plans | 106 | $1.04 billion |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| March 2, 2026 | $1.04 billion | February 26, 2026 |
| December 1, 2025 | $649.3 million | October 21, 2025 |
Other advisers in San Mateo
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Sumeru Equity Partners | San Mateo | $3.37 billion | 9 | adviserinfo.sec.gov |
| Sunstone Partners | San Mateo | $1.59 billion | 8 | adviserinfo.sec.gov |
| Hercules Adviser LLC | San Mateo | $1.56 billion | 5 | adviserinfo.sec.gov |
| Invictus Growth Partners | San Mateo | $1.26 billion | 17 | adviserinfo.sec.gov |
| Vantage Wealth Management, LLC | San Mateo | $1.12 billion | Not listed | adviserinfo.sec.gov |
| Tda Investment Group | San Mateo | $969.3 million | 1 | adviserinfo.sec.gov |
| Brickley Wealth Management | San Mateo | $950.1 million | Not listed | adviserinfo.sec.gov |
| Eso Management Services LLC | San Mateo | $410.6 million | 5 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in San Mateo, CA
- Investment advisers in California
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving pension and profit sharing plans
- Newfront Retirement Services, Inc. on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.