Data / Investment advisers / California / Monarch Wealth Strategies
Monarch Wealth Strategies, Santa Barbara, CA: $463 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Monarch Wealth Strategies is an SEC registered investment adviser with its main office in Santa Barbara, California and reports $463 million in regulatory assets under management in its Form ADV filed March 25, 2026. Its clients include high net worth individuals, individuals and charitable organizations. It is paid through a percentage of assets under management and hourly charges.
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- Registration
- SEC registered investment adviser
- CRD number
- 136029
- SEC file number
- 801-118775
- SEC status
- Approved, effective May 22, 2020
- Main office
- 222 East Carillo Street Suite 208, Santa Barbara, CA 93101
- Phone
- (805) 564-0800
- Regulatory AUM
- $463,476,338 in the Form ADV filed March 25, 2026
- Discretionary AUM
- $463,476,338
- Accounts
- 956
- Employees
- 7, of which 7 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, hourly charges
- Other offices
- 2
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 25, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 161 | $331.1 million |
| Individuals (other than high net worth individuals) | 229 | $107.4 million |
| Charitable organizations | 2 | $14.8 million |
| Pension and profit sharing plans | 3 | $10.1 million |
| Corporations or other businesses | 1 | $69,379 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $463.5 million | March 25, 2026 |
| December 1, 2025 | $434.8 million | March 28, 2025 |
Other advisers in Santa Barbara
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Cuadrilla Capital, LLC | Santa Barbara | $586.6 million | 4 | adviserinfo.sec.gov |
| Curtis Advisory Group, LLC | Santa Barbara | $573.7 million | Not listed | adviserinfo.sec.gov |
| Painted Porch Advisors LLC | Santa Barbara | $571.9 million | 5 | adviserinfo.sec.gov |
| Trinity Capital Management, LLC | Santa Barbara | $556.8 million | Not listed | adviserinfo.sec.gov |
| Omega Financial Group, LLC | Santa Barbara | $552.4 million | Not listed | adviserinfo.sec.gov |
| Thryve Wealth Management | Santa Barbara | $304 million | Not listed | adviserinfo.sec.gov |
| Foronjy Financial | Santa Barbara | $278 million | Not listed | adviserinfo.sec.gov |
| Alamar Capital Management, LLC | Santa Barbara | $260.3 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Santa Barbara, CA
- Investment advisers in California
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Monarch Wealth Strategies on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.