Data / Investment advisers / California / Omega Financial Group, LLC
Omega Financial Group, LLC, Santa Barbara, CA: $552 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Omega Financial Group, LLC is an SEC registered investment adviser with its main office in Santa Barbara, California and reports $552 million in regulatory assets under management in its Form ADV filed June 4, 2026. Its clients include high net worth individuals, individuals and pension and profit sharing plans. It is paid through a percentage of assets under management, hourly charges and fixed fees.
The request: Watch Omega Financial Group, LLC (CRD number 164147): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 164147
- SEC file number
- 801-77745
- SEC status
- Approved, effective March 28, 2013
- Main office
- 812 Anacapa Street, Santa Barbara, CA 93101
- Phone
- (805) 617-4363
- Regulatory AUM
- $552,413,654 in the Form ADV filed June 4, 2026
- Discretionary AUM
- $549,914,757
- Non discretionary AUM
- $2,498,897
- Accounts
- 974
- Employees
- 6, of which 4 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Other offices
- 1
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- June 4, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 148 | $475.9 million |
| Individuals (other than high net worth individuals) | 171 | $66.6 million |
| Pension and profit sharing plans | 5 | $8.9 million |
| Charitable organizations | Fewer than 5 | $1 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| March 2, 2026 | $552.4 million | February 19, 2026 |
| December 1, 2025 | $480.2 million | February 10, 2025 |
Other advisers in Santa Barbara
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Avalan, LLC | Santa Barbara | $621.8 million | 1 | adviserinfo.sec.gov |
| Cuadrilla Capital, LLC | Santa Barbara | $586.6 million | 4 | adviserinfo.sec.gov |
| Curtis Advisory Group, LLC | Santa Barbara | $573.7 million | Not listed | adviserinfo.sec.gov |
| Painted Porch Advisors LLC | Santa Barbara | $571.9 million | 5 | adviserinfo.sec.gov |
| Trinity Capital Management, LLC | Santa Barbara | $556.8 million | Not listed | adviserinfo.sec.gov |
| Monarch Wealth Strategies | Santa Barbara | $463.5 million | Not listed | adviserinfo.sec.gov |
| Thryve Wealth Management | Santa Barbara | $304 million | Not listed | adviserinfo.sec.gov |
| Foronjy Financial | Santa Barbara | $278 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Santa Barbara, CA
- Investment advisers in California
- Advisers with $500 million to $1 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Omega Financial Group, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.