Data / Investment advisers / California / Ducere Wealth Management
Ducere Wealth Management, Newport Beach, CA: $504 million AUM, SEC registered investment adviser
Ducere Wealth Management is an SEC registered investment adviser with its main office in Newport Beach, California and reports $504 million in regulatory assets under management in its Form ADV filed October 13, 2026. Its clients include high net worth individuals, individuals and charitable organizations. It is paid through a percentage of assets under management.
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- Registration
- SEC registered investment adviser
- CRD number
- 337471
- SEC file number
- 801-133896
- SEC status
- Approved, effective August 1, 2025
- Legal name
- Ducere Wealth Management, LLC
- Main office
- 1401 Dove Street Suite 630, Newport Beach, CA 92660
- Phone
- (714) 393-0959
- Website
- ducerewealth.com
- Regulatory AUM
- $503,790,101 in the Form ADV filed October 13, 2026
- Discretionary AUM
- $495,622,846
- Non discretionary AUM
- $8,167,255
- Accounts
- 478
- Employees
- 11, of which 6 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management
- Other offices
- 1
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- October 13, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 52 | $397.2 million |
| Individuals (other than high net worth individuals) | 76 | $93.9 million |
| Charitable organizations | Fewer than 5 | $12.7 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| March 2, 2026 | $503.8 million | February 19, 2026 |
| December 1, 2025 | $329.8 million | October 13, 2025 |
Other advisers in Newport Beach
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| RS Crum Inc. | Newport Beach | $720.7 million | Not listed | adviserinfo.sec.gov |
| Westshore Wealth | Newport Beach | $662.4 million | Not listed | adviserinfo.sec.gov |
| Purus Wealth Management, LLC | Newport Beach | $658.1 million | Not listed | adviserinfo.sec.gov |
| Spectrum Asset Management Inc | Newport Beach | $657.3 million | Not listed | adviserinfo.sec.gov |
| Mig Capital, LLC | Newport Beach | $589.5 million | 1 | adviserinfo.sec.gov |
| Bell & Brown Wealth Advisors, LLC | Newport Beach | $486.8 million | Not listed | adviserinfo.sec.gov |
| Rba Wealth Management, LLC | Newport Beach | $452.1 million | Not listed | adviserinfo.sec.gov |
| Pavion Blue Capital, LLC | Newport Beach | $443.7 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Newport Beach, CA
- Investment advisers in California
- Advisers with $500 million to $1 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Ducere Wealth Management on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.