Data / Investment advisers / California / Retirement Wellness Group
Retirement Wellness Group, Pasadena, CA: $527 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Retirement Wellness Group is an SEC registered investment adviser with its main office in Pasadena, California and reports $527 million in regulatory assets under management in its Form ADV filed March 24, 2026. Its clients include pension and profit sharing plans, state and municipal governments and charitable organizations. It is paid through a percentage of assets under management and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 297255
- SEC file number
- 801-113447
- SEC status
- Approved, effective June 15, 2018
- Legal name
- Retirement Wellness Group LLC
- Main office
- 123 South Marengo Ave. Suite 200, Pasadena, CA 91101
- Phone
- (949) 757-1799
- Website
- retirementwellnessgroup.com
- Regulatory AUM
- $526,582,694 in the Form ADV filed March 24, 2026
- Discretionary AUM
- $203,718,508
- Non discretionary AUM
- $322,864,186
- Accounts
- 83
- Employees
- 2, of which 2 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, fixed fees
- Other offices
- 1
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 24, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pension and profit sharing plans | 74 | $474.5 million |
| State or municipal government entities | 2 | $35.5 million |
| Charitable organizations | 6 | $15.9 million |
| High net worth individuals | 1 | $667,754 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $526.6 million | March 24, 2026 |
| December 1, 2025 | $523.7 million | June 23, 2025 |
Other advisers in Pasadena
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Schnieders Capital Management, LLC. | Pasadena | $1.06 billion | Not listed | adviserinfo.sec.gov |
| Strategy Asset Managers L.L.C. | Pasadena | $930.1 million | 2 | adviserinfo.sec.gov |
| Felicitas Global Partners, LLC | Pasadena | $804.4 million | 12 | adviserinfo.sec.gov |
| Stonemark Wealth Management | Pasadena | $609.8 million | Not listed | adviserinfo.sec.gov |
| Lk&A Investment Counsel | Pasadena | $540.1 million | Not listed | adviserinfo.sec.gov |
| Robert L. Bender, Inc. Dba Robert Bender & Associates | Pasadena | $510.9 million | Not listed | adviserinfo.sec.gov |
| Wimmer Associates LLC | Pasadena | $475.9 million | Not listed | adviserinfo.sec.gov |
| The Sterling Group | Pasadena | $471.3 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Pasadena, CA
- Investment advisers in California
- Advisers with $500 million to $1 billion in AUM
- Advisers serving pension and profit sharing plans
- Advisers serving state and municipal governments
- Retirement Wellness Group on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.