Data / Investment advisers / California / Curtis Advisory Group, LLC
Curtis Advisory Group, LLC, Santa Barbara, CA: $574 million AUM, SEC registered investment adviser
Curtis Advisory Group, LLC is an SEC registered investment adviser with its main office in Santa Barbara, California and reports $574 million in regulatory assets under management in its Form ADV filed April 15, 2026. Its clients include high net worth individuals, charitable organizations and individuals. It is paid through a percentage of assets under management, hourly charges and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 151695
- SEC file number
- 801-81082
- SEC status
- Approved, effective March 9, 2015
- Main office
- 735 State Street Suite 214, Santa Barbara, CA 93101
- Phone
- (805) 963-6181
- Website
- curtisadvisorygroup.com
- Regulatory AUM
- $573,697,121 in the Form ADV filed April 15, 2026
- Discretionary AUM
- $572,393,929
- Non discretionary AUM
- $1,303,192
- Accounts
- 548
- Employees
- 3, of which 3 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- April 15, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 64 | $402.8 million |
| Charitable organizations | 3 | $118.9 million |
| Individuals (other than high net worth individuals) | 73 | $20 million |
| Corporations or other businesses | 6 | $17 million |
| Pension and profit sharing plans | 11 | $15.1 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $573.7 million | March 12, 2026 |
| December 1, 2025 | $485 million | March 18, 2025 |
Other advisers in Santa Barbara
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Arlington Financial Advisors, LLC | Santa Barbara | $1.24 billion | Not listed | adviserinfo.sec.gov |
| Channel Wealth, LLC | Santa Barbara | $850.9 million | Not listed | adviserinfo.sec.gov |
| Ariadne Wealth Management, LP | Santa Barbara | $627.3 million | Not listed | adviserinfo.sec.gov |
| Avalan, LLC | Santa Barbara | $621.8 million | 1 | adviserinfo.sec.gov |
| Cuadrilla Capital, LLC | Santa Barbara | $586.6 million | 4 | adviserinfo.sec.gov |
| Painted Porch Advisors LLC | Santa Barbara | $571.9 million | 5 | adviserinfo.sec.gov |
| Trinity Capital Management, LLC | Santa Barbara | $556.8 million | Not listed | adviserinfo.sec.gov |
| Omega Financial Group, LLC | Santa Barbara | $552.4 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Santa Barbara, CA
- Investment advisers in California
- Advisers with $500 million to $1 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving charitable organizations
- Curtis Advisory Group, LLC on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.