Data / Investment advisers / California / Neumann Capital Management
Neumann Capital Management, Foster City, CA: $630 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Neumann Capital Management is an SEC registered investment adviser with its main office in Foster City, California and reports $630 million in regulatory assets under management in its Form ADV filed August 26, 2026. Its clients include high net worth individuals, individuals and charitable organizations. It is paid through a percentage of assets under management.
The request: Watch Neumann Capital Management (CRD number 112182): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 112182
- SEC file number
- 801-41001
- SEC status
- Approved, effective March 13, 1992
- Legal name
- Neumann Capital Management, LLC
- Main office
- 303 Vintage Park Drive, Suite 100, Foster City, CA 94404
- Phone
- (650) 548-9200
- Website
- neumanncm.portal.tamaracinc.com
- Regulatory AUM
- $630,287,808 in the Form ADV filed August 26, 2026
- Discretionary AUM
- $630,287,808
- Accounts
- 609
- Employees
- 4, of which 4 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management
- Other offices
- 4
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- August 26, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 128 | $602.7 million |
| Individuals (other than high net worth individuals) | 63 | $26.6 million |
| Charitable organizations | Fewer than 5 | $556,093 |
| Corporations or other businesses | Fewer than 5 | $343,396 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $630.3 million | March 11, 2026 |
| December 1, 2025 | $568.5 million | June 18, 2025 |
Other advisers in Foster City
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Bertram Capital Management LLC | Foster City | $4.43 billion | 9 | adviserinfo.sec.gov |
| Team Hewins, LLC | Foster City | $3.97 billion | Not listed | adviserinfo.sec.gov |
| Summitry, LLC | Foster City | $3.35 billion | Not listed | adviserinfo.sec.gov |
| Nipun Capital, L.P. | Foster City | $2.03 billion | 4 | adviserinfo.sec.gov |
| American Infrastructure | Foster City | $1.70 billion | 4 | adviserinfo.sec.gov |
| Knuff & Company LLC | Foster City | $393.9 million | 1 | adviserinfo.sec.gov |
| Scale Venture Partners | Foster City | Not listed | 7 | adviserinfo.sec.gov |
| Geodesic Investments, L.L.C | Foster City | Not listed | 5 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Foster City, CA
- Investment advisers in California
- Advisers with $500 million to $1 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Neumann Capital Management on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.