Data / Investment advisers / California / Strategy Asset Managers L.L.C.
Strategy Asset Managers L.L.C., Pasadena, CA: $930 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Strategy Asset Managers L.L.C. is an SEC registered investment adviser with its main office in Pasadena, California and reports $930 million in regulatory assets under management in its Form ADV filed October 7, 2026. Its clients include high net worth individuals, individuals and pension and profit sharing plans. It is paid through a percentage of assets under management, hourly charges and fixed fees. It advises 2 private funds.
The request: Watch Strategy Asset Managers L.L.C. (CRD number 109939): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 109939
- SEC file number
- 801-60049
- SEC status
- Approved, effective February 23, 2001
- Main office
- 790 E. Colorado Blvd Suite 200, Pasadena, CA 91101
- Phone
- (626) 657-0559
- Regulatory AUM
- $930,077,850 in the Form ADV filed October 7, 2026
- Discretionary AUM
- $930,077,850
- Accounts
- 1,458
- Employees
- 10, of which 10 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees, performance based fees
- Private funds
- 2: 2 venture capital funds
- Gross assets of private funds
- $11,405,837
- Other offices
- 2
- Form ADV Item 11 disclosures
- Reported: self-regulatory organization actions, civil court actions
- Latest Form ADV filing
- October 7, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 214 | $667.7 million |
| Individuals (other than high net worth individuals) | 384 | $155.9 million |
| Pension and profit sharing plans | 12 | $59.5 million |
| Charitable organizations | 13 | $27.5 million |
| Pooled investment vehicles | 2 | $11.4 million |
| Corporations or other businesses | 8 | $8 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $930.1 million | March 31, 2026 |
| December 1, 2025 | $741.5 million | April 30, 2025 |
Other advisers in Pasadena
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Clifford Swan Investment Counselors | Pasadena | $4.48 billion | Not listed | adviserinfo.sec.gov |
| Flaherty & Crumrine Incorporated | Pasadena | $4.15 billion | Not listed | adviserinfo.sec.gov |
| Pasadena Private Wealth, LLC | Pasadena | $1.62 billion | 6 | adviserinfo.sec.gov |
| Wedbush Fund Advisers, LLC | Pasadena | $1.07 billion | Not listed | adviserinfo.sec.gov |
| Schnieders Capital Management, LLC. | Pasadena | $1.06 billion | Not listed | adviserinfo.sec.gov |
| Felicitas Global Partners, LLC | Pasadena | $804.4 million | 12 | adviserinfo.sec.gov |
| Stonemark Wealth Management | Pasadena | $609.8 million | Not listed | adviserinfo.sec.gov |
| Lk&A Investment Counsel | Pasadena | $540.1 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Pasadena, CA
- Investment advisers in California
- Advisers with $500 million to $1 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Advisers that manage private funds
- Strategy Asset Managers L.L.C. on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.